13F 申報指南13F 觀念全攻略
什麼是 SEC Form 13F 申報？美股機構大戶持股全攻略
完整解讀 Form 13F 申報規範、1 億美元門檻與 45 天延遲申報機制，學會如何追蹤頂級對沖基金與機構法人持倉動向。
AlphaSMO 權威研究指南閱讀專題
CIK: 0001301396
申報總市值
US$51.5億
US$51.5億
284 檔
8.4%
在 Q3 2024 的 13F 官方備案中，Context Capital Management, LLC 管理的美股投資組合規模來到 US$51.5億，整體持股檔數為 284 檔。
Q3 2024 數據顯示 Context Capital Management, LLC 積極進場，新開立 27 個部位並同步加碼 13 檔個股，反映機構在該季度的資金注入與籌碼積累。
在資產配置集中度方面，Context Capital Management, LLC 的前 5 大核心持股（包含 RKLB 4.25 02-01-29, , SNAP 0.125 03-01-28 等）合計佔整體申報市值的 8.4%，反映機構在主要關鍵部位上的權重分佈。
僅顯示前 200 大持股（共 284 檔）
| # | 代號 | 標的名稱 | 資產子類別 | 佔比 | 佔比變動 | 持倉量變化 | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | RKLB 4.25 02-01-29債券 | Rocket Lab USA | 債券 | 3.05% | — | +87.23% | |
| 2 | ✓ | 股票-其他 | 2.47% | — | +95.24% | ||
| 3 | SNAP 0.125 03-01-28債券 | Snap Inc | 債券 | 2.18% | -0.05% | EXIT | |
| 4 | MSTR 0 02-15-27債券 | Microstrategy Inc | 債券 | 2.15% | — | +27.53% | |
| 5 | DDD 0 11-15-26債券 | 3d Systems CORP | 債券 | 1.92% | — | +4.73% | |
| 6 | W 1 08-15-26債券 | Wayfair Inc | 債券 | 1.73% | — | -0.88% | |
| 7 | LITE 0.5 12-15-26債券 | Lumentum Holdings Inc | 債券 | 1.68% | — | +37.67% | |
| 8 | AFRM 0 11-15-26債券 | Affirm Holdings Inc | 債券 | 1.61% | — | +9.96% | |
| 9 | XIFR 0 11-15-25債券 | Xplr Infrastructure LP | 債券 | 1.42% | — | +2.58% | |
| 10 | XMTR 1 02-01-27債券 | Xometry Inc | 債券 | 1.42% | — | +8.53% | |
| 11 | BBIO 2.25 02-01-29債券 | Bridgebio Pharma Inc | 債券 | 1.40% | -0.63% | +26.89% | |
| 12 | TDOC 1.25 06-01-27債券 | Teladoc Health Inc | 債券 | 1.40% | -0.61% | +63.85% | |
| 13 | W 0.625 10-01-25債券 | Wayfair Inc | 債券 | 1.39% | — | -1.84% | |
| 14 | SKIN 1.25 10-01-26債券 | Skinhealth Systems Inc | 債券 | 1.38% | — | -27.00% | |
| 15 | GRPN 1.125 03-15-26債券 | Groupon Inc | 債券 | 1.37% | — | +13.29% | |
| 16 | BE 3 06-01-28債券 | Bloom Energy CORP | 債券 | 1.37% | — | +12.37% | |
| 17 | TVTX 2.25 03-01-29債券 | Travere Therapeutics Inc | 債券 | 1.33% | -1.55% | EXIT | |
| 18 | ATEC 0.75 08-01-26債券 | Alphatec Holdings Inc | 債券 | 1.25% | — | +5.18% | |
| 19 | ESPR 4 11-15-25債券 | Esperion Therapeutics | 債券 | 1.24% | — | -6.58% | |
| 20 | PTON 0 02-15-26債券 | Peloton Interactive Inc | 債券 | 1.23% | — | +24.92% | |
| 21 | OPEN 0.25 08-15-26債券 | Opendoor Technologies In | 債券 | 1.23% | — | +10.33% | |
| 22 | RVNC 1.75 02-15-27債券 | Revance Therapeutics Inc | 債券 | 1.22% | — | -4.96% | |
| 23 | ✓ | Rivian Auto Inc | 股票-其他 | 1.20% | — | +19.37% | |
| 24 | SOFI 1.25 03-15-29債券 | Sofi Technologies Inc | 債券 | 1.18% | — | -2.40% | |
| 25 | PLUG 7 06-01-26債券 | Plug Power Inc | 債券 | 1.13% | — | +41.91% | |
| 26 | MARA 1 12-01-26債券 | Mara Holdings Inc | 債券 | 1.08% | — | -3.25% | |
| 27 | PTCT 1.5 09-15-26債券 | Ptc Therapeutics Inc | 債券 | 1.06% | — | — | |
| 28 | SSRMCN 2.5 04-01-39債券 | Ssr Mining Inc | 債券 | 1.04% | — | +10.58% | |
| 29 | COMPOS 7 12-15-26債券 | Composecure Holdings LLC | 債券 | 1.04% | — | — | |
| 30 | NMFC 7.5 10-15-25債券 | New Mountain Finance Cor | 債券 | 1.02% | — | +25.35% | |
| 31 | ✓ | Pnm Resources Inc | 股票-其他 | 0.98% | — | — | |
| 32 | PRCH 6.75 10-01-28債券 | Porch Group Inc | 債券 | 0.96% | — | — | |
| 33 | ✓ | Microstrategy Inc | 股票-其他 | 0.96% | — | — | |
| 34 | ✓ | Applied Optoelectronics Inc. 5.25 12/15/2026 | 股票-其他 | 0.95% | — | +3.37% | |
| 35 | UPST 0.25 08-15-26債券 | Upstart Holdings Inc | 債券 | 0.93% | — | -30.84% | |
| 36 | CHRS 1.5 04-15-26債券 | Coherus Oncology Inc | 債券 | 0.89% | — | +19.50% | |
| 37 | ✓ | 股票-其他 | 0.86% | — | — | ||
| 38 | CDMO 7 03-01-29債券 | Avid Bioservices Inc | 債券 | 0.86% | — | +16.76% | |
| 39 | MITK 0.75 02-01-26債券 | Mitek Systems Inc | 債券 | 0.84% | — | +10.08% | |
| 40 | W 3.5 11-15-28債券 | Wayfair Inc | 債券 | 0.82% | -0.94% | EXIT | |
| 41 | MIRM 4 05-01-29債券 | Mirum Pharmaceuticals | 債券 | 0.78% | — | +1.75% | |
| 42 | ✓ | Opko Health Inc. 144a 3.75 01/15/2029 | 股票-其他 | 0.73% | — | +1.27% | |
| 43 | CENX 2.75 05-01-28債券 | Century Aluminum Company | 債券 | 0.71% | -1.23% | +30.40% | |
| 44 | ACCD 0.5 04-01-26債券 | Accolade Inc | 債券 | 0.70% | — | — | |
| 45 | ARRY 1 12-01-28債券 | Array Technologies Inc | 債券 | 0.70% | -0.29% | +26.45% | |
| 46 | ✓ | Upstart 2 - 10/1/29 | 股票-其他 | 0.70% | — | — | |
| 47 | NVAX 5 12-15-27債券 | Novavax Inc | 債券 | 0.70% | — | +25.33% | |
| 48 | IRWD 1.5 06-15-26債券 | Ironwood Pharmaceuticals | 債券 | 0.68% | -1.34% | EXIT | |
| 49 | AORT 4.25 07-01-25債券 | Artivion Inc | 債券 | 0.67% | — | — | |
| 50 | LCID 1.25 12-15-26債券 | Lucid Group Inc | 債券 | 0.67% | — | +15.40% |
| # | 代號 | 標的名稱 | 佔比變動 | 持倉量變化 | 異動類型 |
|---|---|---|---|---|---|
| 1 | RKLB 4.25 02-01-29債券 | Rocket Lab USA | +1.9% | +87.23% | 加碼 |
| 2 | ✓ | +1.2% | +95.24% | 加碼 | |
| 3 | COMPOS 7 12-15-26債券 | Composecure Holdings LLC | +1% | NEW | 新建倉 |
| 4 | ✓ | Pnm Resources Inc | +1% | NEW | 新建倉 |
| 5 | ✓ | Microstrategy Inc | +1% | NEW | 新建倉 |
| 6 | SNAP 0.125 03-01-28債券 | Snap Inc | +0.9% | +127.31% | 加碼 |
| 7 | ✓ | +0.9% | NEW | 新建倉 | |
| 8 | W 3.5 11-15-28債券 | Wayfair Inc | +0.7% | +720.00% | 加碼 |
| 9 | ✓ | Upstart 2 - 10/1/29 | +0.7% | NEW | 新建倉 |
| 10 | IRWD 1.5 06-15-26債券 | Ironwood Pharmaceuticals | +0.7% | NEW | 新建倉 |
| 11 | ✓ | Wisdomtree Inc | +0.7% | NEW | 新建倉 |
| 12 | ✓ | Pennymac Mortgage Inv Trust | +0.6% | NEW | 新建倉 |
| 13 | PTON L 05-30-29 4債券 | Peloton Interactive Inc | +0.6% | NEW | 新建倉 |
| 14 | BTDR 8.5 08-15-29債券 | Bitdeer Technologies Grp | +0.6% | NEW | 新建倉 |
| 15 | ✓ | Pacira Biosciences Inc | +0.5% | NEW | 新建倉 |
| 16 | ✓ | Sunrun Inc. 144a 4 03/01/2030 | +0.5% | NEW | 新建倉 |
| 17 | DM 6 05-15-27債券 | Desktop Metal Inc | +0.5% | NEW | 新建倉 |
| 18 | PCRX 0.75 08-01-25債券 | Pacira Biosciences Inc | +0.5% | NEW | 新建倉 |
| 19 | AMC 6 04-30-30 144A債券 | Muvico LLC | +0.5% | NEW | 新建倉 |
| 20 | ✓ | Coin 0.250 04/01/30 Cvt | +0.5% | NEW | 新建倉 |
| 21 | ✓ | Marathon Digital | +0.5% | NEW | 新建倉 |
| 22 | ✓ | Bloom Energy CORP | +0.5% | NEW | 新建倉 |
| 23 | ✓ | Pgy 6 1/8 10/01/29 | +0.5% | NEW | 新建倉 |
| 24 | LAZR 11.5 01-15-30債券 | Luminar Technologies Inc | +0.4% | NEW | 新建倉 |
| 25 | ✓ | +0.4% | NEW | 新建倉 | |
| 26 | EQXCN 4.75 10-15-28債券 | Equinox Gold CORP | +0.4% | NEW | 新建倉 |
| 27 | HPE 7.625 09-01-27債券 | Hp Enterprise Co | +0.4% | NEW | 新建倉 |
| 28 | ✓ | Snap Inc | +0.4% | NEW | 新建倉 |
| 29 | CYRX 0.75 12-01-26債券 | Cryoport Inc | +0.4% | NEW | 新建倉 |
| 30 | EB 0.75 09-15-26債券 | Eventbrite Inc | +0.4% | +490.33% | 加碼 |
| 31 | W 3.25 09-15-27債券 | Wayfair Inc | +0.4% | +1047.62% | 加碼 |
| 32 | LAZR 0 08-15-28債券 | Luminar Technologies Inc | +0.3% | NEW | 新建倉 |
| 33 | ✓ | Evolent Health Inc | +0.3% | NEW | 新建倉 |
| 34 | TDOC 1.25 06-01-27債券 | Teladoc Health Inc | +0.3% | +63.85% | 加碼 |
| 35 | GH 0 11-15-27債券 | Guardant Health Inc | +0.3% | +191.57% | 加碼 |
| 36 | AGCN 0.375 01-15-27債券 | First Majestic Silver | +0.2% | +89.63% | 加碼 |
| 37 | LITE 0.5 12-15-26債券 | Lumentum Holdings Inc | +0.2% | +37.67% | 加碼 |
| 38 | MSTR 0 02-15-27債券 | Microstrategy Inc | +0.2% | +27.53% | 加碼 |
| 39 | CDMO 7 03-01-29債券 | Avid Bioservices Inc | +0.1% | +16.76% | 加碼 |
| 40 | BBIO 2.25 02-01-29債券 | Bridgebio Pharma Inc | 0% | +26.89% | 加碼 |
| 41 | SOFI 0 10-15-26債券 | Sofi Technologies Inc | -0.6% | -57.38% | 減碼 |
| 42 | INFN 3.75 08-01-28債券 | Infinera CORP | -0.7% | EXIT | 清倉 |
| 43 | ALNY 1 09-15-27債券 | Alnylam Pharmaceuticals | -0.7% | EXIT | 清倉 |
| 44 | WOLF 1.75 05-01-26債券 | Wolfspeed Inc | -0.7% | -38.30% | 減碼 |
| 45 | LAZR 1.25 12-15-26債券 | Luminar Technologies Inc | -0.8% | EXIT | 清倉 |
| 46 | SMTC 1.625 11-01-27債券 | Semtech CORP | -0.8% | -72.85% | 減碼 |
| 47 | NEE 7.299 06-01-27債券 | Nextera Energy Inc | -0.8% | -90.00% | 減碼 |
| 48 | WT 5.75 08-15-28債券 | Wisdomtree Inc | -0.9% | EXIT | 清倉 |
| 49 | CORZ 12 01-23-29債券 | Core Scientific Inc | -1.1% | EXIT | 清倉 |
| 50 | SKIN 1.25 10-01-26債券 | Skinhealth Systems Inc | -1.1% | -27.00% | 減碼 |
根據 SEC 官方 Form 13F 申報備案，Context Capital Management, LLC 在 Q3 2024 季度的美股持倉總市值約為 US$51.5億，共申報了 284 個公開持股部位。
在 Q3 2024 季度，Context Capital Management, LLC 按市值排列的前三大核心持股分別為：RKLB 4.25 02-01-29 (3.0%)、 (2.5%)、SNAP 0.125 03-01-28 (2.2%)。其中最大持股部位 RKLB 4.25 02-01-29 佔據整體投資組合約 3.0% 的權重。
精選 AlphaSMO 大戶持股與內部人交易深度分析，提升投資決策勝率
完整解讀 Form 13F 申報規範、1 億美元門檻與 45 天延遲申報機制，學會如何追蹤頂級對沖基金與機構法人持倉動向。
本季最大新建倉標的
COMPOS 7 12-15-26
市值: US$3827.0萬
本季最大獲利了結 / 清倉標的
CORZ 12 01-23-29
前期市值: US$2931.2萬
在 Q3 2024 季度中，Context Capital Management, LLC 共進行了 50 項持倉異動，包含新建倉 27 個部位、加碼 13 個部位、減碼 5 個部位以及清倉 5 個部位。 其中最大新建倉標的為 COMPOS 7 12-15-26。 本季清倉部位包含 CORZ 12 01-23-29。
本頁面所有持股數據均直接同步自美國證券交易委員會（SEC）EDGAR 官方系統之 13F-HR / 13F-HR/A 季度申報文件。AlphaSMO 透過機器解析 CUSIP 與個股對照，提供 100% 精準對齊的歷史時序數據集，並支援 Schema.org 結構化資料格式。
解析公司高管、董事與 10% 大股東之 Form 4 內部人交易申報，掌握高管自家股票買賣第一手訊號。
深入剖析 5% 股益申報門檻、13D 與 13G 之差異，以及最新 SEC 申報時程規範，洞察機構法人的激進投資動向。