13F 申報指南13F 觀念全攻略
什麼是 SEC Form 13F 申報？美股機構大戶持股全攻略
完整解讀 Form 13F 申報規範、1 億美元門檻與 45 天延遲申報機制，學會如何追蹤頂級對沖基金與機構法人持倉動向。
AlphaSMO 權威研究指南閱讀專題
CIK: 0000702007
申報總市值
US$2.7億
US$2.7億
894 檔
13.4%
根據最新整理的 13F 季度數據集，Caldwell Sutter Capital, Inc. 於 Q1 2026 結束時的管理資產規模為 US$2.7億。該機構在本季度申報了 894 檔美股持倉，呈現出該時期的主要投資地圖。
Caldwell Sutter Capital, Inc. 在 Q1 2026 進行了結構性的板塊輪動與部位換股。在開立 8 個全新部位及加碼 68 檔持股的同時，亦同步清倉 2 檔並減碼 70 檔標的。
檢視投資組合結構，前 5 大主力部位（包含 AAPL, PPIH, CAT）占據了總市值的 13.4%，展現出該機構在 Q1 2026 的重點資金聚焦與風險分佈特徵。
僅顯示前 200 大持股（共 894 檔）
| # | 代號 | 標的名稱 | 資產子類別 | 佔比 | 佔比變動 | 持倉量變化 | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | 股票-科技 | 4.81% | +0.28% | -3.97% | |
| 2 | PPIH | Perma-pipe International Hol | 股票-其他 | 2.84% | -0.46% | -0.43% | |
| 3 | CAT | Caterpillar Inc | 股票-工業 | 2.36% | +0.85% | -4.87% | |
| 4 | KNTK | Kinetik Holdings Inc | 股票-其他 | 2.33% | -0.18% | +61.90% | |
| 5 | PLBC | Plumas Bancorp | 股票-其他 | 2.11% | +0.23% | — | |
| 6 | MSA | Msa Safety Inc | 股票-工業 | 1.95% | -0.05% | -8.93% | |
| 7 | SSBI | Summit State Bank | 股票-其他 | 1.89% | -0.10% | +0.07% | |
| 8 | SGOV | Ishares 0-3 Month Treasury B | ETF-政府公債 | 1.80% | +0.10% | +54.72% | |
| 9 | V | Visa Inc-class A Shares | 股票-金融 | 1.59% | +0.07% | -1.70% | |
| 10 | DGICA | Donegal Group Inc-cl A | 股票-其他 | 1.48% | +0.13% | — | |
| 11 | CVX | Chevron CORP | 股票-能源 | 1.41% | -0.36% | -0.81% | |
| 12 | BRK-B | Berkshire Hathaway Inc-cl B | 股票-其他 | 1.39% | +0.14% | +9.43% | |
| 13 | IVV | Ishares Core S&p 500 ETF | ETF-大型股與成長 | 1.28% | +0.07% | -0.52% | |
| 14 | VIG | Vanguard Dividend Apprec ETF | ETF-其他 | 1.24% | +0.04% | -1.74% | |
| 15 | SENEA | Seneca Foods CORP - Cl A | 股票-其他 | 1.23% | +0.06% | — | |
| 16 | COST | Costco Wholesale CORP | 股票-非循環性消費 | 1.22% | -0.18% | -1.15% | |
| 17 | MOD | Modine Manufacturing Co | 股票-循環性消費 | 1.14% | -0.38% | -22.24% | |
| 18 | MSFT | Microsoft CORP | 股票-科技 | 1.10% | -0.06% | -0.37% | |
| 19 | JPM | Jpmorgan Chase & Co | 股票-金融 | 1.08% | -0.20% | -2.49% | |
| 20 | PKBK | Parke Bancorp Inc | 股票-其他 | 1.05% | +0.09% | -0.29% | |
| 21 | BCML | Baycom CORP | 股票-其他 | 0.97% | +0.02% | — | |
| 22 | XOM | Exxon Mobil CORP | 股票-能源 | 0.96% | -0.96% | EXIT | |
| 23 | AXP | American Express Co | 股票-金融 | 0.90% | -0.17% | — | |
| 24 | FSUN | Firstsun Capital Bancorp | 股票-其他 | 0.86% | +0.03% | -0.60% | |
| 25 | CSCO | Cisco Systems Inc | 股票-科技 | 0.85% | +0.30% | -6.17% | |
| 26 | KYN | Kayne Anderson Energy Infra | 股票-其他 | 0.82% | -0.08% | -0.32% | |
| 27 | IBM | Intl Business Machines CORP | 股票-科技 | 0.81% | +0.07% | -1.97% | |
| 28 | VTI | Vanguard Total Stock Mkt ETF | ETF-其他 | 0.80% | +0.03% | — | |
| 29 | IGM | Ishares Expanded Tech Sector | ETF-科技型 | 0.76% | +0.17% | — | |
| 30 | PFE | Pfizer Inc | 股票-醫療保健 | 0.76% | -0.24% | +3.74% | |
| 31 | META | Meta Platforms Inc-class A | 股票-通訊服務 | 0.72% | -0.04% | -0.32% | |
| 32 | PEP | Pepsico Inc | 股票-非循環性消費 | 0.72% | -0.13% | +8.40% | |
| 33 | NEN | New England Realty Assoc-lp | 股票-其他 | 0.71% | -0.07% | — | |
| 34 | CWBC | Community West Bancshares | 股票-其他 | 0.70% | +0.10% | — | |
| 35 | BANR | Banner Corporation | 股票-其他 | 0.70% | -0.05% | — | |
| 36 | UNP | Union Pacific CORP | 股票-工業 | 0.64% | +0.04% | +0.66% | |
| 37 | INBK | First Internet Bancorp | 股票-其他 | 0.64% | +0.14% | — | |
| 38 | JNJ | Johnson & Johnson | 股票-醫療保健 | 0.64% | -0.01% | -1.49% | |
| 39 | MCHB | Mechanics Bancorp-a | 股票-其他 | 0.62% | — | +0.07% | |
| 40 | MCI | Barings Corporate Investors | 股票-其他 | 0.59% | -0.03% | — | |
| 41 | GOLD | Gold.com Inc | 股票-其他 | 0.58% | -0.03% | -16.16% | |
| 42 | AXR | Amrep CORP | 股票-其他 | 0.57% | -0.10% | -1.59% | |
| 43 | INTU | Intuit Inc | 股票-科技 | 0.56% | -0.24% | +0.76% | |
| 44 | NAII | Natural Alternatives Intl | 股票-其他 | 0.53% | -0.08% | +8.01% | |
| 45 | INTG | Intergroup CORP | 股票-其他 | 0.52% | +0.08% | — | |
| 46 | VZ | Verizon Communications Inc | 股票-通訊服務 | 0.52% | -0.11% | +3.17% | |
| 47 | HSY | Hershey Co/the | 股票-非循環性消費 | 0.51% | -0.10% | -0.72% | |
| 48 | CET | Central Securities CORP | 股票-其他 | 0.49% | +0.07% | +60.43% | |
| 49 | WLY | Wiley (john) & Sons-class A | 股票-其他 | 0.49% | +0.09% | -6.73% | |
| 50 | USFR | Wisdomtree Floating Rate Tre | ETF-其他 | 0.49% | +0.01% | +9.42% |
| # | 代號 | 標的名稱 | 佔比變動 | 持倉量變化 | 異動類型 |
|---|---|---|---|---|---|
| 1 | KNTK | Kinetik Holdings Inc | +1.2% | +61.90% | 加碼 |
| 2 | SGOV | Ishares 0-3 Month Treasury B | +0.6% | +54.72% | 加碼 |
| 3 | CVX | Chevron CORP | +0.3% | -0.81% | 減碼 |
| 4 | SENEA | Seneca Foods CORP - Cl A | +0.3% | — | 不變 |
| 5 | CAT | Caterpillar Inc | +0.3% | -4.87% | 減碼 |
| 6 | XOM | Exxon Mobil CORP | +0.3% | -0.79% | 減碼 |
| 7 | MOD | Modine Manufacturing Co | +0.2% | -22.24% | 減碼 |
| 8 | BANX | Arrowmark Financial CORP | +0.2% | +3607.50% | 加碼 |
| 9 | SSBI | Summit State Bank | +0.2% | +0.07% | 加碼 |
| 10 | AXR | Amrep CORP | +0.2% | -1.59% | 減碼 |
| 11 | CET | Central Securities CORP | +0.2% | +60.43% | 加碼 |
| 12 | BRBS | Blue Ridge Bankshares Inc | +0.2% | +185.90% | 加碼 |
| 13 | INTG | Intergroup CORP | +0.1% | — | 不變 |
| 14 | CLMT | Calumet Inc | +0.1% | — | 不變 |
| 15 | COST | Costco Wholesale CORP | +0.1% | -1.15% | 減碼 |
| 16 | PLBC | Plumas Bancorp | +0.1% | — | 不變 |
| 17 | VZ | Verizon Communications Inc | +0.1% | +3.17% | 加碼 |
| 18 | XLE | Ss Energy Select Sector | +0.1% | -4.95% | 減碼 |
| 19 | PKBK | Parke Bancorp Inc | +0.1% | -0.29% | 減碼 |
| 20 | PFE | Pfizer Inc | +0.1% | +3.74% | 加碼 |
| 21 | PEP | Pepsico Inc | +0.1% | +8.40% | 加碼 |
| 22 | KYN | Kayne Anderson Energy Infra | +0.1% | -0.32% | 減碼 |
| 23 | DOW | Dow Inc | +0.1% | +9.32% | 加碼 |
| 24 | JNJ | Johnson & Johnson | +0.1% | -1.49% | 減碼 |
| 25 | VDE | Vanguard Energy ETF | +0.1% | -0.48% | 減碼 |
| 26 | CCI | Crown Castle Inc | +0.1% | +70.42% | 加碼 |
| 27 | LMT | Lockheed Martin CORP | +0.1% | -1.50% | 減碼 |
| 28 | OKE | Oneok Inc | +0.1% | +3.93% | 加碼 |
| 29 | IMKTA | Ingles Markets Inc-class A | +0.1% | -1.22% | 減碼 |
| 30 | DIT | Amcon Distributing Co | +0.1% | +50.00% | 加碼 |
| 31 | LXU | Lsb Industries Inc | +0.1% | — | 不變 |
| 32 | WLY | Wiley (john) & Sons-class A | +0.1% | -6.73% | 減碼 |
| 33 | MO | Altria Group Inc | +0.1% | +27.24% | 加碼 |
| 34 | DHS | Wisdomtree US High Dividend | +0.1% | +33.41% | 加碼 |
| 35 | OMC | Omnicom Group | +0.1% | +1966.22% | 加碼 |
| 36 | HON | Honeywell International Inc | 0% | +0.06% | 加碼 |
| 37 | HSY | Hershey Co/the | 0% | -0.72% | 減碼 |
| 38 | MRK | Merck & Co. Inc. | 0% | -0.79% | 減碼 |
| 39 | T | At&t Inc | 0% | -2.70% | 減碼 |
| 40 | KEYS | Keysight Technologies In | 0% | — | 不變 |
| 41 | GLW | Corning Inc | 0% | +9.72% | 加碼 |
| 42 | RYAM | Rayonier Advanced Materials | 0% | — | 不變 |
| 43 | FCNCA | First Citizens Bcshs -cl A | 0% | +550.00% | 加碼 |
| 44 | PLTR | Palantir Technologies Inc-a | 0% | +153.26% | 加碼 |
| 45 | WELL | Welltower Inc | 0% | +10.67% | 加碼 |
| 46 | ENB | Enbridge Inc | 0% | +0.03% | 加碼 |
| 47 | WMB | Williams Cos Inc | 0% | -3.78% | 減碼 |
| 48 | BSM | Black Stone Minerals LP | 0% | — | 不變 |
| 49 | LGL | Lgl Group Inc/the | 0% | — | 不變 |
| 50 | WMT | Walmart Inc | 0% | -1.33% | 減碼 |
根據 SEC 官方 Form 13F 申報備案，Caldwell Sutter Capital, Inc. 在 Q1 2026 季度的美股持倉總市值約為 US$2.7億，共申報了 894 個公開持股部位。
在 Q1 2026 季度，Caldwell Sutter Capital, Inc. 按市值排列的前三大核心持股分別為：AAPL (4.8%)、PPIH (2.8%)、CAT (2.4%)。其中最大持股部位 AAPL 佔據整體投資組合約 4.8% 的權重。
精選 AlphaSMO 大戶持股與內部人交易深度分析，提升投資決策勝率
完整解讀 Form 13F 申報規範、1 億美元門檻與 45 天延遲申報機制，學會如何追蹤頂級對沖基金與機構法人持倉動向。
本季最大新建倉標的
EMBJ
市值: US$55.3萬
本季最大獲利了結 / 清倉標的
ONB
前期市值: US$63.2萬
在 Q1 2026 季度中，Caldwell Sutter Capital, Inc. 共進行了 148 項持倉異動，包含新建倉 8 個部位、加碼 68 個部位、減碼 70 個部位以及清倉 2 個部位。 其中最大新建倉標的為 EMBJ。 本季清倉部位包含 ONB。
本頁面所有持股數據均直接同步自美國證券交易委員會（SEC）EDGAR 官方系統之 13F-HR / 13F-HR/A 季度申報文件。AlphaSMO 透過機器解析 CUSIP 與個股對照，提供 100% 精準對齊的歷史時序數據集，並支援 Schema.org 結構化資料格式。
解析公司高管、董事與 10% 大股東之 Form 4 內部人交易申報，掌握高管自家股票買賣第一手訊號。
深入剖析 5% 股益申報門檻、13D 與 13G 之差異，以及最新 SEC 申報時程規範，洞察機構法人的激進投資動向。