13F 申報指南13F 觀念全攻略
什麼是 SEC Form 13F 申報？美股機構大戶持股全攻略
完整解讀 Form 13F 申報規範、1 億美元門檻與 45 天延遲申報機制，學會如何追蹤頂級對沖基金與機構法人持倉動向。
AlphaSMO 權威研究指南閱讀專題
CIK: 0001629996
申報總市值
US$7848.7萬
US$7848.7萬
35 檔
25.3%
在 Q1 2026 的 13F 官方備案中，Alken Asset Management Ltd 管理的美股投資組合規模來到 US$7848.7萬，整體持股檔數為 35 檔。
數據顯示 Alken Asset Management Ltd 於 Q1 2026 季度持續回收資金，對 3 個既有部位進行裁減並清倉 10 個標的，組合整體流動性比重有所上升。
從部位權重觀察，前 5 大標的（包含 UBER 0.875 12-01-28 2028, CMS 3.375 05-01-28, BABA 0.5 06-01-31）累計市值佔比達 25.3%，是驅動 Alken Asset Management Ltd 該季度整體投資組合績效表現的核心支柱。
| # | 代號 | 標的名稱 | 資產子類別 | 佔比 | 佔比變動 | 持倉量變化 | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | UBER 0.875 12-01-28 2028債券 | Uber Technologies Inc | 債券 | 9.19% | +0.60% | +2.41% | |
| 2 | CMS 3.375 05-01-28債券 | Cms Energy CORP | 債券 | 8.19% | +0.12% | — | |
| 3 | BABA 0.5 06-01-31債券 | Alibaba Group Holding | 債券 | 6.27% | +0.74% | +15.98% | |
| 4 | MTSI 0 12-15-29債券 | Macom Tech Solutions | 債券 | 6.18% | -0.61% | — | |
| 5 | IDCC 3.5 06-01-27債券 | Interdigital Inc | 債券 | 5.94% | +1.53% | — | |
| 6 | MSFT | Microsoft CORP | 股票-科技 | 5.69% | +2.20% | — | |
| 7 | HALO 1 08-15-28債券 | Halozyme Therapeutics In | 債券 | 4.68% | -3.47% | EXIT | |
| 8 | SNOW 0 10-01-29債券 | Snowflake Inc | 債券 | 4.49% | +0.76% | — | |
| 9 | ARES 6.75 10-01-27 B債券 | Ares Management CORP | 債券 | 4.47% | — | +32.69% | |
| 10 | POST 2.5 08-15-27債券 | Post Holdings Inc | 債券 | 4.41% | +0.24% | — | |
| 11 | ITRI 1.375 07-15-30債券 | Itron Inc | 債券 | 3.77% | +0.25% | — | |
| 12 | IRTC 1.5 09-01-29債券 | Irhythm Holdings Inc | 債券 | 3.72% | +0.34% | — | |
| 13 | DUK 4.125 04-15-26債券 | Duke Energy CORP | 債券 | 3.54% | — | -45.45% | |
| 14 | GBX 2.875 04-15-28債券 | Greenbrier Cos Inc | 債券 | 3.20% | -2.12% | EXIT | |
| 15 | ORCL 6.5 01-15-29 D債券 | Oracle CORP | 債券 | 2.98% | +0.77% | — | |
| 16 | NTNX 0.25 10-01-27債券 | Nutanix Inc | 債券 | 2.90% | +0.70% | — | |
| 17 | ANIP 2.25 09-01-29債券 | Ani Pharmaceuticals Inc | 債券 | 2.88% | +1.34% | — | |
| 18 | APO 6.75 07-31-26債券 | Apollo Global Management | 債券 | 2.78% | -1.81% | EXIT | |
| 19 | AVAV 0 07-15-30債券 | Aerovironment Inc | 債券 | 2.62% | +0.11% | — | |
| 20 | ALNY 1 09-15-27債券 | Alnylam Pharmaceuticals | 債券 | 2.30% | +0.97% | — | |
| 21 | KO | Coca-cola Co/the | 股票-非循環性消費 | 1.53% | +0.21% | — | |
| 22 | MSCI | Msci Inc | 股票-金融 | 1.05% | +0.08% | — | |
| 23 | SNAP 0 05-01-27債券 | Snap Inc | 債券 | 1.01% | -0.64% | EXIT | |
| 24 | IAU | Ishares Gold Trust | ETF-避險與商品 | 0.74% | +0.06% | — | |
| 25 | BILL 0 04-01-27債券 | Bill Holdings Inc | 債券 | 0.68% | -0.43% | EXIT | |
| 26 | SRPT 1.25 09-15-27債券 | Sarepta Therapeutics Inc | 債券 | 0.66% | +0.07% | — | |
| 27 | ENPH 0 03-01-28債券 | Enphase Energy Inc | 債券 | 0.64% | -0.42% | EXIT | |
| 28 | UPST 0.25 08-15-26債券 | Upstart Holdings Inc | 債券 | 0.61% | -0.39% | EXIT | |
| 29 | RPD 1.25 03-15-29債券 | Rapid7 Inc | 債券 | 0.60% | +0.08% | — | |
| 30 | U 0 11-15-26債券 | Unity Software Inc | 債券 | 0.53% | -0.33% | EXIT | |
| 31 | DOCN 0 12-01-26債券 | Digitalocean Holdings | 債券 | 0.52% | -0.38% | EXIT | |
| 32 | ETSY 0.125 09-01-27債券 | Etsy Inc | 債券 | 0.50% | -0.31% | EXIT | |
| 33 | JD 0.25 06-01-29債券 | Jd.com Inc | 債券 | 0.32% | +0.02% | -92.94% | |
| 34 | ATEC 0.75 03-15-30債券 | Alphatec Holdings Inc | 債券 | 0.22% | — | — | |
| 35 | DDOG 0 12-01-29債券 | Datadog Inc | 債券 | 0.17% | -0.30% | -93.75% |
| # | 代號 | 標的名稱 | 佔比變動 | 持倉量變化 | 異動類型 |
|---|---|---|---|---|---|
| 1 | CMS 3.375 05-01-28債券 | Cms Energy CORP | +1.1% | — | 不變 |
| 2 | BABA 0.5 06-01-31債券 | Alibaba Group Holding | +0.7% | +15.98% | 加碼 |
| 3 | GBX 2.875 04-15-28債券 | Greenbrier Cos Inc | +0.5% | — | 不變 |
| 4 | POST 2.5 08-15-27債券 | Post Holdings Inc | +0.4% | — | 不變 |
| 5 | UBER 0.875 12-01-28 2028債券 | Uber Technologies Inc | +0.4% | +2.41% | 加碼 |
| 6 | ITRI 1.375 07-15-30債券 | Itron Inc | +0.3% | — | 不變 |
| 7 | HALO 1 08-15-28債券 | Halozyme Therapeutics In | +0.3% | — | 不變 |
| 8 | KO | Coca-cola Co/the | +0.3% | — | 不變 |
| 9 | ARES 6.75 10-01-27 B債券 | Ares Management CORP | +0.2% | +32.69% | 加碼 |
| 10 | IDCC 3.5 06-01-27債券 | Interdigital Inc | +0.2% | — | 不變 |
| 11 | SNAP 0 05-01-27債券 | Snap Inc | +0.1% | — | 不變 |
| 12 | ENPH 0 03-01-28債券 | Enphase Energy Inc | +0.1% | — | 不變 |
| 13 | SRPT 1.25 09-15-27債券 | Sarepta Therapeutics Inc | +0.1% | — | 不變 |
| 14 | UPST 0.25 08-15-26債券 | Upstart Holdings Inc | +0.1% | — | 不變 |
| 15 | IAU | Ishares Gold Trust | +0.1% | — | 不變 |
| 16 | U 0 11-15-26債券 | Unity Software Inc | +0.1% | — | 不變 |
| 17 | BILL 0 04-01-27債券 | Bill Holdings Inc | +0.1% | — | 不變 |
| 18 | DOCN 0 12-01-26債券 | Digitalocean Holdings | +0.1% | — | 不變 |
| 19 | ETSY 0.125 09-01-27債券 | Etsy Inc | +0.1% | — | 不變 |
| 20 | MSCI | Msci Inc | 0% | — | 不變 |
| 21 | AVAV 0 07-15-30債券 | Aerovironment Inc | 0% | — | 不變 |
| 22 | NTNX 0.25 10-01-27債券 | Nutanix Inc | -0.1% | — | 不變 |
| 23 | ALNY 1 09-15-27債券 | Alnylam Pharmaceuticals | -0.1% | — | 不變 |
| 24 | APO 6.75 07-31-26債券 | Apollo Global Management | -0.5% | — | 不變 |
| 25 | IRTC 1.5 09-01-29債券 | Irhythm Holdings Inc | -0.6% | — | 不變 |
| 26 | DUK 4.125 04-15-26債券 | Duke Energy CORP | -2% | -45.45% | 減碼 |
| 27 | DDOG 0 12-01-29債券 | Datadog Inc | -2.4% | -93.75% | 減碼 |
| 28 | JD 0.25 06-01-29債券 | Jd.com Inc | -3.8% | -92.94% | 減碼 |
| 29 | MTSI 0 12-15-29債券 | Macom Tech Solutions | — | NEW | 新建倉 |
| 30 | MSFT | Microsoft CORP | — | NEW | 新建倉 |
| 31 | SNOW 0 10-01-29債券 | Snowflake Inc | — | NEW | 新建倉 |
| 32 | TYL 0.25 03-15-26債券 | Tyler Technologies Inc | — | EXIT | 清倉 |
| 33 | DBX 0 03-01-28債券 | Dropbox Inc | — | EXIT | 清倉 |
| 34 | PSN 2.625 03-01-29債券 | Parsons CORP | — | EXIT | 清倉 |
| 35 | ORCL 6.5 01-15-29 D債券 | Oracle CORP | — | NEW | 新建倉 |
| 36 | ANIP 2.25 09-01-29債券 | Ani Pharmaceuticals Inc | — | NEW | 新建倉 |
| 37 | GWRE 1.25 11-01-29債券 | Guidewire Software Inc | — | EXIT | 清倉 |
| 38 | BOX 0 01-15-26債券 | Box Inc | — | EXIT | 清倉 |
| 39 | TMDX 1.5 06-01-28債券 | Transmedics Group Inc | — | EXIT | 清倉 |
| 40 | GPN 1.5 03-01-31債券 | Global Payments Inc | — | EXIT | 清倉 |
| 41 | RPD 1.25 03-15-29債券 | Rapid7 Inc | — | NEW | 新建倉 |
| 42 | ALRM 0 01-15-26債券 | Alarm.com Hldgs Inc | — | EXIT | 清倉 |
| 43 | RNG 0 03-15-26債券 | Ringcentral Inc | — | EXIT | 清倉 |
| 44 | TRIP 0.25 04-01-26債券 | Tripadvisor Inc | — | EXIT | 清倉 |
| 45 | ATEC 0.75 03-15-30債券 | Alphatec Holdings Inc | — | NEW | 新建倉 |
根據 SEC 官方 Form 13F 申報備案，Alken Asset Management Ltd 在 Q1 2026 季度的美股持倉總市值約為 US$7848.7萬，共申報了 35 個公開持股部位。
在 Q1 2026 季度，Alken Asset Management Ltd 按市值排列的前三大核心持股分別為：UBER 0.875 12-01-28 2028 (9.2%)、CMS 3.375 05-01-28 (8.2%)、BABA 0.5 06-01-31 (6.3%)。其中最大持股部位 UBER 0.875 12-01-28 2028 佔據整體投資組合約 9.2% 的權重。
精選 AlphaSMO 大戶持股與內部人交易深度分析，提升投資決策勝率
完整解讀 Form 13F 申報規範、1 億美元門檻與 45 天延遲申報機制，學會如何追蹤頂級對沖基金與機構法人持倉動向。
本季最大新建倉標的
MTSI 0 12-15-29
市值: US$342.8萬
本季最大獲利了結 / 清倉標的
TYL 0.25 03-15-26
前期市值: US$242.9萬
在 Q1 2026 季度中，Alken Asset Management Ltd 共進行了 23 項持倉異動，包含新建倉 7 個部位、加碼 3 個部位、減碼 3 個部位以及清倉 10 個部位。 其中最大新建倉標的為 MTSI 0 12-15-29。 本季清倉部位包含 TYL 0.25 03-15-26。
本頁面所有持股數據均直接同步自美國證券交易委員會（SEC）EDGAR 官方系統之 13F-HR / 13F-HR/A 季度申報文件。AlphaSMO 透過機器解析 CUSIP 與個股對照，提供 100% 精準對齊的歷史時序數據集，並支援 Schema.org 結構化資料格式。
解析公司高管、董事與 10% 大股東之 Form 4 內部人交易申報，掌握高管自家股票買賣第一手訊號。
深入剖析 5% 股益申報門檻、13D 與 13G 之差異，以及最新 SEC 申報時程規範，洞察機構法人的激進投資動向。