13F 申報指南13F 觀念全攻略
什麼是 SEC Form 13F 申報？美股機構大戶持股全攻略
完整解讀 Form 13F 申報規範、1 億美元門檻與 45 天延遲申報機制，學會如何追蹤頂級對沖基金與機構法人持倉動向。
AlphaSMO 權威研究指南閱讀專題
CIK: 0001629996
申報總市值
US$8957.9萬
US$8957.9萬
36 檔
24.2%
在 Q3 2025 申報期間，Alken Asset Management Ltd（CIK: 0001629996）向美國 SEC 提交的 Form 13F 報告顯示，其追蹤之股票投資組合總市值達 US$8957.9萬，共持有 36 個公開申報部位。
數據顯示 Alken Asset Management Ltd 於 Q3 2025 季度持續回收資金，對 4 個既有部位進行裁減並清倉 19 個標的，組合整體流動性比重有所上升。
從部位權重觀察，前 5 大標的（包含 UBER 0.875 12-01-28 2028, IDCC 3.5 06-01-27, CMS 3.375 05-01-28）累計市值佔比達 24.2%，是驅動 Alken Asset Management Ltd 該季度整體投資組合績效表現的核心支柱。
| # | 代號 | 標的名稱 | 資產子類別 | 佔比 | 佔比變動 | 持倉量變化 | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | UBER 0.875 12-01-28 2028債券 | Uber Technologies Inc | 債券 | 8.23% | -2.60% | — | |
| 2 | IDCC 3.5 06-01-27債券 | Interdigital Inc | 債券 | 7.67% | -1.15% | — | |
| 3 | CMS 3.375 05-01-28債券 | Cms Energy CORP | 債券 | 7.26% | -2.81% | +14.08% | |
| 4 | BABA 0.5 06-01-31債券 | Alibaba Group Holding | 債券 | 6.60% | -2.65% | — | |
| 5 | DUK 4.125 04-15-26債券 | Duke Energy CORP | 債券 | 5.75% | -3.54% | EXIT | |
| 6 | EVRG 4.5 12-15-27債券 | Evergy Inc | 債券 | 5.33% | — | — | |
| 7 | HALO 1 08-15-28債券 | Halozyme Therapeutics In | 債券 | 4.71% | -1.21% | -22.81% | |
| 8 | JD 0.25 06-01-29債券 | Jd.com Inc | 債券 | 4.48% | -0.12% | — | |
| 9 | IRTC 1.5 09-01-29債券 | Irhythm Holdings Inc | 債券 | 4.26% | -0.40% | +58.33% | |
| 10 | ITRI 1.375 07-15-30債券 | Itron Inc | 債券 | 3.92% | -1.21% | — | |
| 11 | DBX 0 03-01-28債券 | Dropbox Inc | 債券 | 3.69% | — | — | |
| 12 | POST 2.5 08-15-27債券 | Post Holdings Inc | 債券 | 3.50% | -1.60% | — | |
| 13 | PSN 2.625 03-01-29債券 | Parsons CORP | 債券 | 3.45% | — | — | |
| 14 | APO 6.75 07-31-26債券 | Apollo Global Management | 債券 | 3.05% | -0.97% | — | |
| 15 | AVAV 0 07-15-30債券 | Aerovironment Inc | 債券 | 3.04% | -1.06% | — | |
| 16 | GBX 2.875 04-15-28債券 | Greenbrier Cos Inc | 債券 | 2.70% | -1.08% | +29.17% | |
| 17 | ALNY 1 09-15-27債券 | Alnylam Pharmaceuticals | 債券 | 2.69% | -0.17% | — | |
| 18 | VERX 0.75 05-01-29債券 | Vertex Inc | 債券 | 2.65% | — | +33.33% | |
| 19 | ARES 6.75 10-01-27 B債券 | Ares Management CORP | 債券 | 2.43% | -4.47% | EXIT | |
| 20 | BOX 0 01-15-26債券 | Box Inc | 債券 | 2.35% | — | — | |
| 21 | TYL 0.25 03-15-26債券 | Tyler Technologies Inc | 債券 | 2.33% | — | +36.84% | |
| 22 | KO | Coca-cola Co/the | 股票-非循環性消費 | 1.20% | -0.46% | — | |
| 23 | TMDX 1.5 06-01-28債券 | Transmedics Group Inc | 債券 | 1.06% | — | — | |
| 24 | MSCI | Msci Inc | 股票-金融 | 1.03% | -0.30% | — | |
| 25 | SNAP 0 05-01-27債券 | Snap Inc | 債券 | 0.90% | -0.37% | -64.71% | |
| 26 | IAU | Ishares Gold Trust | ETF-避險與商品 | 0.67% | -0.28% | — | |
| 27 | BILL 0 04-01-27債券 | Bill Holdings Inc | 債券 | 0.60% | -0.25% | — | |
| 28 | GPN 1.5 03-01-31債券 | Global Payments Inc | 債券 | 0.60% | — | — | |
| 29 | ENPH 0 03-01-28債券 | Enphase Energy Inc | 債券 | 0.57% | -0.22% | — | |
| 30 | UPST 0.25 08-15-26債券 | Upstart Holdings Inc | 債券 | 0.54% | -0.22% | — | |
| 31 | ALRM 0 01-15-26債券 | Alarm.com Hldgs Inc | 債券 | 0.48% | — | — | |
| 32 | RNG 0 03-15-26債券 | Ringcentral Inc | 債券 | 0.48% | — | — | |
| 33 | U 0 11-15-26債券 | Unity Software Inc | 債券 | 0.46% | -0.20% | — | |
| 34 | DOCN 0 12-01-26債券 | Digitalocean Holdings | 債券 | 0.46% | -0.14% | — | |
| 35 | ETSY 0.125 09-01-27債券 | Etsy Inc | 債券 | 0.45% | -0.19% | — | |
| 36 | TRIP 0.25 04-01-26債券 | Tripadvisor Inc | 債券 | 0.39% | — | — |
| # | 代號 | 標的名稱 | 佔比變動 | 持倉量變化 | 異動類型 |
|---|---|---|---|---|---|
| 1 | IDCC 3.5 06-01-27債券 | Interdigital Inc | +3.1% | — | 不變 |
| 2 | UBER 0.875 12-01-28 2028債券 | Uber Technologies Inc | +2.2% | — | 加碼 |
| 3 | DBX 0 03-01-28債券 | Dropbox Inc | +1.8% | — | 加碼 |
| 4 | CMS 3.375 05-01-28債券 | Cms Energy CORP | +0.9% | +14.08% | 加碼 |
| 5 | GBX 2.875 04-15-28債券 | Greenbrier Cos Inc | +0.6% | +29.17% | 加碼 |
| 6 | PSN 2.625 03-01-29債券 | Parsons CORP | +0.5% | — | 不變 |
| 7 | EVRG 4.5 12-15-27債券 | Evergy Inc | +0.4% | — | 不變 |
| 8 | BOX 0 01-15-26債券 | Box Inc | 0% | — | 不變 |
| 9 | ETSY 0.125 09-01-27債券 | Etsy Inc | 0% | — | 不變 |
| 10 | BILL 0 04-01-27債券 | Bill Holdings Inc | 0% | — | 不變 |
| 11 | ALRM 0 01-15-26債券 | Alarm.com Hldgs Inc | 0% | — | 不變 |
| 12 | U 0 11-15-26債券 | Unity Software Inc | 0% | — | 不變 |
| 13 | DUK 4.125 04-15-26債券 | Duke Energy CORP | 0% | — | 不變 |
| 14 | TMDX 1.5 06-01-28債券 | Transmedics Group Inc | -0.1% | — | 減碼 |
| 15 | KO | Coca-cola Co/the | -0.1% | — | 不變 |
| 16 | APO 6.75 07-31-26債券 | Apollo Global Management | -0.1% | — | 不變 |
| 17 | POST 2.5 08-15-27債券 | Post Holdings Inc | -0.2% | — | 不變 |
| 18 | HALO 1 08-15-28債券 | Halozyme Therapeutics In | -0.7% | -22.81% | 減碼 |
| 19 | SNAP 0 05-01-27債券 | Snap Inc | -1.6% | -64.71% | 減碼 |
| 20 | ARES 6.75 10-01-27 B債券 | Ares Management CORP | -2.2% | — | 減碼 |
| 21 | BABA 0.5 06-01-31債券 | Alibaba Group Holding | — | NEW | 新建倉 |
| 22 | JD 0.25 06-01-29債券 | Jd.com Inc | — | NEW | 新建倉 |
| 23 | IRTC 1.5 09-01-29債券 | Irhythm Holdings Inc | — | NEW | 新建倉 |
| 24 | ITRI 1.375 07-15-30債券 | Itron Inc | — | NEW | 新建倉 |
| 25 | PODD 0.375 09-01-26債券 | Insulet Corporation | — | EXIT | 清倉 |
| 26 | AKAM 0.125 05-01-25債券 | Akamai Technologies Inc | — | EXIT | 清倉 |
| 27 | BURL 1.25 12-15-27債券 | Burlington Stores Inc | — | EXIT | 清倉 |
| 28 | LUV 1.25 05-01-25債券 | Southwest Airlines Co | — | EXIT | 清倉 |
| 29 | NEE 7.299 06-01-27債券 | Nextera Energy Inc | — | EXIT | 清倉 |
| 30 | AVAV 0 07-15-30債券 | Aerovironment Inc | — | NEW | 新建倉 |
| 31 | ALNY 1 09-15-27債券 | Alnylam Pharmaceuticals | — | NEW | 新建倉 |
| 32 | VERX 0.75 05-01-29債券 | Vertex Inc | — | NEW | 新建倉 |
| 33 | BKNG 0.75 05-01-25債券 | Booking Holdings Inc | — | EXIT | 清倉 |
| 34 | LI 0.25 05-01-28債券 | Li Auto Inc | — | EXIT | 清倉 |
| 35 | TYL 0.25 03-15-26債券 | Tyler Technologies Inc | — | NEW | 新建倉 |
| 36 | WK 1.25 08-15-28債券 | Workiva Inc | — | EXIT | 清倉 |
| 37 | KKR 6.25 03-01-28 D債券 | Kkr & Co Inc | — | EXIT | 清倉 |
| 38 | ZS 0.125 07-01-25債券 | Zscaler Inc. | — | EXIT | 清倉 |
| 39 | SPOT 0 03-15-26債券 | Spotify USA Inc | — | EXIT | 清倉 |
| 40 | AMPH 2 03-15-29債券 | Amphastar Pharmaceutical | — | EXIT | 清倉 |
| 41 | HUBS 0.375 06-01-25債券 | Hubspot Inc | — | EXIT | 清倉 |
| 42 | SRPT 1.25 09-15-27債券 | Sarepta Therapeutics Inc | — | EXIT | 清倉 |
| 43 | PANW 0.375 06-01-25債券 | Palo Alto Networks | — | EXIT | 清倉 |
| 44 | DXCM | Dexcom Inc | — | EXIT | 清倉 |
| 45 | WOLF 0.25 02-15-28債券 | Wolfspeed Inc | — | EXIT | 清倉 |
| 46 | GPN 1.5 03-01-31債券 | Global Payments Inc | — | NEW | 新建倉 |
| 47 | ENPH 0 03-01-28債券 | Enphase Energy Inc | — | NEW | 新建倉 |
| 48 | UPST 0.25 08-15-26債券 | Upstart Holdings Inc | — | NEW | 新建倉 |
| 49 | FE 4 05-01-26債券 | Firstenergy CORP | — | EXIT | 清倉 |
| 50 | XOM | Exxon Mobil CORP | — | EXIT | 清倉 |
根據 SEC 官方 Form 13F 申報備案，Alken Asset Management Ltd 在 Q3 2025 季度的美股持倉總市值約為 US$8957.9萬，共申報了 36 個公開持股部位。
在 Q3 2025 季度，Alken Asset Management Ltd 按市值排列的前三大核心持股分別為：UBER 0.875 12-01-28 2028 (8.2%)、IDCC 3.5 06-01-27 (7.7%)、CMS 3.375 05-01-28 (7.3%)。其中最大持股部位 UBER 0.875 12-01-28 2028 佔據整體投資組合約 8.2% 的權重。
精選 AlphaSMO 大戶持股與內部人交易深度分析，提升投資決策勝率
完整解讀 Form 13F 申報規範、1 億美元門檻與 45 天延遲申報機制，學會如何追蹤頂級對沖基金與機構法人持倉動向。
本季最大新建倉標的
BABA 0.5 06-01-31
市值: US$402.9萬
本季最大獲利了結 / 清倉標的
PODD 0.375 09-01-26
前期市值: US$227.4萬
在 Q3 2025 季度中，Alken Asset Management Ltd 共進行了 38 項持倉異動，包含新建倉 11 個部位、加碼 4 個部位、減碼 4 個部位以及清倉 19 個部位。 其中最大新建倉標的為 BABA 0.5 06-01-31。 本季清倉部位包含 PODD 0.375 09-01-26。
本頁面所有持股數據均直接同步自美國證券交易委員會（SEC）EDGAR 官方系統之 13F-HR / 13F-HR/A 季度申報文件。AlphaSMO 透過機器解析 CUSIP 與個股對照，提供 100% 精準對齊的歷史時序數據集，並支援 Schema.org 結構化資料格式。
解析公司高管、董事與 10% 大股東之 Form 4 內部人交易申報，掌握高管自家股票買賣第一手訊號。
深入剖析 5% 股益申報門檻、13D 與 13G 之差異，以及最新 SEC 申報時程規範，洞察機構法人的激進投資動向。