13F 申报指南13F 概念全攻略
什么是 SEC Form 13F 申报？美股机构大户持股全攻略
完整解读 Form 13F 申报规范、1 亿美元门槛与 45 天延迟申报机制，学会如何追踪顶级对冲基金与机构法人持仓动向。
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CIK: 0001257391
申报总市值
US$76.5亿
US$76.5亿
563 檔
40.5%
Q1 2026 季度申报显示，Whitebox Advisors LLC 披露的美股组合总市值为 US$76.5亿，涵盖 563 个不同之权益投资仓位。
Whitebox Advisors LLC 在 Q1 2026 进行了结构性的板块轮动与仓位换股。在开立 82 个全新仓位及加仓 20 档持股的同时，亦同步清仓 60 档并减仓 26 档标的。
在资产配置集中度方面，Whitebox Advisors LLC 的前 5 大核心持股（包含 WDC 3 11-15-28, LITE 1.5 12-15-29, ECHO 3.875 11-30-30 等）合计占整体申报市值的 40.5%，反映机构在主要关键仓位上的权重分布。
仅显示前 200 大持股（共 563 只）
| # | 代码 | 标的名称 | 资产子类别 | 占比 | 占比变动 | 持仓量变化 | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | WDC 3 11-15-28债券 | Western Digital CORP | 债券 | 18.01% | -18.01% | EXIT | |
| 2 | LITE 1.5 12-15-29债券 | Lumentum Holdings Inc | 债券 | 8.81% | -8.77% | — | |
| 3 | ECHO 3.875 11-30-30债券 | Echostar CORP | 债券 | 4.49% | -0.32% | +86.03% | |
| 4 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-大型股与成长 | 4.00% | +0.88% | +11.11% | |
| 5 | LITE 0.5 12-15-26债券 | Lumentum Holdings Inc | 债券 | 2.79% | -1.97% | -10.29% | |
| 6 | BABA 0.5 06-01-31债券 | Alibaba Group Holding | 债券 | 2.73% | +0.24% | +6.67% | |
| 7 | SPHR 3.5 12-01-28债券 | Sphere Entertainment Co | 债券 | 2.67% | +1.24% | -3.17% | |
| 8 | IWM | Ishares Russell 2000 ETF | ETF-中小型股 | 2.29% | -0.33% | — | |
| 9 | SNOW 0 10-01-29债券 | Snowflake Inc | 债券 | 2.15% | +1.21% | +13.97% | |
| 10 | SNOW 0 10-01-27债券 | Snowflake Inc | 债券 | 2.00% | -0.53% | +1.85% | |
| 11 | APLD 2.75 06-01-30债券 | Applied Digital CORP | 债券 | 1.98% | +0.66% | — | |
| 12 | GTLS | Chart Industries Inc | 股票-工业 | 1.93% | -1.66% | +35.52% | |
| 13 | PEN | Penumbra Inc | 股票-医疗保健 | 1.80% | +0.29% | — | |
| 14 | NVDA | Nvidia CORP | 股票-科技 | 1.72% | +0.11% | -20.00% | |
| 15 | TCOM 0.75 06-15-29债券 | Trip.com Group LTD | 债券 | 1.68% | -0.24% | +11.80% | |
| 16 | WBS | Webster Financial CORP | 股票-金融 | 1.64% | -0.08% | — | |
| 17 | MSTR 2.25 06-15-32债券 | Strategy Inc | 债券 | 1.41% | — | +0.45% | |
| 18 | COIN 0.25 04-01-30债券 | Coinbase Global Inc | 债券 | 1.37% | +0.56% | +33.78% | |
| 19 | SMCI | Super Micro Computer Inc | 股票-科技 | 1.29% | +0.28% | +119.05% | |
| 20 | LEU 2.25 11-01-30债券 | Centrus Energy CORP | 债券 | 1.14% | +0.04% | — | |
| 21 | 430 | Terns Pharmaceuticals Inc | 股票-其他 | 0.97% | -0.97% | EXIT | |
| 22 | WBD | Warner Bros Discovery Inc | 股票-通信服务 | 0.92% | -0.01% | +262.00% | |
| 23 | LBRDK | Liberty Broadband-c | 股票-通信服务 | 0.91% | -0.82% | +0.07% | |
| 24 | RIVN 3.625 10-15-30债券 | Rivian Auto Inc | 债券 | 0.91% | +0.17% | +19.31% | |
| 25 | MSTR 0 12-01-29债券 | Strategy Inc | 债券 | 0.88% | -0.82% | +6.17% | |
| 26 | JBLU 2.5 09-01-29债券 | Jetblue Airways CORP | 债券 | 0.86% | +0.13% | -14.93% | |
| 27 | TSM | Taiwan Semiconductor-sp Adr | 股票-科技 | 0.83% | +0.42% | — | |
| 28 | UPST 2 10-01-29债券 | Upstart Holdings Inc | 债券 | 0.78% | -0.16% | -7.29% | |
| 29 | MARA 0 03-01-30债券 | Mara Holdings Inc | 债券 | 0.76% | +0.18% | — | |
| 30 | IBIT | Ishares Bitcoin Trust ETF | ETF-加密货币 | 0.71% | -0.71% | EXIT | |
| 31 | VAL | Valaris Limited | 股票-能源 | 0.70% | +0.11% | — | |
| 32 | TFPM | Triple Flag Precious Met | 股票-原材料 | 0.65% | -0.06% | -0.50% | |
| 33 | NBIS | Nebius Group N.V. | 股票-其他 | 0.64% | +1.16% | — | |
| 34 | ECPG 4 03-15-29债券 | Encore Capital Group Inc | 债券 | 0.63% | -0.19% | -14.21% | |
| 35 | AAPL | Apple Inc | 股票-科技 | 0.62% | +0.33% | — | |
| 36 | MASI* | Masimo CORP | 股票-其他 | 0.59% | -0.59% | EXIT | |
| 37 | MARA 0 06-01-31债券 | Mara Holdings Inc | 债券 | 0.59% | -0.06% | -29.73% | |
| 38 | GPOR | Gulfport Energy CORP | 股票-其他 | 0.57% | +0.04% | -2.23% | |
| 39 | MSTR 0.625 09-15-28债券 | Strategy Inc | 债券 | 0.57% | -0.09% | +13.51% | |
| 40 | MSTR 0 03-01-30债券 | Strategy Inc | 债券 | 0.56% | +0.13% | — | |
| 41 | MARA | Mara Holdings Inc | 股票-金融 | 0.54% | +0.04% | +38.77% | |
| 42 | UPST 1 11-15-30债券 | Upstart Holdings Inc | 债券 | 0.53% | +0.17% | — | |
| 43 | MARA 2.125 09-01-31债券 | Mara Holdings Inc | 债券 | 0.52% | +0.21% | +19.07% | |
| 44 | ORCL 6.5 01-15-29 D债券 | Oracle CORP | 债券 | 0.50% | -0.03% | — | |
| 45 | OMER 9.5 06-15-29债券 | Omeros CORP | 债券 | 0.45% | -0.22% | — | |
| 46 | HLF 4.25 06-15-28债券 | Herbalife LTD | 债券 | 0.43% | +0.01% | -9.28% | |
| 47 | POH3 | Carnival Plc-adr | 股票-其他 | 0.41% | -0.41% | EXIT | |
| 48 | WOLF 2.5 06-15-31债券 | Wolfspeed Inc | 债券 | 0.38% | +0.72% | +3.23% | |
| 49 | W 3.5 11-15-28债券 | Wayfair Inc | 债券 | 0.38% | -0.38% | EXIT | |
| 50 | TSLA | Tesla Inc | 股票-周期性消费 | 0.34% | -0.34% | EXIT |
| # | 代码 | 标的名称 | 占比变动 | 持仓量变化 | 异动类型 |
|---|---|---|---|---|---|
| 1 | WDC 3 11-15-28债券 | Western Digital CORP | +4.7% | — | 不变 |
| 2 | LITE 1.5 12-15-29债券 | Lumentum Holdings Inc | +3.5% | — | 不变 |
| 3 | ECHO 3.875 11-30-30债券 | Echostar CORP | +1.9% | +86.03% | 加仓 |
| 4 | LITE 0.5 12-15-26债券 | Lumentum Holdings Inc | +0.9% | -10.29% | 减仓 |
| 5 | WBD | Warner Bros Discovery Inc | +0.6% | +262.00% | 加仓 |
| 6 | SMCI | Super Micro Computer Inc | +0.4% | +119.05% | 加仓 |
| 7 | GTLS | Chart Industries Inc | +0.3% | +35.52% | 加仓 |
| 8 | SPHR 3.5 12-01-28债券 | Sphere Entertainment Co | +0.1% | -3.17% | 减仓 |
| 9 | COIN 0.25 04-01-30债券 | Coinbase Global Inc | +0.1% | +33.78% | 加仓 |
| 10 | MARA | Mara Holdings Inc | +0.1% | +38.77% | 加仓 |
| 11 | CHRD | Chord Energy CORP | +0.1% | -8.60% | 减仓 |
| 12 | MARA 2.125 09-01-31债券 | Mara Holdings Inc | 0% | +19.07% | 加仓 |
| 13 | PPLI | People Inc | 0% | +71.76% | 加仓 |
| 14 | KOS 3.125 03-15-30债券 | Kosmos Energy LTD | 0% | +30.00% | 加仓 |
| 15 | EWZ | Ishares Msci Brazil ETF | 0% | +299.08% | 加仓 |
| 16 | RIG | Transocean Ltd. | 0% | -4.76% | 减仓 |
| 17 | CYH | Community Health Systems Inc | 0% | +42.08% | 加仓 |
| 18 | MARA 0 03-01-30债券 | Mara Holdings Inc | 0% | — | 不变 |
| 19 | TSM | Taiwan Semiconductor-sp Adr | 0% | — | 不变 |
| 20 | MSTR 0.625 09-15-28债券 | Strategy Inc | 0% | +13.51% | 加仓 |
| 21 | ELBM | Electra Battery Materials Co | 0% | -4.25% | 减仓 |
| 22 | XRX | Xerox Holdings CORP | 0% | — | 不变 |
| 23 | AMC | Amc Entertainment Hlds-cl A | -0.1% | -64.01% | 减仓 |
| 24 | SVC | Service Properties Trust | -0.1% | -7.37% | 减仓 |
| 25 | MSTR 0 12-01-29债券 | Strategy Inc | -0.1% | +6.17% | 加仓 |
| 26 | MGM | Mgm Resorts International | -0.1% | -34.67% | 减仓 |
| 27 | XRX 3.75 03-15-30债券 | Xerox Holdings CORP | -0.1% | — | 不变 |
| 28 | NWSA | News CORP - Class A | -0.1% | -72.36% | 减仓 |
| 29 | TE 5.25 12-01-30债券 | T1 Energy Inc | -0.1% | -50.00% | 减仓 |
| 30 | EVH 4.5 08-15-31债券 | Evolent Health Inc | -0.1% | -26.09% | 减仓 |
| 31 | AMCX 4.25 02-15-29 *债券 | Amc Global Media Inc | -0.1% | — | 不变 |
| 32 | LBRDK | Liberty Broadband-c | -0.1% | +0.07% | 加仓 |
| 33 | DCH | Dauch Corporation | -0.1% | -29.30% | 减仓 |
| 34 | HEI-A | Heico Corp-class A | -0.1% | — | 不变 |
| 35 | NBR 1.75 06-15-29债券 | Nabors Industries Inc | -0.2% | -43.13% | 减仓 |
| 36 | PTCT 1.5 09-15-26债券 | Ptc Therapeutics Inc | -0.2% | -24.15% | 减仓 |
| 37 | GRFS | Grifols Sa-adr | -0.2% | -21.12% | 减仓 |
| 38 | LUMN | Lumen Technologies Inc | -0.2% | -18.89% | 减仓 |
| 39 | SRPT | Sarepta Therapeutics Inc | -0.2% | -73.53% | 减仓 |
| 40 | UPST 1 11-15-30债券 | Upstart Holdings Inc | -0.2% | — | 不变 |
| 41 | MARA 0 06-01-31债券 | Mara Holdings Inc | -0.3% | -29.73% | 减仓 |
| 42 | RUN 4 03-01-30债券 | Sunrun Inc | -0.3% | -30.12% | 减仓 |
| 43 | JBLU 2.5 09-01-29债券 | Jetblue Airways CORP | -0.3% | -14.93% | 减仓 |
| 44 | CLSK 0 06-15-30债券 | Cleanspark Inc | -0.3% | -36.56% | 减仓 |
| 45 | OMER 9.5 06-15-29债券 | Omeros CORP | -0.3% | — | 不变 |
| 46 | MSTR 2.25 06-15-32债券 | Strategy Inc | -0.3% | +0.45% | 加仓 |
| 47 | SPY | Ss Spdr S&p 500 ETF Trust-us | -0.4% | +11.11% | 加仓 |
| 48 | APLD 2.75 06-01-30债券 | Applied Digital CORP | -0.4% | — | 不变 |
| 49 | FOX | Fox CORP - Class B | -0.4% | -66.20% | 减仓 |
| 50 | TCOM 0.75 06-15-29债券 | Trip.com Group LTD | -0.4% | +11.80% | 加仓 |
根据 SEC 官方 Form 13F 申报备案，Whitebox Advisors LLC 在 Q1 2026 季度的美股持仓总市值约为 US$76.5亿，共申报了 563 个公开持股仓位。
在 Q1 2026 季度，Whitebox Advisors LLC 按市值排列的前三大核心持股分别为：WDC 3 11-15-28 (18.0%)、LITE 1.5 12-15-29 (8.8%)、ECHO 3.875 11-30-30 (4.5%)。其中最大持股仓位 WDC 3 11-15-28 占据整体投资组合约 18.0% 的权重。
精选 AlphaSMO 大户持股与内部人交易深度分析，提升投资决策胜率
完整解读 Form 13F 申报规范、1 亿美元门槛与 45 天延迟申报机制，学会如何追踪顶级对冲基金与机构法人持仓动向。
本季最大新建仓标的
IWM
市值: US$1.9亿
本季最大获利了结 / 清仓标的
CADE
前期市值: US$1.3亿
在 Q1 2026 季度中，Whitebox Advisors LLC 共进行了 188 项持仓异动，包含新建仓 82 个仓位、加仓 20 个仓位、减仓 26 个仓位以及清仓 60 个仓位。 其中最大新建仓标的为 IWM。 本季清仓仓位包含 CADE。
本页面所有持股数据均直接同步自美国证券交易委员会（SEC）EDGAR 官方系统之 13F-HR / 13F-HR/A 季度申报文件。AlphaSMO 通过机器解析 CUSIP 与个股对照，提供 100% 精准对齐的历史时序数据集，并支持 Schema.org 结构化数据格式。
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深入剖析 5% 股权申报门槛、13D 与 13G 之差异，以及最新 SEC 申报时程规范，洞察机构法人的激进投资动向。