13F 申报指南13F 概念全攻略
什么是 SEC Form 13F 申报？美股机构大户持股全攻略
完整解读 Form 13F 申报规范、1 亿美元门槛与 45 天延迟申报机制，学会如何追踪顶级对冲基金与机构法人持仓动向。
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CIK: 0001257391
申报总市值
US$76.5亿
US$76.5亿
317 檔
14.8%
Whitebox Advisors LLC 在 Q3 2024 季度的美股仓位总计估值为 US$76.5亿，分散于 317 个持仓标的之中，反映其市场参与广度与投资规模。
Whitebox Advisors LLC 在 Q3 2024 进行了结构性的板块轮动与仓位换股。在开立 35 个全新仓位及加仓 49 档持股的同时，亦同步清仓 39 档并减仓 45 档标的。
在资产配置集中度方面，Whitebox Advisors LLC 的前 5 大核心持股（包含 SPY, LBRDK, INSM 0.75 06-01-28 等）合计占整体申报市值的 14.8%，反映机构在主要关键仓位上的权重分布。
仅显示前 200 大持股（共 317 只）
| # | 代码 | 标的名称 | 资产子类别 | 占比 | 占比变动 | 持仓量变化 | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-大型股与成长 | 15.15% | +0.88% | -4.95% | |
| 2 | LBRDK | Liberty Broadband-c | 股票-通信服务 | 4.69% | -0.82% | -25.31% | |
| 3 | INSM 0.75 06-01-28债券 | Insmed Inc | 债券 | 3.88% | — | +82.16% | |
| 4 | RCL | Royal Caribbean Cruises Ltd. | 股票-周期性消费 | 3.63% | — | — | |
| 5 | MSTR 0 02-15-27债券 | Microstrategy Inc | 债券 | 3.57% | — | -5.87% | |
| 6 | FRPT 3 04-01-28债券 | Freshpet Inc | 债券 | 3.30% | — | -23.55% | |
| 7 | KKR | Kkr & Co Inc | 股票-金融 | 2.85% | — | +300.00% | |
| 8 | SMTC 1.625 11-01-27债券 | Semtech CORP | 债券 | 2.23% | +0.11% | -24.20% | |
| 9 | XOP | Ss Spdr S&p Og Exp & Prod | ETF-其他 | 1.97% | — | — | |
| 10 | OIH | Vaneck Oil Services ETF | ETF-其他 | 1.93% | — | +66.67% | |
| 11 | AAPL | Apple Inc | 股票-科技 | 1.91% | +0.33% | +100.00% | |
| 12 | AAL 6.5 07-01-25债券 | American Airlines Group | 债券 | 1.86% | — | -23.13% | |
| 13 | IWM | Ishares Russell 2000 ETF | ETF-中小型股 | 1.81% | -0.33% | — | |
| 14 | NOVA 0.25 12-01-26债券 | Sunnova Energy Intl Inc | 债券 | 1.61% | — | -4.10% | |
| 15 | ON 0 05-01-27债券 | On Semiconductor CORP | 债券 | 1.56% | — | -6.02% | |
| 16 | W 3.5 11-15-28债券 | Wayfair Inc | 债券 | 1.44% | -0.38% | EXIT | |
| 17 | SEALTD 2.375 12-01-25债券 | Sea LTD | 债券 | 1.42% | — | +107.14% | |
| 18 | ECPG 4 03-15-29债券 | Encore Capital Group Inc | 债券 | 1.38% | -0.19% | -0.99% | |
| 19 | CNK 4.5 08-15-25债券 | Cinemark Holdings Inc | 债券 | 1.38% | — | +72.51% | |
| 20 | TFPM | Triple Flag Precious Met | 股票-原材料 | 1.35% | -0.06% | -5.42% | |
| 21 | COLL 2.875 02-15-29债券 | Collegium Pharma Inc | 债券 | 1.28% | — | +38.96% | |
| 22 | PPLI | People Inc | 股票-通信服务 | 1.22% | -0.11% | EXIT | |
| 23 | NVAX 5 12-15-27债券 | Novavax Inc | 债券 | 1.19% | — | — | |
| 24 | LUMN | Lumen Technologies Inc | 股票-通信服务 | 1.12% | +0.05% | +286.67% | |
| 25 | GRFS | Grifols Sa-adr | 股票-其他 | 1.02% | -0.05% | +56.21% | |
| 26 | W 3.25 09-15-27债券 | Wayfair Inc | 债券 | 0.99% | — | -9.02% | |
| 27 | CSIQ 2.5 10-01-25债券 | Canadian Solar Inc | 债券 | 0.94% | — | — | |
| 28 | CCL1EUR | Carnival CORP LTD | 股票-周期性消费 | 0.88% | — | -2.33% | |
| 29 | ARRY 1 12-01-28债券 | Array Technologies Inc | 债券 | 0.88% | — | +46.61% | |
| 30 | HEI-A | Heico Corp-class A | 股票-其他 | 0.82% | +0.13% | — | |
| 31 | LITE 1.5 12-15-29债券 | Lumentum Holdings Inc | 债券 | 0.79% | -8.77% | +6.46% | |
| 32 | WOLF 1.875 12-01-29债券 | Wolfspeed Inc | 债券 | 0.78% | — | — | |
| 33 | XMTR 1 02-01-27债券 | Xometry Inc | 债券 | 0.77% | — | +3.91% | |
| 34 | CNK | Cinemark Holdings Inc | 股票-其他 | 0.76% | — | — | |
| 35 | SIRI | Sirius Xm Holdings Inc | 股票-通信服务 | 0.76% | -0.01% | — | |
| 36 | HLF 4.25 06-15-28债券 | Herbalife LTD | 债券 | 0.72% | +0.01% | — | |
| 37 | VAL | Valaris Limited | 股票-能源 | 0.70% | +0.11% | -0.41% | |
| 38 | ACI | Albertsons Cos Inc - Class A | 股票-非周期性消费 | 0.68% | +0.01% | +6.38% | |
| 39 | ZYXI 5 05-15-26债券 | Zynex Inc | 债券 | 0.67% | — | +11.11% | |
| 40 | CHRD | Chord Energy CORP | 股票-能源 | 0.66% | -0.09% | +14.87% | |
| 41 | BLCO | Bausch + Lomb CORP | 股票-其他 | 0.65% | -0.07% | -19.58% | |
| 42 | AORT 4.25 07-01-25债券 | Artivion Inc | 债券 | 0.65% | — | — | |
| 43 | HCI 4.75 06-01-42债券 | Hci Group Inc | 债券 | 0.63% | — | — | |
| 44 | NBR 1.75 06-15-29债券 | Nabors Industries Inc | 债券 | 0.62% | -0.19% | EXIT | |
| 45 | ESPR 4 11-15-25债券 | Esperion Therapeutics | 债券 | 0.62% | — | — | |
| 46 | RUN | Sunrun Inc | 股票-科技 | 0.62% | — | — | |
| 47 | NIO 4.625 10-15-30债券 | Nio Inc | 债券 | 0.62% | +0.06% | — | |
| 48 | HLF | Herbalife Ltd. | 股票-其他 | 0.59% | — | +100.00% | |
| 49 | AAL | American Airlines Group Inc | 股票-工业 | 0.54% | — | -4.33% | |
| 50 | RIG 4.625 09-30-29 *债券 | Transocean Interntnl LTD | 债券 | 0.53% | — | — |
| # | 代码 | 标的名称 | 占比变动 | 持仓量变化 | 异动类型 |
|---|---|---|---|---|---|
| 1 | KKR | Kkr & Co Inc | +2.3% | +300.00% | 加仓 |
| 2 | XOP | Ss Spdr S&p Og Exp & Prod | +2% | NEW | 新建仓 |
| 3 | INSM 0.75 06-01-28债券 | Insmed Inc | +1.8% | +82.16% | 加仓 |
| 4 | IWM | Ishares Russell 2000 ETF | +1.8% | NEW | 新建仓 |
| 5 | LUMN | Lumen Technologies Inc | +1.1% | +286.67% | 加仓 |
| 6 | AAPL | Apple Inc | +1% | +100.00% | 加仓 |
| 7 | SEALTD 2.375 12-01-25债券 | Sea LTD | +0.8% | +107.14% | 加仓 |
| 8 | CNK | Cinemark Holdings Inc | +0.8% | NEW | 新建仓 |
| 9 | SIRI | Sirius Xm Holdings Inc | +0.8% | NEW | 新建仓 |
| 10 | HLF 4.25 06-15-28债券 | Herbalife LTD | +0.7% | NEW | 新建仓 |
| 11 | CNK 4.5 08-15-25债券 | Cinemark Holdings Inc | +0.7% | +72.51% | 加仓 |
| 12 | NIO 4.625 10-15-30债券 | Nio Inc | +0.6% | NEW | 新建仓 |
| 13 | OIH | Vaneck Oil Services ETF | +0.6% | +66.67% | 加仓 |
| 14 | GRFS | Grifols Sa-adr | +0.5% | +56.21% | 加仓 |
| 15 | WKC 3.25 07-01-28债券 | World Kinect Group | +0.5% | NEW | 新建仓 |
| 16 | W 0.625 10-01-25债券 | Wayfair Inc | +0.5% | NEW | 新建仓 |
| 17 | NOVA 0.25 12-01-26债券 | Sunnova Energy Intl Inc | +0.5% | -4.10% | 减仓 |
| 18 | LAZR 11.5 01-15-30债券 | Luminar Technologies Inc | +0.5% | NEW | 新建仓 |
| 19 | COLL 2.875 02-15-29债券 | Collegium Pharma Inc | +0.4% | +38.96% | 加仓 |
| 20 | VSH 2.25 09-15-30债券 | Vishay Intertechnology | +0.3% | NEW | 新建仓 |
| 21 | CIVI | Civitas Resources Inc | +0.2% | NEW | 新建仓 |
| 22 | RCL | Royal Caribbean Cruises Ltd. | +0.2% | — | 不变 |
| 23 | ✓ | Gigcapital7 CORP | +0.2% | NEW | 新建仓 |
| 24 | ARRY 1 12-01-28债券 | Array Technologies Inc | +0.2% | +46.61% | 加仓 |
| 25 | RUN | Sunrun Inc | +0.2% | — | 不变 |
| 26 | W 3.5 11-15-28债券 | Wayfair Inc | +0.2% | +10.85% | 加仓 |
| 27 | COIN 0.5 06-01-26债券 | Coinbase Global Inc | +0.2% | +118.18% | 加仓 |
| 28 | NIO 3.875 10-15-29债券 | Nio Inc | +0.2% | NEW | 新建仓 |
| 29 | LITE 1.5 12-15-29债券 | Lumentum Holdings Inc | +0.1% | +6.46% | 加仓 |
| 30 | HLF | Herbalife Ltd. | +0.1% | +100.00% | 加仓 |
| 31 | ✓ | Sim Acquisition CORP. I | +0.1% | NEW | 新建仓 |
| 32 | YCY-UN | AA Mission Acquisition Corp. II | +0.1% | NEW | 新建仓 |
| 33 | ✓ | Hcm Ii Acquisition CORP | +0.1% | NEW | 新建仓 |
| 34 | XMTR 1 02-01-27债券 | Xometry Inc | +0.1% | +3.91% | 加仓 |
| 35 | NCMI | National Cinemedia Inc | +0.1% | -2.11% | 减仓 |
| 36 | JBLU | Jetblue Airways CORP | +0.1% | NEW | 新建仓 |
| 37 | MSTR | Strategy Inc | +0.1% | +900.00% | 加仓 |
| 38 | ✓ | +0.1% | NEW | 新建仓 | |
| 39 | MPT | Medical Properties Trust Inc | +0.1% | NEW | 新建仓 |
| 40 | SAVE 1 05-15-26债券 | Spirit Airlines Inc | +0.1% | NEW | 新建仓 |
| 41 | MSTR 0 02-15-27债券 | Microstrategy Inc | +0.1% | -5.87% | 减仓 |
| 42 | HEI-A | Heico Corp-class A | +0.1% | — | 不变 |
| 43 | ✓ | Vine Hill Cap Invt CORP. | +0.1% | NEW | 新建仓 |
| 44 | LBRDA | Liberty Broadband-a | +0.1% | — | 不变 |
| 45 | ✓ | Launch One Acquisition CORP | +0.1% | NEW | 新建仓 |
| 46 | ✓ | Black Spade Acquisition Ii C | +0.1% | NEW | 新建仓 |
| 47 | TPIC 5.25 03-15-28债券 | Tpi Composites Inc | +0.1% | +32.78% | 加仓 |
| 48 | PTCT 1.5 09-15-26债券 | Ptc Therapeutics Inc | +0.1% | +6.90% | 加仓 |
| 49 | NOVAQ | Sunnova Energy International | +0.1% | -20.00% | 减仓 |
| 50 | VRNS | Varonis Systems Inc | +0.1% | NEW | 新建仓 |
根据 SEC 官方 Form 13F 申报备案，Whitebox Advisors LLC 在 Q3 2024 季度的美股持仓总市值约为 US$76.5亿，共申报了 317 个公开持股仓位。
在 Q3 2024 季度，Whitebox Advisors LLC 按市值排列的前三大核心持股分别为：SPY (15.2%)、LBRDK (4.7%)、INSM 0.75 06-01-28 (3.9%)。其中最大持股仓位 SPY 占据整体投资组合约 15.2% 的权重。
精选 AlphaSMO 大户持股与内部人交易深度分析，提升投资决策胜率
完整解读 Form 13F 申报规范、1 亿美元门槛与 45 天延迟申报机制，学会如何追踪顶级对冲基金与机构法人持仓动向。
本季最大新建仓标的
XOP
市值: US$7233.6万
本季最大获利了结 / 清仓标的
RCL 6 08-15-25
前期市值: US$2.3亿
在 Q3 2024 季度中，Whitebox Advisors LLC 共进行了 168 项持仓异动，包含新建仓 35 个仓位、加仓 49 个仓位、减仓 45 个仓位以及清仓 39 个仓位。 其中最大新建仓标的为 XOP。 本季清仓仓位包含 RCL 6 08-15-25。
本页面所有持股数据均直接同步自美国证券交易委员会（SEC）EDGAR 官方系统之 13F-HR / 13F-HR/A 季度申报文件。AlphaSMO 通过机器解析 CUSIP 与个股对照，提供 100% 精准对齐的历史时序数据集，并支持 Schema.org 结构化数据格式。
解析公司高管、董事与 10% 大股东之 Form 4 内部人交易申报，掌握高管自家股票买卖第一手信号。
深入剖析 5% 股权申报门槛、13D 与 13G 之差异，以及最新 SEC 申报时程规范，洞察机构法人的激进投资动向。