13F 申报指南13F 概念全攻略
什么是 SEC Form 13F 申报？美股机构大户持股全攻略
完整解读 Form 13F 申报规范、1 亿美元门槛与 45 天延迟申报机制，学会如何追踪顶级对冲基金与机构法人持仓动向。
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CIK: 0001894447
申报总市值
US$2.2亿
US$2.2亿
174 檔
16.5%
根据最新整理的 13F 季度数据集，Whalen Wealth Management Inc. 于 Q1 2026 结束时的管理资产规模为 US$2.2亿。该机构在本季度申报了 174 档美股持仓，呈现出该时期的主要投资地图。
Whalen Wealth Management Inc. 在 Q1 2026 进行了结构性的板块轮动与仓位换股。在开立 48 个全新仓位及加仓 48 档持股的同时，亦同步清仓 62 档并减仓 42 档标的。
在资产配置集中度方面，Whalen Wealth Management Inc. 的前 5 大核心持股（包含 SHV, NVDA, IEI 等）合计占整体申报市值的 16.5%，反映机构在主要关键仓位上的权重分布。
| # | 代码 | 标的名称 | 资产子类别 | 占比 | 占比变动 | 持仓量变化 | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SHV | Ishares 0-1 Year Treasury Bo | ETF-政府公债 | 5.06% | -1.19% | -17.79% | |
| 2 | NVDA | Nvidia CORP | 股票-科技 | 4.43% | -0.55% | +20.25% | |
| 3 | IEI | Ishares 3-7 Year Treasury Bo | ETF-政府公债 | 3.94% | -0.48% | +30.94% | |
| 4 | AAPL | Apple Inc | 股票-科技 | 3.32% | -0.51% | +49.30% | |
| 5 | AMZN | Amazon.com Inc | 股票-周期性消费 | 2.95% | -0.04% | +11.18% | |
| 6 | JEPI | Jpmorgan Equity Premium Inco | ETF-其他 | 2.68% | -0.42% | +35.75% | |
| 7 | GPIX | Gldm SA S&p 500 Pr In Etf-us | ETF-大型股与成长 | 2.62% | -0.25% | +38.26% | |
| 8 | MSFT | Microsoft CORP | 股票-科技 | 2.55% | -0.81% | +15.58% | |
| 9 | IBTL | Ishares Ibonds Dec 2031 Term | ETF-其他 | 2.19% | -0.36% | +1.76% | |
| 10 | META | Meta Platforms Inc-class A | 股票-通信服务 | 1.99% | -0.01% | -11.03% | |
| 11 | IBDU | Ishares Ibonds Dec 2029 Term | ETF-其他 | 1.95% | -0.31% | -0.23% | |
| 12 | JAAA | Janus Henderson Aaa Clo ETF | ETF-其他 | 1.81% | -0.37% | +58.65% | |
| 13 | AVGO | Broadcom Inc | 股票-科技 | 1.76% | -0.74% | +23.16% | |
| 14 | GOOGL | Alphabet Inc-cl A | 股票-通信服务 | 1.52% | -0.30% | +26.88% | |
| 15 | MBB | Ishares Mbs ETF | ETF-其他 | 1.45% | -0.22% | +38.12% | |
| 16 | USFR | Wisdomtree Floating Rate Tre | ETF-其他 | 1.44% | -1.26% | — | |
| 17 | JPM | Jpmorgan Chase & Co | 股票-金融 | 1.27% | +0.31% | +126.16% | |
| 18 | GOOG | Alphabet Inc-cl C | 股票-通信服务 | 1.27% | -0.21% | -2.14% | |
| 19 | LLY | Eli Lilly & Co | 股票-医疗保健 | 1.16% | +0.23% | +28.65% | |
| 20 | MA | Mastercard Inc - A | 股票-金融 | 1.12% | -0.32% | +37.06% | |
| 21 | COST | Costco Wholesale CORP | 股票-非周期性消费 | 1.10% | -0.33% | +14.13% | |
| 22 | JMBS | Janus Henderson Mortg Backed | ETF-其他 | 1.04% | -0.17% | — | |
| 23 | TIP | Ishares Tips Bond ETF | ETF-其他 | 0.98% | -0.08% | +9.60% | |
| 24 | CAT | Caterpillar Inc | 股票-工业 | 0.93% | -0.07% | -2.73% | |
| 25 | XME | Ss Spdr S&p Metals Mining | ETF-其他 | 0.93% | -0.12% | — | |
| 26 | VOO | Vanguard S&p 500 ETF | ETF-大型股与成长 | 0.93% | +0.18% | +152.88% | |
| 27 | PLTR | Palantir Technologies Inc-a | 股票-科技 | 0.92% | -0.38% | +33.56% | |
| 28 | VWOB | Vanguard Emerg Mkts Gov Bnd | ETF-其他 | 0.91% | -0.14% | -28.23% | |
| 29 | PHM | Pultegroup Inc | 股票-周期性消费 | 0.89% | -0.67% | +263.29% | |
| 30 | NFLX | Netflix Inc | 股票-通信服务 | 0.82% | -0.12% | +8.93% | |
| 31 | BAC | Bank Of America CORP | 股票-金融 | 0.80% | -0.06% | +118.41% | |
| 32 | UNH | Unitedhealth Group Inc | 股票-医疗保健 | 0.76% | +0.12% | +38.99% | |
| 33 | SGOV | Ishares 0-3 Month Treasury B | ETF-政府公债 | 0.72% | -0.08% | +556.18% | |
| 34 | MU | Micron Technology Inc | 股票-科技 | 0.69% | +0.13% | -49.72% | |
| 35 | IBIT | Ishares Bitcoin Trust ETF | ETF-加密货币 | 0.65% | -0.47% | +298.71% | |
| 36 | V | Visa Inc-class A Shares | 股票-金融 | 0.65% | +0.43% | +1.91% | |
| 37 | ORCL | Oracle CORP | 股票-科技 | 0.63% | -0.04% | +39.33% | |
| 38 | TSLA | Tesla Inc | 股票-周期性消费 | 0.62% | -0.01% | +11.47% | |
| 39 | CVX | Chevron CORP | 股票-能源 | 0.61% | +0.49% | +4.37% | |
| 40 | XOM | Exxon Mobil CORP | 股票-能源 | 0.61% | +0.03% | +4.88% | |
| 41 | VGIT | Vanguard Intermediate-term T | ETF-其他 | 0.59% | -0.59% | EXIT | |
| 42 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-大型股与成长 | 0.59% | -0.03% | -6.28% | |
| 43 | LRCX | Lam Research CORP | 股票-科技 | 0.59% | -0.04% | -38.26% | |
| 44 | MS | Morgan Stanley | 股票-金融 | 0.58% | -0.05% | +64.91% | |
| 45 | GEV | GE Vernova Inc | 股票-工业 | 0.57% | +0.91% | — | |
| 46 | MRK | Merck & Co. Inc. | 股票-医疗保健 | 0.55% | +0.17% | +15.91% | |
| 47 | AMD | Advanced Micro Devices | 股票-科技 | 0.53% | +0.40% | -20.89% | |
| 48 | SPGP | Invesco S&p 500 Garp ETF | ETF-大型股与成长 | 0.52% | -0.02% | — | |
| 49 | WMT | Walmart Inc | 股票-非周期性消费 | 0.51% | +1.35% | -3.35% | |
| 50 | PM | Philip Morris International | 股票-非周期性消费 | 0.50% | +0.13% | +5.65% |
| # | 代码 | 标的名称 | 占比变动 | 持仓量变化 | 异动类型 |
|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | +0.9% | +49.30% | 加仓 |
| 2 | IEI | Ishares 3-7 Year Treasury Bo | +0.9% | +30.94% | 加仓 |
| 3 | JEPI | Jpmorgan Equity Premium Inco | +0.7% | +35.75% | 加仓 |
| 4 | JAAA | Janus Henderson Aaa Clo ETF | +0.7% | +58.65% | 加仓 |
| 5 | JPM | Jpmorgan Chase & Co | +0.7% | +126.16% | 加仓 |
| 6 | PHM | Pultegroup Inc | +0.7% | +263.29% | 加仓 |
| 7 | GPIX | Gldm SA S&p 500 Pr In Etf-us | +0.6% | +38.26% | 加仓 |
| 8 | SGOV | Ishares 0-3 Month Treasury B | +0.6% | +556.18% | 加仓 |
| 9 | VOO | Vanguard S&p 500 ETF | +0.6% | +152.88% | 加仓 |
| 10 | NVDA | Nvidia CORP | +0.5% | +20.25% | 加仓 |
| 11 | IBIT | Ishares Bitcoin Trust ETF | +0.4% | +298.71% | 加仓 |
| 12 | MBB | Ishares Mbs ETF | +0.4% | +38.12% | 加仓 |
| 13 | BAC | Bank Of America CORP | +0.4% | +118.41% | 加仓 |
| 14 | COST | Costco Wholesale CORP | +0.3% | +14.13% | 加仓 |
| 15 | UTI | Universal Technical Institut | +0.3% | +92.76% | 加仓 |
| 16 | GOOGL | Alphabet Inc-cl A | +0.2% | +26.88% | 加仓 |
| 17 | UAL | United Airlines Holdings Inc | +0.2% | +161.73% | 加仓 |
| 18 | MS | Morgan Stanley | +0.2% | +64.91% | 加仓 |
| 19 | XOM | Exxon Mobil CORP | +0.2% | +4.88% | 加仓 |
| 20 | APP | Applovin Corp-class A | +0.2% | +203.11% | 加仓 |
| 21 | BTCI | Neos Bitcoin High Income ETF | +0.2% | +239.44% | 加仓 |
| 22 | MA | Mastercard Inc - A | +0.2% | +37.06% | 加仓 |
| 23 | CVX | Chevron CORP | +0.2% | +4.37% | 加仓 |
| 24 | FLEX | Flex Ltd. | +0.2% | +54.13% | 加仓 |
| 25 | CRH | CRH plc | +0.2% | +116.92% | 加仓 |
| 26 | AVGO | Broadcom Inc | +0.2% | +23.16% | 加仓 |
| 27 | CAT | Caterpillar Inc | +0.2% | -2.73% | 减仓 |
| 28 | RL | Ralph Lauren CORP | +0.2% | +63.44% | 加仓 |
| 29 | MRK | Merck & Co. Inc. | +0.1% | +15.91% | 加仓 |
| 30 | TYA | Simplify Intermediate Term | +0.1% | +44.40% | 加仓 |
| 31 | PEP | Pepsico Inc | +0.1% | +31.96% | 加仓 |
| 32 | C | Citigroup Inc | +0.1% | +41.28% | 加仓 |
| 33 | EVR | Evercore Inc - A | +0.1% | +96.90% | 加仓 |
| 34 | LLY | Eli Lilly & Co | +0.1% | +28.65% | 加仓 |
| 35 | UNH | Unitedhealth Group Inc | +0.1% | +38.99% | 加仓 |
| 36 | TIP | Ishares Tips Bond ETF | +0.1% | +9.60% | 加仓 |
| 37 | NFLX | Netflix Inc | +0.1% | +8.93% | 加仓 |
| 38 | HIMS | Hims & Hers Health Inc | +0.1% | +115.75% | 加仓 |
| 39 | PLTR | Palantir Technologies Inc-a | +0.1% | +33.56% | 加仓 |
| 40 | ETN | Eaton Corporation plc | +0.1% | +28.37% | 加仓 |
| 41 | MTZ | Mastec Inc | +0.1% | -5.48% | 减仓 |
| 42 | NBIX | Neurocrine Biosciences Inc | +0.1% | +26.09% | 加仓 |
| 43 | RRX | Regal Rexnord CORP | +0.1% | +1.53% | 加仓 |
| 44 | RKT | Rocket Cos Inc-class A | +0.1% | +69.25% | 加仓 |
| 45 | WMB | Williams Cos Inc | +0.1% | -2.38% | 减仓 |
| 46 | LNG | Cheniere Energy Inc | +0.1% | -6.42% | 减仓 |
| 47 | ADI | Analog Devices Inc | 0% | -2.65% | 减仓 |
| 48 | SNPS | Synopsys Inc | 0% | +42.29% | 加仓 |
| 49 | PM | Philip Morris International | 0% | +5.65% | 加仓 |
| 50 | BRK-B | Berkshire Hathaway Inc-cl B | 0% | -3.99% | 减仓 |
根据 SEC 官方 Form 13F 申报备案，Whalen Wealth Management Inc. 在 Q1 2026 季度的美股持仓总市值约为 US$2.2亿，共申报了 174 个公开持股仓位。
在 Q1 2026 季度，Whalen Wealth Management Inc. 按市值排列的前三大核心持股分别为：SHV (5.1%)、NVDA (4.4%)、IEI (3.9%)。其中最大持股仓位 SHV 占据整体投资组合约 5.1% 的权重。
精选 AlphaSMO 大户持股与内部人交易深度分析，提升投资决策胜率
完整解读 Form 13F 申报规范、1 亿美元门槛与 45 天延迟申报机制，学会如何追踪顶级对冲基金与机构法人持仓动向。
本季最大新建仓标的
USFR
市值: US$268.4万
本季最大获利了结 / 清仓标的
IBDW
前期市值: US$341.6万
在 Q1 2026 季度中，Whalen Wealth Management Inc. 共进行了 200 项持仓异动，包含新建仓 48 个仓位、加仓 48 个仓位、减仓 42 个仓位以及清仓 62 个仓位。 其中最大新建仓标的为 USFR。 本季清仓仓位包含 IBDW。
本页面所有持股数据均直接同步自美国证券交易委员会（SEC）EDGAR 官方系统之 13F-HR / 13F-HR/A 季度申报文件。AlphaSMO 通过机器解析 CUSIP 与个股对照，提供 100% 精准对齐的历史时序数据集，并支持 Schema.org 结构化数据格式。
解析公司高管、董事与 10% 大股东之 Form 4 内部人交易申报，掌握高管自家股票买卖第一手信号。
深入剖析 5% 股权申报门槛、13D 与 13G 之差异，以及最新 SEC 申报时程规范，洞察机构法人的激进投资动向。