13F 申报指南13F 概念全攻略
什么是 SEC Form 13F 申报？美股机构大户持股全攻略
完整解读 Form 13F 申报规范、1 亿美元门槛与 45 天延迟申报机制，学会如何追踪顶级对冲基金与机构法人持仓动向。
AlphaSMO 权威研究指南阅读专题
CIK: 0001506071
申报总市值
US$7.9亿
US$7.9亿
325 檔
19.9%
Wellington Shields Capital Management, LLC 在 Q1 2026 季度的美股仓位总计估值为 US$7.9亿，分散于 325 个持仓标的之中，反映其市场参与广度与投资规模。
Wellington Shields Capital Management, LLC 在 Q1 2026 进行了结构性的板块轮动与仓位换股。在开立 20 个全新仓位及加仓 66 档持股的同时，亦同步清仓 13 档并减仓 78 档标的。
在资产配置集中度方面，Wellington Shields Capital Management, LLC 的前 5 大核心持股（包含 MSFT, GOOG, AAPL 等）合计占整体申报市值的 19.9%，反映机构在主要关键仓位上的权重分布。
仅显示前 200 大持股（共 325 只）
| # | 代码 | 标的名称 | 资产子类别 | 占比 | 占比变动 | 持仓量变化 | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | MSFT | Microsoft CORP | 股票-科技 | 6.87% | -1.77% | +10.11% | |
| 2 | GOOG | Alphabet Inc-cl C | 股票-通信服务 | 5.44% | -1.60% | +0.27% | |
| 3 | AAPL | Apple Inc | 股票-科技 | 4.05% | -0.38% | -9.96% | |
| 4 | GOOGL | Alphabet Inc-cl A | 股票-通信服务 | 3.79% | +0.15% | -10.65% | |
| 5 | AMZN | Amazon.com Inc | 股票-周期性消费 | 3.45% | -0.11% | +4.56% | |
| 6 | BE | Bloom Energy Corp- A | 股票-工业 | 3.25% | +2.70% | -1.83% | |
| 7 | JPM | Jpmorgan Chase & Co | 股票-金融 | 3.19% | -0.16% | +0.37% | |
| 8 | XOM | Exxon Mobil CORP | 股票-能源 | 2.68% | -2.68% | EXIT | |
| 9 | MA | Mastercard Inc - A | 股票-金融 | 2.35% | -0.47% | +0.97% | |
| 10 | AXP | American Express Co | 股票-金融 | 2.32% | -0.27% | +27.58% | |
| 11 | QXO | Qxo Inc | 股票-工业 | 1.95% | +0.05% | +25.39% | |
| 12 | BX | Blackstone Inc | 股票-金融 | 1.91% | -0.47% | -29.14% | |
| 13 | MKSI | Mks Inc | 股票-科技 | 1.80% | -0.12% | -3.58% | |
| 14 | BA | Boeing Co/the | 股票-工业 | 1.75% | -0.23% | +14.52% | |
| 15 | PWR | Quanta Services Inc | 股票-工业 | 1.68% | +0.17% | +1.37% | |
| 16 | AMD | Advanced Micro Devices | 股票-科技 | 1.57% | +2.21% | -0.09% | |
| 17 | XME | Ss Spdr S&p Metals Mining | ETF-其他 | 1.55% | -0.17% | +61.52% | |
| 18 | TSM | Taiwan Semiconductor-sp Adr | 股票-科技 | 1.50% | +0.03% | +8.01% | |
| 19 | NVDA | Nvidia CORP | 股票-科技 | 1.40% | -0.36% | -4.65% | |
| 20 | COF | Capital One Financial CORP | 股票-金融 | 1.29% | -0.02% | +38.03% | |
| 21 | VOO | Vanguard S&p 500 ETF | ETF-大型股与成长 | 1.23% | +0.34% | +57.15% | |
| 22 | PANW | Palo Alto Networks Inc | 股票-科技 | 1.22% | +0.81% | -12.36% | |
| 23 | SOXX | Ishares Semiconductor ETF | ETF-其他 | 1.14% | +0.56% | +8.81% | |
| 24 | APO | Apollo Global Management Inc | 股票-金融 | 0.92% | -0.20% | -26.78% | |
| 25 | MCK | Mckesson CORP | 股票-医疗保健 | 0.89% | -0.24% | -12.15% | |
| 26 | RTX | Rtx CORP | 股票-工业 | 0.88% | +0.06% | +7.92% | |
| 27 | AVGO | Broadcom Inc | 股票-科技 | 0.83% | +0.30% | -14.92% | |
| 28 | LLY | Eli Lilly & Co | 股票-医疗保健 | 0.78% | +0.71% | -3.17% | |
| 29 | LIN | Linde plc | 股票-原材料 | 0.77% | -0.06% | -0.13% | |
| 30 | FLO | Flowers Foods Inc | 股票-非周期性消费 | 0.72% | -0.13% | +356.00% | |
| 31 | SMH | Vaneck Semiconductor ETF | ETF-其他 | 0.72% | +0.23% | -4.39% | |
| 32 | TROX | Tronox Holdings plc | 股票-其他 | 0.70% | -0.39% | -41.66% | |
| 33 | IBM | Intl Business Machines CORP | 股票-科技 | 0.67% | -0.15% | -11.10% | |
| 34 | RDDT | Reddit Inc-cl A | 股票-通信服务 | 0.66% | +0.08% | +10.06% | |
| 35 | JNJ | Johnson & Johnson | 股票-医疗保健 | 0.65% | -0.25% | -5.82% | |
| 36 | SLV | Ishares Silver Trust | ETF-避险与商品 | 0.63% | -0.21% | -9.59% | |
| 37 | BLK | Blackrock Inc | 股票-金融 | 0.58% | -0.09% | +2.50% | |
| 38 | EW | Edwards Lifesciences CORP | 股票-医疗保健 | 0.57% | -0.06% | — | |
| 39 | CG | Carlyle Group Inc/the | 股票-金融 | 0.56% | -0.18% | -8.09% | |
| 40 | WMT | Walmart Inc | 股票-非周期性消费 | 0.56% | -0.13% | +3.38% | |
| 41 | ITW | Illinois Tool Works | 股票-工业 | 0.55% | -0.07% | -2.08% | |
| 42 | XYZ | Block Inc | 股票-金融 | 0.54% | -0.54% | EXIT | |
| 43 | GLW | Corning Inc | 股票-科技 | 0.53% | +0.13% | -3.69% | |
| 44 | CEG | Constellation Energy | 股票-公用事业 | 0.53% | -0.14% | +2.41% | |
| 45 | GEV | GE Vernova Inc | 股票-工业 | 0.53% | +0.28% | +7.05% | |
| 46 | RSP | Invesco S&p 500 Equal Weight | ETF-大型股与成长 | 0.51% | +0.01% | +168.98% | |
| 47 | ISRG | Intuitive Surgical Inc | 股票-医疗保健 | 0.49% | -0.17% | -7.33% | |
| 48 | GLD | Spdr Gold Shares | ETF-避险与商品 | 0.45% | -0.13% | — | |
| 49 | HD | Home Depot Inc | 股票-周期性消费 | 0.43% | -0.04% | -9.12% | |
| 50 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-大型股与成长 | 0.43% | -0.11% | -2.57% |
| # | 代码 | 标的名称 | 占比变动 | 持仓量变化 | 异动类型 |
|---|---|---|---|---|---|
| 1 | BE | Bloom Energy Corp- A | +1.2% | -1.83% | 减仓 |
| 2 | XOM | Exxon Mobil CORP | +0.9% | +1.27% | 加仓 |
| 3 | XME | Ss Spdr S&p Metals Mining | +0.7% | +61.52% | 加仓 |
| 4 | MKSI | Mks Inc | +0.5% | -3.58% | 减仓 |
| 5 | FLO | Flowers Foods Inc | +0.5% | +356.00% | 加仓 |
| 6 | PWR | Quanta Services Inc | +0.5% | +1.37% | 加仓 |
| 7 | QXO | Qxo Inc | +0.5% | +25.39% | 加仓 |
| 8 | VOO | Vanguard S&p 500 ETF | +0.4% | +57.15% | 加仓 |
| 9 | RSP | Invesco S&p 500 Equal Weight | +0.3% | +168.98% | 加仓 |
| 10 | TSM | Taiwan Semiconductor-sp Adr | +0.3% | +8.01% | 加仓 |
| 11 | SOXX | Ishares Semiconductor ETF | +0.2% | +8.81% | 加仓 |
| 12 | TROX | Tronox Holdings plc | +0.2% | -41.66% | 减仓 |
| 13 | GLW | Corning Inc | +0.2% | -3.69% | 减仓 |
| 14 | GEV | GE Vernova Inc | +0.2% | +7.05% | 加仓 |
| 15 | AXP | American Express Co | +0.2% | +27.58% | 加仓 |
| 16 | LNG | Cheniere Energy Inc | +0.1% | +0.02% | 加仓 |
| 17 | LIN | Linde plc | +0.1% | -0.13% | 减仓 |
| 18 | RTX | Rtx CORP | +0.1% | +7.92% | 加仓 |
| 19 | BA | Boeing Co/the | +0.1% | +14.52% | 加仓 |
| 20 | VZ | Verizon Communications Inc | +0.1% | +15.35% | 加仓 |
| 21 | PBR-A | Petroleo Brasil-sp Pref Adr | +0.1% | -5.40% | 减仓 |
| 22 | CVX | Chevron CORP | +0.1% | +36.93% | 加仓 |
| 23 | PM | Philip Morris International | +0.1% | +34.74% | 加仓 |
| 24 | CW | Curtiss-wright CORP | +0.1% | +4.87% | 加仓 |
| 25 | WMT | Walmart Inc | +0.1% | +3.38% | 加仓 |
| 26 | ASML | ASML Holding N.V. | +0.1% | — | 不变 |
| 27 | DE | Deere & Co | +0.1% | +1.75% | 加仓 |
| 28 | JNJ | Johnson & Johnson | +0.1% | -5.82% | 减仓 |
| 29 | COF | Capital One Financial CORP | +0.1% | +38.03% | 加仓 |
| 30 | XOP | Ss Spdr S&p Og Exp & Prod | +0.1% | — | 不变 |
| 31 | NEE | Nextera Energy Inc | +0.1% | -0.29% | 减仓 |
| 32 | AMAT | Applied Materials Inc | +0.1% | +60.81% | 加仓 |
| 33 | SHEL | Shell Plc-adr | +0.1% | -4.06% | 减仓 |
| 34 | LMT | Lockheed Martin CORP | +0.1% | -4.19% | 减仓 |
| 35 | BIL | Ss Spdr Bb 1-3m T-bill ETF | +0.1% | +68.38% | 加仓 |
| 36 | PG | Procter & Gamble Co/the | +0.1% | +22.66% | 加仓 |
| 37 | BMY | Bristol-myers Squibb Co | +0.1% | +32.85% | 加仓 |
| 38 | KGS | Kodiak Gas Services Inc | +0.1% | -2.61% | 减仓 |
| 39 | FANG | Diamondback Energy Inc | +0.1% | +23.61% | 加仓 |
| 40 | SLB | Slb LTD | +0.1% | +73.05% | 加仓 |
| 41 | HON | Honeywell International Inc | +0.1% | +7.73% | 加仓 |
| 42 | KO | Coca-cola Co/the | +0.1% | +2.24% | 加仓 |
| 43 | EWZ | Ishares Msci Brazil ETF | +0.1% | — | 不变 |
| 44 | COST | Costco Wholesale CORP | +0.1% | -1.19% | 减仓 |
| 45 | CCJ | Cameco CORP | +0.1% | — | 不变 |
| 46 | GLD | Spdr Gold Shares | +0.1% | — | 不变 |
| 47 | DELL | Dell Technologies -c | 0% | — | 不变 |
| 48 | CNQ | Canadian Natural Resources | 0% | — | 不变 |
| 49 | AR | Antero Resources CORP | 0% | +56.25% | 加仓 |
| 50 | MO | Altria Group Inc | 0% | +24.42% | 加仓 |
根据 SEC 官方 Form 13F 申报备案，Wellington Shields Capital Management, LLC 在 Q1 2026 季度的美股持仓总市值约为 US$7.9亿，共申报了 325 个公开持股仓位。
在 Q1 2026 季度，Wellington Shields Capital Management, LLC 按市值排列的前三大核心持股分别为：MSFT (6.9%)、GOOG (5.4%)、AAPL (4.0%)。其中最大持股仓位 MSFT 占据整体投资组合约 6.9% 的权重。
精选 AlphaSMO 大户持股与内部人交易深度分析，提升投资决策胜率
完整解读 Form 13F 申报规范、1 亿美元门槛与 45 天延迟申报机制，学会如何追踪顶级对冲基金与机构法人持仓动向。
本季最大新建仓标的
NSC
市值: US$249.4万
本季最大获利了结 / 清仓标的
INTU
前期市值: US$120.9万
在 Q1 2026 季度中，Wellington Shields Capital Management, LLC 共进行了 177 项持仓异动，包含新建仓 20 个仓位、加仓 66 个仓位、减仓 78 个仓位以及清仓 13 个仓位。 其中最大新建仓标的为 NSC。 本季清仓仓位包含 INTU。
本页面所有持股数据均直接同步自美国证券交易委员会（SEC）EDGAR 官方系统之 13F-HR / 13F-HR/A 季度申报文件。AlphaSMO 通过机器解析 CUSIP 与个股对照，提供 100% 精准对齐的历史时序数据集，并支持 Schema.org 结构化数据格式。
解析公司高管、董事与 10% 大股东之 Form 4 内部人交易申报，掌握高管自家股票买卖第一手信号。
深入剖析 5% 股权申报门槛、13D 与 13G 之差异，以及最新 SEC 申报时程规范，洞察机构法人的激进投资动向。