13F 申报指南13F 概念全攻略
什么是 SEC Form 13F 申报？美股机构大户持股全攻略
完整解读 Form 13F 申报规范、1 亿美元门槛与 45 天延迟申报机制，学会如何追踪顶级对冲基金与机构法人持仓动向。
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CIK: 0001506071
申报总市值
US$7.9亿
US$7.9亿
335 檔
21.0%
在 Q3 2025 申报期间，Wellington Shields Capital Management, LLC（CIK: 0001506071）向美国 SEC 提交的 Form 13F 报告显示，其追踪之股票投资组合总市值达 US$7.9亿，共持有 335 个公开申报仓位。
在 Q3 2025，Wellington Shields Capital Management, LLC 操作展现出积极扩展与加仓意向。本季共新建仓 11 个新仓位，并对 16 个既有持股进行加仓（合计增持 27 档），相较减仓与清仓仓位显著占优。
在资产配置集中度方面，Wellington Shields Capital Management, LLC 的前 5 大核心持股（包含 MSFT, GOOG, AAPL 等）合计占整体申报市值的 21.0%，反映机构在主要关键仓位上的权重分布。
仅显示前 200 大持股（共 335 只）
| # | 代码 | 标的名称 | 资产子类别 | 占比 | 占比变动 | 持仓量变化 | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | MSFT | Microsoft CORP | 股票-科技 | 8.25% | -1.77% | -0.45% | |
| 2 | GOOG | Alphabet Inc-cl C | 股票-通信服务 | 4.78% | -1.60% | -7.92% | |
| 3 | AAPL | Apple Inc | 股票-科技 | 4.65% | -0.38% | -1.74% | |
| 4 | BX | Blackstone Inc | 股票-金融 | 3.84% | -0.47% | -5.14% | |
| 5 | GOOGL | Alphabet Inc-cl A | 股票-通信服务 | 3.67% | +0.15% | -0.23% | |
| 6 | AMZN | Amazon.com Inc | 股票-周期性消费 | 3.45% | -0.11% | +4.76% | |
| 7 | JPM | Jpmorgan Chase & Co | 股票-金融 | 3.35% | -0.16% | +2.45% | |
| 8 | MA | Mastercard Inc - A | 股票-金融 | 2.70% | -0.47% | +0.51% | |
| 9 | BE | Bloom Energy Corp- A | 股票-工业 | 2.33% | +2.70% | — | |
| 10 | AXP | American Express Co | 股票-金融 | 1.93% | -0.27% | +6.18% | |
| 11 | XOM | Exxon Mobil CORP | 股票-能源 | 1.88% | -2.68% | EXIT | |
| 12 | PANW | Palo Alto Networks Inc | 股票-科技 | 1.81% | +0.81% | -3.14% | |
| 13 | NVDA | Nvidia CORP | 股票-科技 | 1.59% | -0.36% | -14.07% | |
| 14 | BA | Boeing Co/the | 股票-工业 | 1.47% | -0.23% | +8.40% | |
| 15 | APO | Apollo Global Management Inc | 股票-金融 | 1.45% | -0.20% | +10.49% | |
| 16 | PWR | Quanta Services Inc | 股票-工业 | 1.26% | +0.17% | -5.83% | |
| 17 | AMD | Advanced Micro Devices | 股票-科技 | 1.26% | +2.21% | -1.34% | |
| 18 | QXO | Qxo Inc | 股票-工业 | 1.20% | +0.05% | +213.38% | |
| 19 | TSM | Taiwan Semiconductor-sp Adr | 股票-科技 | 1.15% | +0.03% | +0.05% | |
| 20 | COF | Capital One Financial CORP | 股票-金融 | 1.08% | -0.02% | +5.66% | |
| 21 | AVGO | Broadcom Inc | 股票-科技 | 1.04% | +0.30% | +0.01% | |
| 22 | MKSI | Mks Inc | 股票-科技 | 1.03% | -0.12% | -0.43% | |
| 23 | RDDT | Reddit Inc-cl A | 股票-通信服务 | 1.02% | +0.08% | +2.45% | |
| 24 | IBM | Intl Business Machines CORP | 股票-科技 | 0.95% | -0.15% | +1.39% | |
| 25 | MCK | Mckesson CORP | 股票-医疗保健 | 0.90% | -0.24% | +0.39% | |
| 26 | SOXX | Ishares Semiconductor ETF | ETF-其他 | 0.88% | +0.56% | -9.73% | |
| 27 | LIN | Linde plc | 股票-原材料 | 0.82% | -0.06% | +1.28% | |
| 28 | XYZ | Block Inc | 股票-金融 | 0.78% | -0.54% | EXIT | |
| 29 | CG | Carlyle Group Inc/the | 股票-金融 | 0.78% | -0.18% | -8.03% | |
| 30 | VOO | Vanguard S&p 500 ETF | ETF-大型股与成长 | 0.76% | +0.34% | -40.00% | |
| 31 | RTX | Rtx CORP | 股票-工业 | 0.71% | +0.06% | -4.39% | |
| 32 | TFC | Truist Financial CORP | 股票-金融 | 0.70% | — | -0.62% | |
| 33 | LLY | Eli Lilly & Co | 股票-医疗保健 | 0.68% | +0.71% | +13.25% | |
| 34 | XME | Ss Spdr S&p Metals Mining | ETF-其他 | 0.66% | -0.17% | -0.90% | |
| 35 | SMH | Vaneck Semiconductor ETF | ETF-其他 | 0.65% | +0.23% | -5.47% | |
| 36 | 9HI | Hillenbrand Inc | 股票-其他 | 0.65% | — | +8.44% | |
| 37 | CEG | Constellation Energy | 股票-公用事业 | 0.62% | -0.14% | +3.68% | |
| 38 | HD | Home Depot Inc | 股票-周期性消费 | 0.59% | -0.04% | +5.45% | |
| 39 | BLK | Blackrock Inc | 股票-金融 | 0.57% | -0.09% | — | |
| 40 | ITW | Illinois Tool Works | 股票-工业 | 0.57% | -0.07% | — | |
| 41 | EW | Edwards Lifesciences CORP | 股票-医疗保健 | 0.56% | -0.06% | -3.06% | |
| 42 | JNJ | Johnson & Johnson | 股票-医疗保健 | 0.55% | -0.25% | +4.42% | |
| 43 | ABBV | Abbvie Inc | 股票-医疗保健 | 0.54% | -0.12% | -0.13% | |
| 44 | V | Visa Inc-class A Shares | 股票-金融 | 0.53% | -0.01% | +1.45% | |
| 45 | TROX | Tronox Holdings plc | 股票-其他 | 0.53% | -0.39% | +47.67% | |
| 46 | WMT | Walmart Inc | 股票-非周期性消费 | 0.48% | -0.13% | +2.83% | |
| 47 | ISRG | Intuitive Surgical Inc | 股票-医疗保健 | 0.48% | -0.17% | -7.82% | |
| 48 | ETN | Eaton Corporation plc | 股票-工业 | 0.47% | +0.01% | — | |
| 49 | BRK-B | Berkshire Hathaway Inc-cl B | 股票-其他 | 0.45% | -0.04% | — | |
| 50 | SLV | Ishares Silver Trust | ETF-避险与商品 | 0.45% | -0.21% | +1.02% |
| # | 代码 | 标的名称 | 占比变动 | 持仓量变化 | 异动类型 |
|---|---|---|---|---|---|
| 1 | TSM | Taiwan Semiconductor-sp Adr | +1.1% | +0.05% | 加仓 |
| 2 | QXO | Qxo Inc | +1% | +213.38% | 加仓 |
| 3 | GOOGL | Alphabet Inc-cl A | +0.8% | -0.23% | 减仓 |
| 4 | GOOG | Alphabet Inc-cl C | +0.8% | -7.92% | 减仓 |
| 5 | MSFT | Microsoft CORP | +0.6% | -0.45% | 减仓 |
| 6 | AVGO | Broadcom Inc | +0.4% | +0.01% | 减仓 |
| 7 | KKR | Kkr & Co Inc | +0.4% | +0.04% | 加仓 |
| 8 | AMD | Advanced Micro Devices | +0.3% | -1.34% | 减仓 |
| 9 | PWR | Quanta Services Inc | +0.3% | -5.83% | 减仓 |
| 10 | JPM | Jpmorgan Chase & Co | +0.3% | +2.45% | 加仓 |
| 11 | MS | Morgan Stanley | +0.3% | -15.91% | 加仓 |
| 12 | GEV | GE Vernova Inc | +0.2% | +6.67% | 加仓 |
| 13 | AXP | American Express Co | +0.2% | +6.18% | 加仓 |
| 14 | CEG | Constellation Energy | +0.2% | +3.68% | 加仓 |
| 15 | BRK-B | Berkshire Hathaway Inc-cl B | +0.2% | — | 加仓 |
| 16 | BA | Boeing Co/the | +0.2% | +8.40% | 加仓 |
| 17 | TSLA | Tesla Inc | +0.2% | -4.72% | 加仓 |
| 18 | GLW | Corning Inc | +0.2% | +10.14% | 加仓 |
| 19 | CG | Carlyle Group Inc/the | +0.1% | -8.03% | 加仓 |
| 20 | IBM | Intl Business Machines CORP | +0.1% | +1.39% | 加仓 |
| 21 | AMZN | Amazon.com Inc | +0.1% | +4.76% | 加仓 |
| 22 | NVDA | Nvidia CORP | +0.1% | -14.07% | 减仓 |
| 23 | COF | Capital One Financial CORP | +0.1% | +5.66% | 加仓 |
| 24 | BX | Blackstone Inc | 0% | -5.14% | 减仓 |
| 25 | PANW | Palo Alto Networks Inc | -0.1% | -3.14% | 减仓 |
| 26 | ROP | Roper Technologies Inc | -0.2% | -58.42% | 减仓 |
| 27 | PG | Procter & Gamble Co/the | -0.3% | -0.95% | 减仓 |
| 28 | CRM | Salesforce Inc | -0.3% | -29.40% | 减仓 |
| 29 | ACN | Accenture plc | -0.5% | -38.23% | 减仓 |
| 30 | AAPL | Apple Inc | -0.6% | -1.74% | 减仓 |
| 31 | LHX | L3harris Technologies Inc | -0.6% | — | 减仓 |
| 32 | SOXX | Ishares Semiconductor ETF | -0.6% | -9.73% | 减仓 |
| 33 | XOM | Exxon Mobil CORP | -0.9% | -0.77% | 减仓 |
| 34 | VOO | Vanguard S&p 500 ETF | -1.1% | -40.00% | 减仓 |
| 35 | UNH | Unitedhealth Group Inc | -1.3% | -35.43% | 减仓 |
| 36 | TMO | Thermo Fisher Scientific Inc | -1.4% | -0.36% | 减仓 |
| 37 | FLO | Flowers Foods Inc | -1.8% | — | 减仓 |
| 38 | BE | Bloom Energy Corp- A | — | NEW | 新建仓 |
| 39 | MKSI | Mks Inc | — | NEW | 新建仓 |
| 40 | RDDT | Reddit Inc-cl A | — | NEW | 新建仓 |
| 41 | 9HI | Hillenbrand Inc | — | NEW | 新建仓 |
| 42 | TROX | Tronox Holdings plc | — | NEW | 新建仓 |
| 43 | FETH | Fidelity Ethereum Fund | — | NEW | 新建仓 |
| 44 | XLC | Ss Comm Select Sector Spdr | — | EXIT | 清仓 |
| 45 | GS | Goldman Sachs Group Inc | — | NEW | 新建仓 |
| 46 | RKT | Rocket Cos Inc-class A | — | NEW | 新建仓 |
| 47 | COIN | Coinbase Global Inc -class A | — | NEW | 新建仓 |
| 48 | BRK-A | Berkshire Hathaway Inc-cl A | — | EXIT | 清仓 |
| 49 | MP | Mp Materials CORP | — | NEW | 新建仓 |
| 50 | INSM | Insmed Inc | — | NEW | 新建仓 |
根据 SEC 官方 Form 13F 申报备案，Wellington Shields Capital Management, LLC 在 Q3 2025 季度的美股持仓总市值约为 US$7.9亿，共申报了 335 个公开持股仓位。
在 Q3 2025 季度，Wellington Shields Capital Management, LLC 按市值排列的前三大核心持股分别为：MSFT (8.3%)、GOOG (4.8%)、AAPL (4.7%)。其中最大持股仓位 MSFT 占据整体投资组合约 8.3% 的权重。
精选 AlphaSMO 大户持股与内部人交易深度分析，提升投资决策胜率
完整解读 Form 13F 申报规范、1 亿美元门槛与 45 天延迟申报机制，学会如何追踪顶级对冲基金与机构法人持仓动向。
本季最大新建仓标的
BE
市值: US$1532.2万
本季最大获利了结 / 清仓标的
XLC
前期市值: US$255.6万
在 Q3 2025 季度中，Wellington Shields Capital Management, LLC 共进行了 50 项持仓异动，包含新建仓 11 个仓位、加仓 16 个仓位、减仓 21 个仓位以及清仓 2 个仓位。 其中最大新建仓标的为 BE。 本季清仓仓位包含 XLC。
本页面所有持股数据均直接同步自美国证券交易委员会（SEC）EDGAR 官方系统之 13F-HR / 13F-HR/A 季度申报文件。AlphaSMO 通过机器解析 CUSIP 与个股对照，提供 100% 精准对齐的历史时序数据集，并支持 Schema.org 结构化数据格式。
解析公司高管、董事与 10% 大股东之 Form 4 内部人交易申报，掌握高管自家股票买卖第一手信号。
深入剖析 5% 股权申报门槛、13D 与 13G 之差异，以及最新 SEC 申报时程规范，洞察机构法人的激进投资动向。