13F 申报指南13F 概念全攻略
什么是 SEC Form 13F 申报？美股机构大户持股全攻略
完整解读 Form 13F 申报规范、1 亿美元门槛与 45 天延迟申报机制，学会如何追踪顶级对冲基金与机构法人持仓动向。
AlphaSMO 权威研究指南阅读专题
CIK: 0000938487
申报总市值
US$17.2亿
US$17.2亿
240 檔
12.5%
在 Q1 2026 的 13F 官方备案中，Ssi Investment Management LLC 管理的美股投资组合规模来到 US$17.2亿，整体持股档数为 240 档。
在 Q1 2026，Ssi Investment Management LLC 展现出较为审慎的避险与获利了结姿态。本季共减仓 54 个仓位并完全清仓 43 档持股，调降曝光的仓位数量高于加仓动作。
在资产配置集中度方面，Ssi Investment Management LLC 的前 5 大核心持股（包含 IVV, WDC 3 11-15-28, NEE 3 03-01-27 等）合计占整体申报市值的 12.5%，反映机构在主要关键仓位上的权重分布。
仅显示前 200 大持股（共 240 只）
| # | 代码 | 标的名称 | 资产子类别 | 占比 | 占比变动 | 持仓量变化 | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IVV | Ishares Core S&p 500 ETF | ETF-大型股与成长 | 4.44% | +1.28% | +0.46% | |
| 2 | WDC 3 11-15-28债券 | Western Digital CORP | 债券 | 3.86% | -0.63% | -20.68% | |
| 3 | NEE 3 03-01-27债券 | Nextera Energy Capital | 债券 | 2.76% | -0.66% | +0.48% | |
| 4 | BA 6 10-15-27债券 | Boeing Co/the | 债券 | 2.01% | -0.07% | -14.98% | |
| 5 | ALB 7.25 03-01-27债券 | Albemarle CORP | 债券 | 1.74% | -0.63% | -10.72% | |
| 6 | UBER 0.875 12-01-28 2028债券 | Uber Technologies Inc | 债券 | 1.68% | -0.34% | -14.01% | |
| 7 | LYV 2.875 01-15-30债券 | Live Nation Entertainmen | 债券 | 1.60% | -0.08% | +21.29% | |
| 8 | ORCL 6.5 01-15-29 D债券 | Oracle CORP | 债券 | 1.52% | -0.01% | — | |
| 9 | MKSI 1.25 06-01-30债券 | Mks Inc | 债券 | 1.49% | +0.78% | -31.36% | |
| 10 | WEC 4.375 06-01-27债券 | Wec Energy Group Inc | 债券 | 1.48% | -0.23% | +1.58% | |
| 11 | WFC 7.5 PERP L债券 | Wells Fargo & Company | 债券 | 1.47% | -0.34% | +0.33% | |
| 12 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | ETF-投资级公司债 | 1.38% | -0.51% | -0.08% | |
| 13 | JAZZ 3.125 09-15-30债券 | Jazz Investments I LTD | 债券 | 1.38% | -0.06% | +9.64% | |
| 14 | BAC 7.25 PERP L债券 | Bank Of America CORP | 债券 | 1.34% | -0.13% | +2.67% | |
| 15 | PPL 2.875 03-15-28债券 | Ppl Capital Funding Inc | 债券 | 1.23% | -0.23% | +2.07% | |
| 16 | PCG 4.25 12-01-27债券 | Pg&e CORP | 债券 | 1.22% | -0.47% | +152.27% | |
| 17 | MSTR 0 03-01-30债券 | Strategy Inc | 债券 | 1.16% | -1.16% | EXIT | |
| 18 | VTR 3.75 06-01-26债券 | Ventas Realty LP | 债券 | 1.14% | -1.14% | EXIT | |
| 19 | SNOW 0 10-01-27债券 | Snowflake Inc | 债券 | 1.13% | +0.19% | +3.39% | |
| 20 | ASND 2.25 04-01-28债券 | Ascendis Pharma A/s | 债券 | 1.10% | -1.10% | EXIT | |
| 21 | JMTG | Mortgage-backed Securities | ETF-其他 | 1.09% | -0.41% | +98.22% | |
| 22 | AEIS 2.5 09-15-28债券 | Advanced Energy Ind | 债券 | 0.99% | -0.79% | -5.81% | |
| 23 | EQXCN 4.75 10-15-28债券 | Equinox Gold CORP | 债券 | 0.98% | -0.61% | +4.12% | |
| 24 | KKR 6.25 03-01-28 D债券 | Kkr & Co Inc | 债券 | 0.96% | -0.16% | -7.52% | |
| 25 | HPE 7.625 09-01-27债券 | Hp Enterprise Co | 债券 | 0.94% | +0.77% | -0.21% | |
| 26 | SPHR 3.5 12-01-28债券 | Sphere Entertainment Co | 债券 | 0.93% | -0.93% | EXIT | |
| 27 | ON 0 05-01-27债券 | On Semiconductor CORP | 债券 | 0.90% | -0.90% | EXIT | |
| 28 | NET 0 08-15-26债券 | Cloudflare Inc | 债券 | 0.83% | -0.25% | -0.88% | |
| 29 | EVRG 4.5 12-15-27债券 | Evergy Inc | 债券 | 0.81% | -0.09% | +3.63% | |
| 30 | RIVN 3.625 10-15-30债券 | Rivian Auto Inc | 债券 | 0.80% | -0.05% | — | |
| 31 | ICVT | Ishares Convertible Bond ETF | ETF-其他 | 0.80% | -0.30% | +53.62% | |
| 32 | NEE 7.375 02-15-29债券 | Nextera Energy Inc | 债券 | 0.80% | -0.13% | — | |
| 33 | SO 4.5 06-15-27债券 | Southern Co | 债券 | 0.79% | -0.13% | +0.87% | |
| 34 | LYV 3.125 01-15-29债券 | Live Nation Entertainmen | 债券 | 0.78% | -0.16% | +51.48% | |
| 35 | BTSG 6.75 02-01-27债券 | Brightspring Health Serv | 债券 | 0.78% | +0.08% | -48.78% | |
| 36 | JAAA | Janus Henderson Aaa Clo ETF | ETF-其他 | 0.75% | +0.02% | -0.11% | |
| 37 | AKAM 1.125 02-15-29债券 | Akamai Technologies Inc | 债券 | 0.73% | -0.08% | +61.38% | |
| 38 | ON 0.5 03-01-29债券 | On Semiconductor CORP | 债券 | 0.71% | +1.33% | +35.39% | |
| 39 | MCHP 7.5 03-15-28债券 | Microchip Technology Inc | 债券 | 0.70% | +0.11% | -13.33% | |
| 40 | BABA 0.5 06-01-31债券 | Alibaba Group Holding | 债券 | 0.69% | -0.69% | EXIT | |
| 41 | SEI 0.25 10-01-31债券 | Solaris Energy Infrastru | 债券 | 0.69% | +0.07% | -0.08% | |
| 42 | STX 3.5 06-01-28债券 | Seagate Hdd Cayman | 债券 | 0.69% | +0.25% | -68.67% | |
| 43 | IEMG | Ishares Core Msci Emerging | ETF-新兴市场 | 0.69% | -0.20% | -24.22% | |
| 44 | ITGR 1.875 03-15-30债券 | Integer Holdings CORP | 债券 | 0.68% | -0.09% | — | |
| 45 | RWT 7.75 06-15-27债券 | Redwood Trust Inc | 债券 | 0.67% | -0.06% | +11.56% | |
| 46 | MIRM 4 05-01-29债券 | Mirum Pharmaceuticals | 债券 | 0.67% | -0.67% | EXIT | |
| 47 | MTSI 0 12-15-29债券 | Macom Tech Solutions | 债券 | 0.67% | -0.04% | — | |
| 48 | ARES 6.75 10-01-27 B债券 | Ares Management CORP | 债券 | 0.66% | -0.12% | -2.69% | |
| 49 | QXO 5.5 05-15-28债券 | Qxo Inc | 债券 | 0.66% | -0.18% | +39.25% | |
| 50 | RSP | Invesco S&p 500 Equal Weight | ETF-大型股与成长 | 0.65% | -0.04% | -0.54% |
| # | 代码 | 标的名称 | 占比变动 | 持仓量变化 | 异动类型 |
|---|---|---|---|---|---|
| 1 | WDC 3 11-15-28债券 | Western Digital CORP | +0.8% | -20.68% | 减仓 |
| 2 | PCG 4.25 12-01-27债券 | Pg&e CORP | +0.8% | +152.27% | 加仓 |
| 3 | JMTG | Mortgage-backed Securities | +0.6% | +98.22% | 加仓 |
| 4 | LNTH 2.625 12-15-27债券 | Lantheus Holdings Inc | +0.5% | +2051.64% | 加仓 |
| 5 | MARA 0 03-01-30债券 | Mara Holdings Inc | +0.4% | +1633.49% | 加仓 |
| 6 | PCG 6 12-01-27 A债券 | Pg&e CORP | +0.4% | +996.79% | 加仓 |
| 7 | AKAM 1.125 02-15-29债券 | Akamai Technologies Inc | +0.4% | +61.38% | 加仓 |
| 8 | LYV 2.875 01-15-30债券 | Live Nation Entertainmen | +0.3% | +21.29% | 加仓 |
| 9 | NEE 3 03-01-27债券 | Nextera Energy Capital | +0.3% | +0.48% | 加仓 |
| 10 | ICVT | Ishares Convertible Bond ETF | +0.3% | +53.62% | 加仓 |
| 11 | LYV 3.125 01-15-29债券 | Live Nation Entertainmen | +0.3% | +51.48% | 加仓 |
| 12 | AEIS 2.5 09-15-28债券 | Advanced Energy Ind | +0.3% | -5.81% | 减仓 |
| 13 | JAZZ 3.125 09-15-30债券 | Jazz Investments I LTD | +0.2% | +9.64% | 加仓 |
| 14 | ON 0.5 03-01-29债券 | On Semiconductor CORP | +0.2% | +35.39% | 加仓 |
| 15 | IEF | Ishares 7-10 Year Treasury B | +0.2% | +49.60% | 加仓 |
| 16 | QXO 5.5 05-15-28债券 | Qxo Inc | +0.2% | +39.25% | 加仓 |
| 17 | SPHR 3.5 12-01-28债券 | Sphere Entertainment Co | +0.2% | — | 不变 |
| 18 | SMCI 3.5 03-01-29债券 | Super Micro Computer Inc | +0.2% | +437.30% | 加仓 |
| 19 | NOG 3.625 04-15-29债券 | Northern Oil & Gas Inc | +0.2% | +41.75% | 加仓 |
| 20 | SIRI 3.75 03-15-28债券 | Sirius Xm Holdings | +0.2% | +34.78% | 加仓 |
| 21 | LITE 1.5 12-15-29债券 | Lumentum Holdings Inc | +0.2% | -1.05% | 减仓 |
| 22 | ALB 7.25 03-01-27债券 | Albemarle CORP | +0.2% | -10.72% | 减仓 |
| 23 | CENX 2.75 05-01-28债券 | Century Aluminum Company | +0.1% | — | 不变 |
| 24 | WEC 4.375 06-01-27债券 | Wec Energy Group Inc | +0.1% | +1.58% | 加仓 |
| 25 | PCRX 2.125 05-15-29债券 | Pacira Biosciences Inc | +0.1% | +100.00% | 加仓 |
| 26 | TTEK 2.25 08-15-28债券 | Tetra Tech Inc | +0.1% | +331.68% | 加仓 |
| 27 | ALRM 2.25 06-01-29债券 | Alarm.com Hldgs Inc | +0.1% | +57.14% | 加仓 |
| 28 | EVRG 4.5 12-15-27债券 | Evergy Inc | +0.1% | +3.63% | 加仓 |
| 29 | PPL 2.875 03-15-28债券 | Ppl Capital Funding Inc | +0.1% | +2.07% | 加仓 |
| 30 | SNAP 0.5 05-01-30债券 | Snap Inc | +0.1% | +49.43% | 加仓 |
| 31 | SEI 0.25 10-01-31债券 | Solaris Energy Infrastru | +0.1% | -0.08% | 减仓 |
| 32 | HAE 2.5 06-01-29债券 | Haemonetics CORP | +0.1% | +50.00% | 加仓 |
| 33 | RWT 7.75 06-15-27债券 | Redwood Trust Inc | +0.1% | +11.56% | 加仓 |
| 34 | VTR 3.75 06-01-26债券 | Ventas Realty LP | +0.1% | +0.71% | 加仓 |
| 35 | EQXCN 4.75 10-15-28债券 | Equinox Gold CORP | +0.1% | +4.12% | 加仓 |
| 36 | ENOV 3.875 10-15-28债券 | Enovis CORP | +0.1% | +16.67% | 加仓 |
| 37 | CELC 2.75 08-01-31债券 | Celcuity Inc | +0.1% | -0.06% | 减仓 |
| 38 | SEDG 2.25 07-01-29债券 | Solar Edge Technologies | +0.1% | — | 不变 |
| 39 | SO 7.125 12-15-28 A债券 | Southern Co | +0.1% | +4.67% | 加仓 |
| 40 | ASND 2.25 04-01-28债券 | Ascendis Pharma A/s | +0.1% | -0.16% | 减仓 |
| 41 | CNP 4.25 08-15-26债券 | Centerpoint Energy Inc | +0.1% | — | 不变 |
| 42 | BBIO 2.25 02-01-29债券 | Bridgebio Pharma Inc | +0.1% | +10.55% | 加仓 |
| 43 | SO 4.5 06-15-27债券 | Southern Co | +0.1% | +0.87% | 加仓 |
| 44 | BURL 1.25 12-15-27债券 | Burlington Stores Inc | 0% | +0.44% | 加仓 |
| 45 | RGEN 1 12-15-28债券 | Repligen CORP | 0% | +23.50% | 加仓 |
| 46 | BAC 0.6 05-25-27 MTN债券 | Bofa Finance LLC | 0% | +1.52% | 加仓 |
| 47 | FLR 1.125 08-15-29债券 | Fluor CORP | 0% | +0.70% | 加仓 |
| 48 | OMCL 1 12-01-29债券 | Omnicell Inc | 0% | +21.05% | 加仓 |
| 49 | LMAT 2.5 02-01-30债券 | Lemaitre Vascular Inc | 0% | — | 不变 |
| 50 | BTU 3.25 03-01-28债券 | Peabody Energy CORP | 0% | -0.18% | 减仓 |
根据 SEC 官方 Form 13F 申报备案，Ssi Investment Management LLC 在 Q1 2026 季度的美股持仓总市值约为 US$17.2亿，共申报了 240 个公开持股仓位。
在 Q1 2026 季度，Ssi Investment Management LLC 按市值排列的前三大核心持股分别为：IVV (4.4%)、WDC 3 11-15-28 (3.9%)、NEE 3 03-01-27 (2.8%)。其中最大持股仓位 IVV 占据整体投资组合约 4.4% 的权重。
精选 AlphaSMO 大户持股与内部人交易深度分析，提升投资决策胜率
完整解读 Form 13F 申报规范、1 亿美元门槛与 45 天延迟申报机制，学会如何追踪顶级对冲基金与机构法人持仓动向。
本季最大新建仓标的
ORCL 6.5 01-15-29 D
市值: US$2206.3万
本季最大获利了结 / 清仓标的
F 0 03-15-26
前期市值: US$2064.6万
在 Q1 2026 季度中，Ssi Investment Management LLC 共进行了 173 项持仓异动，包含新建仓 30 个仓位、加仓 46 个仓位、减仓 54 个仓位以及清仓 43 个仓位。 其中最大新建仓标的为 ORCL 6.5 01-15-29 D。 本季清仓仓位包含 F 0 03-15-26。
本页面所有持股数据均直接同步自美国证券交易委员会（SEC）EDGAR 官方系统之 13F-HR / 13F-HR/A 季度申报文件。AlphaSMO 通过机器解析 CUSIP 与个股对照，提供 100% 精准对齐的历史时序数据集，并支持 Schema.org 结构化数据格式。
解析公司高管、董事与 10% 大股东之 Form 4 内部人交易申报，掌握高管自家股票买卖第一手信号。
深入剖析 5% 股权申报门槛、13D 与 13G 之差异，以及最新 SEC 申报时程规范，洞察机构法人的激进投资动向。