13F 申报指南13F 概念全攻略
什么是 SEC Form 13F 申报？美股机构大户持股全攻略
完整解读 Form 13F 申报规范、1 亿美元门槛与 45 天延迟申报机制，学会如何追踪顶级对冲基金与机构法人持仓动向。
AlphaSMO 权威研究指南阅读专题
CIK: 0000938487
申报总市值
US$17.2亿
US$17.2亿
269 檔
11.9%
截至 Q3 2024 季度末，Ssi Investment Management LLC 的美股持仓估值约为 US$17.2亿，全数申报仓位共有 269 档。
Ssi Investment Management LLC 在 Q3 2024 进行了结构性的板块轮动与仓位换股。在开立 16 个全新仓位及加仓 8 档持股的同时，亦同步清仓 9 档并减仓 17 档标的。
在资产配置集中度方面，Ssi Investment Management LLC 的前 5 大核心持股（包含 IVV, BKNG 0.75 05-01-25, SO 3.875 12-15-25 等）合计占整体申报市值的 11.9%，反映机构在主要关键仓位上的权重分布。
仅显示前 200 大持股（共 269 只）
| # | 代码 | 标的名称 | 资产子类别 | 占比 | 占比变动 | 持仓量变化 | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IVV | Ishares Core S&p 500 ETF | ETF-大型股与成长 | 6.53% | +1.28% | -11.71% | |
| 2 | BKNG 0.75 05-01-25债券 | Booking Holdings Inc | 债券 | 2.53% | — | -10.80% | |
| 3 | SO 3.875 12-15-25债券 | Southern Co | 债券 | 2.37% | — | +127.40% | |
| 4 | WFC 7.5 PERP L债券 | Wells Fargo & Company | 债券 | 1.88% | -0.34% | -1.76% | |
| 5 | DUK 4.125 04-15-26债券 | Duke Energy CORP | 债券 | 1.78% | -0.28% | EXIT | |
| 6 | VTR 3.75 06-01-26债券 | Ventas Realty LP | 债券 | 1.70% | -1.14% | EXIT | |
| 7 | APO 6.75 07-31-26债券 | Apollo Global Management | 债券 | 1.70% | -0.16% | +8.67% | |
| 8 | BAC 7.25 PERP L债券 | Bank Of America CORP | 债券 | 1.56% | -0.13% | -1.69% | |
| 9 | VXUS | Vanguard Total Intl Stock | ETF-其他 | 1.30% | -0.05% | -1.10% | |
| 10 | RCL 6 08-15-25债券 | Royal Caribbean Cruises | 债券 | 1.30% | — | -35.11% | |
| 11 | PANW 0.375 06-01-25债券 | Palo Alto Networks | 债券 | 1.29% | — | -2.77% | |
| 12 | INSM 0.75 06-01-28债券 | Insmed Inc | 债券 | 1.25% | — | -13.01% | |
| 13 | F 0 03-15-26债券 | Ford Motor Company | 债券 | 1.23% | — | -41.48% | |
| 14 | PPL 2.875 03-15-28债券 | Ppl Capital Funding Inc | 债券 | 1.20% | -0.23% | +45.34% | |
| 15 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | ETF-投资级公司债 | 1.19% | -0.51% | -1.67% | |
| 16 | STX 3.5 06-01-28债券 | Seagate Hdd Cayman | 债券 | 1.18% | +0.25% | — | |
| 17 | W 1 08-15-26债券 | Wayfair Inc | 债券 | 1.17% | — | +3.88% | |
| 18 | FOUR 0.5 08-01-27债券 | Shift4 Payments Inc | 债券 | 1.07% | — | -0.86% | |
| 19 | ON 0.5 03-01-29债券 | On Semiconductor CORP | 债券 | 1.02% | +1.33% | -2.13% | |
| 20 | ITGR 2.125 02-15-28债券 | Integer Holdings CORP | 债券 | 1.01% | — | -14.43% | |
| 21 | TTEK 2.25 08-15-28债券 | Tetra Tech Inc | 债券 | 0.95% | -0.05% | — | |
| 22 | AXON 0.5 12-15-27债券 | Axon Enterprise Inc | 债券 | 0.95% | — | -1.73% | |
| 23 | AFRM 0 11-15-26债券 | Affirm Holdings Inc | 债券 | 0.94% | -0.29% | -0.62% | |
| 24 | ASND 2.25 04-01-28债券 | Ascendis Pharma A/s | 债券 | 0.92% | -1.10% | EXIT | |
| 25 | GVA 3.75 05-15-28债券 | Granite Construction Inc | 债券 | 0.88% | — | -1.17% | |
| 26 | CABO 1.125 03-15-28债券 | Cable One Inc | 债券 | 0.87% | — | +6.63% | |
| 27 | AWK 3.625 06-15-26债券 | American Water Capital C | 债券 | 0.83% | -0.02% | EXIT | |
| 28 | JAAA | Janus Henderson Aaa Clo ETF | ETF-其他 | 0.79% | +0.02% | +60.70% | |
| 29 | CAKE 0.375 06-15-26债券 | Cheesecake Factory (the) | 债券 | 0.78% | — | +4.20% | |
| 30 | AKAM 0.125 05-01-25债券 | Akamai Technologies Inc | 债券 | 0.77% | — | +2.70% | |
| 31 | DKNG 0 03-15-28债券 | Draftkings Holdings Inc | 债券 | 0.77% | -0.10% | -4.34% | |
| 32 | MDB 0.25 01-15-26债券 | Mongodb Inc | 债券 | 0.76% | — | -2.37% | |
| 33 | INN 1.5 02-15-26债券 | Summit Hotel Properties | 债券 | 0.76% | — | -0.49% | |
| 34 | W 3.25 09-15-27债券 | Wayfair Inc | 债券 | 0.75% | -0.01% | -0.87% | |
| 35 | DXCM 0.375 05-15-28债券 | Dexcom Inc | 债券 | 0.73% | +0.14% | -5.99% | |
| 36 | NCLH 1.125 02-15-27债券 | Ncl Corporation LTD | 债券 | 0.72% | -0.01% | EXIT | |
| 37 | AMPH 2 03-15-29债券 | Amphastar Pharmaceutical | 债券 | 0.72% | -0.02% | EXIT | |
| 38 | TYL 0.25 03-15-26债券 | Tyler Technologies Inc | 债券 | 0.70% | — | -1.19% | |
| 39 | HALO 1 08-15-28债券 | Halozyme Therapeutics In | 债券 | 0.69% | -0.02% | +66.66% | |
| 40 | FLR 1.125 08-15-29债券 | Fluor CORP | 债券 | 0.69% | +0.11% | — | |
| 41 | MTSI 0.25 03-15-26债券 | M/a-com Tech Solutions | 债券 | 0.69% | — | +26.77% | |
| 42 | TWO 6.25 01-15-26债券 | Two Harbors Inv CORP | 债券 | 0.68% | — | -0.27% | |
| 43 | MIRM 4 05-01-29债券 | Mirum Pharmaceuticals | 债券 | 0.68% | -0.67% | EXIT | |
| 44 | FWONK 2.25 08-15-27债券 | Liberty Media CORP | 债券 | 0.67% | -0.06% | -2.48% | |
| 45 | PEB 1.75 12-15-26债券 | Pebblebrook Hotel Trust | 债券 | 0.65% | -0.02% | -7.49% | |
| 46 | ALNY 1 09-15-27债券 | Alnylam Pharmaceuticals | 债券 | 0.63% | -0.07% | +37.72% | |
| 47 | NTRA 2.25 05-01-27债券 | Natera Inc | 债券 | 0.63% | — | -35.79% | |
| 48 | AAL 6.5 07-01-25债券 | American Airlines Group | 债券 | 0.62% | — | -5.54% | |
| 49 | NTNX 0.25 10-01-27债券 | Nutanix Inc | 债券 | 0.62% | — | -23.09% | |
| 50 | PI 1.125 05-15-27债券 | Impinj Inc | 债券 | 0.61% | — | -0.84% |
| # | 代码 | 标的名称 | 占比变动 | 持仓量变化 | 异动类型 |
|---|---|---|---|---|---|
| 1 | SO 3.875 12-15-25债券 | Southern Co | +1.4% | +127.40% | 加仓 |
| 2 | STX 3.5 06-01-28债券 | Seagate Hdd Cayman | +1.2% | NEW | 新建仓 |
| 3 | TTEK 2.25 08-15-28债券 | Tetra Tech Inc | +1% | NEW | 新建仓 |
| 4 | AWK 3.625 06-15-26债券 | American Water Capital C | +0.8% | NEW | 新建仓 |
| 5 | AMPH 2 03-15-29债券 | Amphastar Pharmaceutical | +0.7% | NEW | 新建仓 |
| 6 | FLR 1.125 08-15-29债券 | Fluor CORP | +0.7% | NEW | 新建仓 |
| 7 | CNP 4.25 08-15-26债券 | Centerpoint Energy Inc | +0.6% | NEW | 新建仓 |
| 8 | BURL 1.25 12-15-27债券 | Burlington Stores Inc | +0.6% | NEW | 新建仓 |
| 9 | EQXCN 4.75 10-15-28债券 | Equinox Gold CORP | +0.6% | NEW | 新建仓 |
| 10 | ATSG 3.875 08-15-29债券 | Air Transport Services G | +0.5% | NEW | 新建仓 |
| 11 | AEIS 2.5 09-15-28债券 | Advanced Energy Ind | +0.5% | NEW | 新建仓 |
| 12 | PPL 2.875 03-15-28债券 | Ppl Capital Funding Inc | +0.4% | +45.34% | 加仓 |
| 13 | GWRE 1.25 03-15-25债券 | Guidewire Software Inc | +0.4% | NEW | 新建仓 |
| 14 | QTWO 0.75 06-01-26债券 | Q2 Holdings Inc | +0.3% | NEW | 新建仓 |
| 15 | WK 1.25 08-15-28债券 | Workiva Inc | +0.3% | NEW | 新建仓 |
| 16 | Z 1.375 09-01-26债券 | Zillow Group Inc | +0.3% | +125.65% | 加仓 |
| 17 | SDVY | First Trust Smid Cap Rising | +0.3% | NEW | 新建仓 |
| 18 | CAMT 0 12-01-26债券 | Camtek Ltd/israel | +0.3% | NEW | 新建仓 |
| 19 | HALO 1 08-15-28债券 | Halozyme Therapeutics In | +0.3% | +66.66% | 加仓 |
| 20 | JAAA | Janus Henderson Aaa Clo ETF | +0.3% | +60.70% | 加仓 |
| 21 | IYR | Ishares US Real Estate ETF | +0.3% | +587.67% | 加仓 |
| 22 | CSGS 3.875 09-15-28债券 | Csg Systems Internationa | +0.3% | NEW | 新建仓 |
| 23 | ALNY 1 09-15-27债券 | Alnylam Pharmaceuticals | +0.2% | +37.72% | 加仓 |
| 24 | AXON 0.5 12-15-27债券 | Axon Enterprise Inc | +0.2% | -1.73% | 减仓 |
| 25 | APO 6.75 07-31-26债券 | Apollo Global Management | +0.1% | +8.67% | 加仓 |
| 26 | HTHT 3 05-01-26债券 | H World Group LTD | -0.2% | -93.78% | 减仓 |
| 27 | MSTR 0 02-15-27债券 | Microstrategy Inc | -0.2% | -52.29% | 减仓 |
| 28 | BFH 4.25 06-15-28债券 | Bread Financial Hldgs | -0.2% | -56.47% | 减仓 |
| 29 | NTRA 2.25 05-01-27债券 | Natera Inc | -0.2% | -35.79% | 减仓 |
| 30 | TPB 2.5 07-15-24债券 | Turning Point Brands Inc | -0.3% | EXIT | 清仓 |
| 31 | PR 3.25 04-01-28债券 | Permian Resourc Optg LLC | -0.3% | EXIT | 清仓 |
| 32 | PDD 0 12-01-25债券 | Pdd Holdings Inc | -0.3% | -93.65% | 减仓 |
| 33 | HUBS 0.375 06-01-25债券 | Hubspot Inc | -0.3% | -32.31% | 减仓 |
| 34 | VRNS 1.25 08-15-25债券 | Varonis System Inc | -0.3% | -93.61% | 减仓 |
| 35 | FLOT | Ishares Floating Rate Bond E | -0.3% | -47.03% | 减仓 |
| 36 | GKOS 2.75 06-15-27债券 | Glaukos CORP | -0.3% | EXIT | 清仓 |
| 37 | HCI 4.75 06-01-42债券 | Hci Group Inc | -0.3% | EXIT | 清仓 |
| 38 | SHAK 0 03-01-28债券 | Shake Shack Inc | -0.4% | -79.00% | 减仓 |
| 39 | WOLF 1.875 12-01-29债券 | Wolfspeed Inc | -0.4% | EXIT | 清仓 |
| 40 | ATI 3.5 06-15-25债券 | Ati Inc | -0.6% | EXIT | 清仓 |
| 41 | RCL 6 08-15-25债券 | Royal Caribbean Cruises | -0.6% | -35.11% | 减仓 |
| 42 | COIN 0.5 06-01-26债券 | Coinbase Global Inc | -0.6% | -93.47% | 减仓 |
| 43 | LUV 1.25 05-01-25债券 | Southwest Airlines Co | -0.6% | -51.73% | 减仓 |
| 44 | CYBR 0 11-15-24债券 | Cyberark Software LTD | -0.6% | EXIT | 清仓 |
| 45 | ENV 2.625 12-01-27债券 | Envestnet Inc | -0.7% | -69.67% | 减仓 |
| 46 | RVNC 1.75 02-15-27债券 | Revance Therapeutics Inc | -0.7% | EXIT | 清仓 |
| 47 | DDOG 0.125 06-15-25债券 | Datadog Inc | -0.7% | -55.18% | 减仓 |
| 48 | IVV | Ishares Core S&p 500 ETF | -0.8% | -11.71% | 减仓 |
| 49 | UPST 0.25 08-15-26债券 | Upstart Holdings Inc | -0.9% | EXIT | 清仓 |
| 50 | F 0 03-15-26债券 | Ford Motor Company | -1% | -41.48% | 减仓 |
根据 SEC 官方 Form 13F 申报备案，Ssi Investment Management LLC 在 Q3 2024 季度的美股持仓总市值约为 US$17.2亿，共申报了 269 个公开持股仓位。
在 Q3 2024 季度，Ssi Investment Management LLC 按市值排列的前三大核心持股分别为：IVV (6.5%)、BKNG 0.75 05-01-25 (2.5%)、SO 3.875 12-15-25 (2.4%)。其中最大持股仓位 IVV 占据整体投资组合约 6.5% 的权重。
精选 AlphaSMO 大户持股与内部人交易深度分析，提升投资决策胜率
完整解读 Form 13F 申报规范、1 亿美元门槛与 45 天延迟申报机制，学会如何追踪顶级对冲基金与机构法人持仓动向。
本季最大新建仓标的
STX 3.5 06-01-28
市值: US$1604.5万
本季最大获利了结 / 清仓标的
UPST 0.25 08-15-26
前期市值: US$1162.9万
在 Q3 2024 季度中，Ssi Investment Management LLC 共进行了 50 项持仓异动，包含新建仓 16 个仓位、加仓 8 个仓位、减仓 17 个仓位以及清仓 9 个仓位。 其中最大新建仓标的为 STX 3.5 06-01-28。 本季清仓仓位包含 UPST 0.25 08-15-26。
本页面所有持股数据均直接同步自美国证券交易委员会（SEC）EDGAR 官方系统之 13F-HR / 13F-HR/A 季度申报文件。AlphaSMO 通过机器解析 CUSIP 与个股对照，提供 100% 精准对齐的历史时序数据集，并支持 Schema.org 结构化数据格式。
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深入剖析 5% 股权申报门槛、13D 与 13G 之差异，以及最新 SEC 申报时程规范，洞察机构法人的激进投资动向。