13F 申报指南13F 概念全攻略
什么是 SEC Form 13F 申报？美股机构大户持股全攻略
完整解读 Form 13F 申报规范、1 亿美元门槛与 45 天延迟申报机制，学会如何追踪顶级对冲基金与机构法人持仓动向。
AlphaSMO 权威研究指南阅读专题
CIK: 0001278960
申报总市值
US$9.2亿
US$9.2亿
55 檔
27.3%
Silverback Asset Management LLC 在 Q1 2026 季度的美股仓位总计估值为 US$9.2亿，分散于 55 个持仓标的之中，反映其市场参与广度与投资规模。
Silverback Asset Management LLC 在 Q1 2026 进行了结构性的板块轮动与仓位换股。在开立 16 个全新仓位及加仓 13 档持股的同时，亦同步清仓 17 档并减仓 16 档标的。
在资产配置集中度方面，Silverback Asset Management LLC 的前 5 大核心持股（包含 SPY, IWM, INDI 3.5 12-15-29 等）合计占整体申报市值的 27.3%，反映机构在主要关键仓位上的权重分布。
| # | 代码 | 标的名称 | 资产子类别 | 占比 | 占比变动 | 持仓量变化 | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-大型股与成长 | 13.96% | -13.96% | EXIT | |
| 2 | IWM | Ishares Russell 2000 ETF | ETF-中小型股 | 9.05% | -0.12% | — | |
| 3 | INDI 3.5 12-15-29债券 | Indie Semiconductor Inc | 债券 | 5.00% | -1.38% | — | |
| 4 | ON 0 05-01-27债券 | On Semiconductor CORP | 债券 | 4.16% | -4.16% | EXIT | |
| 5 | VSH 2.25 09-15-30债券 | Vishay Intertechnology | 债券 | 3.97% | -2.99% | -3.35% | |
| 6 | UBER 0.875 12-01-28 2028债券 | Uber Technologies Inc | 债券 | 3.97% | -1.37% | +21.05% | |
| 7 | SMTC 1.625 11-01-27债券 | Semtech CORP | 债券 | 3.81% | +4.48% | +63.74% | |
| 8 | BBIO 2.25 02-01-29债券 | Bridgebio Pharma Inc | 债券 | 3.54% | -1.19% | -18.25% | |
| 9 | MTCH 0.875 06-15-26债券 | Match Group Financeco 2 | 债券 | 3.49% | -3.49% | EXIT | |
| 10 | NTNX 0.25 10-01-27债券 | Nutanix Inc | 债券 | 3.22% | -0.80% | +76.00% | |
| 11 | ORCL 6.5 01-15-29 D债券 | Oracle CORP | 债券 | 3.16% | -1.07% | — | |
| 12 | SYNA 0.75 12-01-31债券 | Synaptics Inc | 债券 | 3.02% | -1.30% | — | |
| 13 | PRCH 9 05-15-30债券 | Porch Group Inc | 债券 | 2.81% | -0.07% | +5.71% | |
| 14 | VRNS 1 09-15-29债券 | Varonis System Inc | 债券 | 2.56% | -1.15% | -10.89% | |
| 15 | PRCH 6.75 10-01-28债券 | Porch Group Inc | 债券 | 2.47% | -1.15% | +30.27% | |
| 16 | DBX 0 03-01-28债券 | Dropbox Inc | 债券 | 2.42% | +0.07% | — | |
| 17 | ATEC 0.75 03-15-30债券 | Alphatec Holdings Inc | 债券 | 2.10% | +0.17% | — | |
| 18 | ALNY 0 09-15-28债券 | Alnylam Pharmaceuticals | 债券 | 2.02% | -2.02% | EXIT | |
| 19 | HAE 2.5 06-01-29债券 | Haemonetics CORP | 债券 | 1.95% | -0.39% | — | |
| 20 | VERX 0.75 05-01-29债券 | Vertex Inc | 债券 | 1.87% | -0.66% | — | |
| 21 | GWRE 1.25 11-01-29债券 | Guidewire Software Inc | 债券 | 1.78% | -0.26% | — | |
| 22 | WOLF 2.5 06-15-31债券 | Wolfspeed Inc | 债券 | 1.75% | +1.32% | +0.78% | |
| 23 | COLL 2.875 02-15-29债券 | Collegium Pharma Inc | 债券 | 1.71% | +0.32% | -43.72% | |
| 24 | HALO 0.25 03-01-27债券 | Halozyme Therapeutics In | 债券 | 1.66% | -0.32% | +13.39% | |
| 25 | KIE | Ss Spdr S&p Insurance ETF | ETF-其他 | 1.57% | -1.57% | EXIT | |
| 26 | OMCL 1 12-01-29债券 | Omnicell Inc | 债券 | 1.34% | -0.70% | -12.73% | |
| 27 | EVH 4.5 08-15-31债券 | Evolent Health Inc | 债券 | 1.22% | -0.08% | +104.31% | |
| 28 | VRM | Vroom Inc | 股票-其他 | 0.83% | -0.46% | +2.93% | |
| 29 | HLIT | Harmonic Inc | 股票-其他 | 0.83% | +0.10% | -0.22% | |
| 30 | DFTX | Definium Therapeutics Inc | 股票-其他 | 0.80% | +0.70% | — | |
| 31 | EVH 3.5 12-01-29债券 | Evolent Health Inc | 债券 | 0.76% | +0.04% | -35.48% | |
| 32 | AMPH 2 03-15-29债券 | Amphastar Pharmaceutical | 债券 | 0.66% | -0.66% | EXIT | |
| 33 | LCID | Lucid Group Inc | 股票-周期性消费 | 0.64% | -0.30% | -57.07% | |
| 34 | NOTV 3.25 10-15-27债券 | Inotiv Inc | 债券 | 0.58% | -0.52% | — | |
| 35 | PENG 2 08-15-30债券 | Penguin Solutions Inc | 债券 | 0.57% | -0.57% | EXIT | |
| 36 | VIAV | Viavi Solutions Inc | 股票-科技 | 0.48% | -0.48% | EXIT | |
| 37 | QI 6.75 03-22-13 ADS债券 | Qimonda Finance LLC | 债券 | 0.46% | -0.11% | — | |
| 38 | AKAM 0.375 09-01-27债券 | Akamai Technologies Inc | 债券 | 0.42% | +0.42% | -79.17% | |
| 39 | CORZ | Core Scientific Inc | 股票-科技 | 0.34% | +0.02% | — | |
| 40 | BKLN | Invesco Senior Loan ETF | ETF-其他 | 0.33% | -0.33% | EXIT | |
| 41 | AVAV | Aerovironment Inc | 股票-工业 | 0.32% | -0.10% | — | |
| 42 | ASTS | Ast Spacemobile Inc | 股票-科技 | 0.29% | -0.06% | — | |
| 43 | PAR | Par Technology Corp/del | 股票-其他 | 0.29% | -0.01% | — | |
| 44 | EYPT | Eyepoint Inc | 股票-其他 | 0.28% | -0.05% | — | |
| 45 | PTON 5.5 12-01-29债券 | Peloton Interactive Inc | 债券 | 0.26% | -0.26% | EXIT | |
| 46 | TEM | Tempus Ai Inc-cl A | 股票-医疗保健 | 0.23% | -0.05% | +44.53% | |
| 47 | WULF | Terawulf Inc | 股票-金融 | 0.20% | +0.06% | — | |
| 48 | LPSN | Liveperson Inc | 股票-其他 | 0.18% | -0.08% | — | |
| 49 | NEO | Neogenomics Inc | 股票-医疗保健 | 0.18% | -0.18% | EXIT | |
| 50 | KPTI | Karyopharm Therapeutics Inc | 股票-其他 | 0.13% | +0.01% | +312.50% |
| # | 代码 | 标的名称 | 占比变动 | 持仓量变化 | 异动类型 |
|---|---|---|---|---|---|
| 1 | SMTC 1.625 11-01-27债券 | Semtech CORP | +1.5% | +63.74% | 加仓 |
| 2 | NTNX 0.25 10-01-27债券 | Nutanix Inc | +1.2% | +76.00% | 加仓 |
| 3 | PRCH 6.75 10-01-28债券 | Porch Group Inc | +0.5% | +30.27% | 加仓 |
| 4 | EVH 4.5 08-15-31债券 | Evolent Health Inc | +0.4% | +104.31% | 加仓 |
| 5 | UBER 0.875 12-01-28 2028债券 | Uber Technologies Inc | +0.4% | +21.05% | 加仓 |
| 6 | ALNY 0 09-15-28债券 | Alnylam Pharmaceuticals | +0.3% | +21.29% | 加仓 |
| 7 | HALO 0.25 03-01-27债券 | Halozyme Therapeutics In | +0.1% | +13.39% | 加仓 |
| 8 | KPTI | Karyopharm Therapeutics Inc | +0.1% | +312.50% | 加仓 |
| 9 | ON 0 05-01-27债券 | On Semiconductor CORP | +0.1% | -4.24% | 减仓 |
| 10 | VSH 2.25 09-15-30债券 | Vishay Intertechnology | 0% | -3.35% | 减仓 |
| 11 | WULF | Terawulf Inc | 0% | — | 不变 |
| 12 | ASTS | Ast Spacemobile Inc | 0% | — | 不变 |
| 13 | TEM | Tempus Ai Inc-cl A | 0% | +44.53% | 加仓 |
| 14 | MX | Magnachip Semiconductor CORP | 0% | — | 不变 |
| 15 | CORZ | Core Scientific Inc | — | — | 不变 |
| 16 | QI 6.75 03-22-13 ADS债券 | Qimonda Finance LLC | — | — | 不变 |
| 17 | NOTV 3.25 10-15-27债券 | Inotiv Inc | 0% | — | 不变 |
| 18 | LPSN | Liveperson Inc | -0.1% | — | 不变 |
| 19 | ARAY | Accuray Inc | -0.1% | +7.67% | 加仓 |
| 20 | PRCH 9 05-15-30债券 | Porch Group Inc | -0.1% | +5.71% | 加仓 |
| 21 | NEO | Neogenomics Inc | -0.1% | — | 不变 |
| 22 | WOLF 2.5 06-15-31债券 | Wolfspeed Inc | -0.1% | +0.78% | 加仓 |
| 23 | STNG | Scorpio Tankers Inc. | -0.1% | -66.67% | 减仓 |
| 24 | AVAV | Aerovironment Inc | -0.1% | — | 不变 |
| 25 | HLIT | Harmonic Inc | -0.1% | -0.22% | 减仓 |
| 26 | GOSS | Gossamer Bio Inc | -0.2% | — | 不变 |
| 27 | OMCL 1 12-01-29债券 | Omnicell Inc | -0.4% | -12.73% | 减仓 |
| 28 | VRM | Vroom Inc | -0.4% | +2.93% | 加仓 |
| 29 | INDI | Indie Semiconductor Inc-a | -0.4% | -88.90% | 减仓 |
| 30 | VRNS 1 09-15-29债券 | Varonis System Inc | -0.6% | -10.89% | 减仓 |
| 31 | AMPH 2 03-15-29债券 | Amphastar Pharmaceutical | -0.6% | -44.05% | 减仓 |
| 32 | EVH 3.5 12-01-29债券 | Evolent Health Inc | -0.8% | -35.48% | 减仓 |
| 33 | BBIO 2.25 02-01-29债券 | Bridgebio Pharma Inc | -0.9% | -18.25% | 减仓 |
| 34 | MTCH 0.875 06-15-26债券 | Match Group Financeco 2 | -1% | -22.15% | 减仓 |
| 35 | LCID | Lucid Group Inc | -1.1% | -57.07% | 减仓 |
| 36 | AKAM 0.375 09-01-27债券 | Akamai Technologies Inc | -1.4% | -79.17% | 减仓 |
| 37 | PTON 5.5 12-01-29债券 | Peloton Interactive Inc | -1.5% | -80.79% | 减仓 |
| 38 | PENG 2 08-15-30债券 | Penguin Solutions Inc | -1.7% | -73.67% | 减仓 |
| 39 | COLL 2.875 02-15-29债券 | Collegium Pharma Inc | -2.1% | -43.72% | 减仓 |
| 40 | SPY | Ss Spdr S&p 500 ETF Trust-us | — | NEW | 新建仓 |
| 41 | IWM | Ishares Russell 2000 ETF | — | NEW | 新建仓 |
| 42 | STX 3.5 06-01-28债券 | Seagate Hdd Cayman | — | EXIT | 清仓 |
| 43 | INDI 3.5 12-15-29债券 | Indie Semiconductor Inc | — | NEW | 新建仓 |
| 44 | COIN 0.5 06-01-26债券 | Coinbase Global Inc | — | EXIT | 清仓 |
| 45 | TYL 0.25 03-15-26债券 | Tyler Technologies Inc | — | EXIT | 清仓 |
| 46 | JBTM 0.25 05-15-26债券 | Jbt Marel CORP | — | EXIT | 清仓 |
| 47 | EVRG 4.5 12-15-27债券 | Evergy Inc | — | EXIT | 清仓 |
| 48 | ORCL 6.5 01-15-29 D债券 | Oracle CORP | — | NEW | 新建仓 |
| 49 | SYNA 0.75 12-01-31债券 | Synaptics Inc | — | NEW | 新建仓 |
| 50 | EZPW 3.75 12-15-29债券 | Ezcorp Inc | — | EXIT | 清仓 |
根据 SEC 官方 Form 13F 申报备案，Silverback Asset Management LLC 在 Q1 2026 季度的美股持仓总市值约为 US$9.2亿，共申报了 55 个公开持股仓位。
在 Q1 2026 季度，Silverback Asset Management LLC 按市值排列的前三大核心持股分别为：SPY (14.0%)、IWM (9.1%)、INDI 3.5 12-15-29 (5.0%)。其中最大持股仓位 SPY 占据整体投资组合约 14.0% 的权重。
精选 AlphaSMO 大户持股与内部人交易深度分析，提升投资决策胜率
完整解读 Form 13F 申报规范、1 亿美元门槛与 45 天延迟申报机制，学会如何追踪顶级对冲基金与机构法人持仓动向。
本季最大新建仓标的
SPY
市值: US$9755.4万
本季最大获利了结 / 清仓标的
STX 3.5 06-01-28
前期市值: US$5187.2万
在 Q1 2026 季度中，Silverback Asset Management LLC 共进行了 62 项持仓异动，包含新建仓 16 个仓位、加仓 13 个仓位、减仓 16 个仓位以及清仓 17 个仓位。 其中最大新建仓标的为 SPY。 本季清仓仓位包含 STX 3.5 06-01-28。
本页面所有持股数据均直接同步自美国证券交易委员会（SEC）EDGAR 官方系统之 13F-HR / 13F-HR/A 季度申报文件。AlphaSMO 通过机器解析 CUSIP 与个股对照，提供 100% 精准对齐的历史时序数据集，并支持 Schema.org 结构化数据格式。
解析公司高管、董事与 10% 大股东之 Form 4 内部人交易申报，掌握高管自家股票买卖第一手信号。
深入剖析 5% 股权申报门槛、13D 与 13G 之差异，以及最新 SEC 申报时程规范，洞察机构法人的激进投资动向。