13F 申报指南13F 概念全攻略
什么是 SEC Form 13F 申报？美股机构大户持股全攻略
完整解读 Form 13F 申报规范、1 亿美元门槛与 45 天延迟申报机制，学会如何追踪顶级对冲基金与机构法人持仓动向。
AlphaSMO 权威研究指南阅读专题
CIK: 0001053994
申报总市值
US$7.6亿
US$7.6亿
75 檔
11.4%
在 Q2 2026 的 13F 官方备案中，Sanders Morris Harris LLC 管理的美股投资组合规模来到 US$7.6亿，整体持股档数为 75 档。
在 Q2 2026，Sanders Morris Harris LLC 展现出较为审慎的避险与获利了结姿态。本季共减仓 31 个仓位并完全清仓 163 档持股，调降曝光的仓位数量高于加仓动作。
在资产配置集中度方面，Sanders Morris Harris LLC 的前 5 大核心持股（包含 MSIF, CSWC, AAPL 等）合计占整体申报市值的 11.4%，反映机构在主要关键仓位上的权重分布。
| # | 代码 | 标的名称 | 资产子类别 | 占比 | 占比变动 | 持仓量变化 | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | MSIF | Msc Income Fund Inc | 股票-其他 | 15.19% | -10.49% | +25.30% | |
| 2 | CSWC | Capital Southwest CORP | 股票-其他 | 10.48% | -8.44% | -31.60% | |
| 3 | AAPL | Apple Inc | 股票-科技 | 9.67% | -4.96% | -57.07% | |
| 4 | BX | Blackstone Inc | 股票-金融 | 8.32% | -6.87% | -8.27% | |
| 5 | XOM | Exxon Mobil CORP | 股票-能源 | 6.35% | -6.35% | EXIT | |
| 6 | MAIN | Main Street Capital CORP | 股票-金融 | 6.00% | -4.55% | -15.89% | |
| 7 | LLY | Eli Lilly & Co | 股票-医疗保健 | 4.31% | -3.09% | -18.47% | |
| 8 | PM | Philip Morris International | 股票-非周期性消费 | 3.81% | -2.50% | -28.63% | |
| 9 | NVDA | Nvidia CORP | 股票-科技 | 3.09% | +2.27% | -85.30% | |
| 10 | RKLB | Rocket Lab CORP | 股票-工业 | 2.59% | -2.13% | -15.29% | |
| 11 | MO | Altria Group Inc | 股票-非周期性消费 | 2.42% | -1.79% | -15.76% | |
| 12 | TSLA | Tesla Inc | 股票-周期性消费 | 1.87% | -1.45% | +54.61% | |
| 13 | JPM | Jpmorgan Chase & Co | 股票-金融 | 1.86% | -0.96% | -47.53% | |
| 14 | AMD | Advanced Micro Devices | 股票-科技 | 1.40% | +1.46% | -88.19% | |
| 15 | CFR | Cullen/frost Bankers Inc | 股票-金融 | 1.31% | -1.00% | — | |
| 16 | CAT | Caterpillar Inc | 股票-工业 | 1.10% | -0.89% | — | |
| 17 | CVX | Chevron CORP | 股票-能源 | 1.09% | -0.77% | — | |
| 18 | MSFT | Microsoft CORP | 股票-科技 | 1.06% | -0.12% | -82.73% | |
| 19 | T | At&t Inc | 股票-通信服务 | 1.06% | -0.60% | -40.75% | |
| 20 | RSVR | Reservoir Media Inc | 股票-其他 | 1.04% | -0.88% | -31.81% | |
| 21 | SHIM | Shimmick CORP | 股票-其他 | 0.98% | -0.83% | -51.44% | |
| 22 | HD | Home Depot Inc | 股票-周期性消费 | 0.84% | -0.34% | -57.70% | |
| 23 | ✓ | 股票-其他 | 0.83% | -0.83% | EXIT | ||
| 24 | WMT | Walmart Inc | 股票-非周期性消费 | 0.83% | -0.64% | -17.78% | |
| 25 | HBAN | Huntington Bancshares Inc | 股票-金融 | 0.81% | -0.65% | — | |
| 26 | KO | Coca-cola Co/the | 股票-非周期性消费 | 0.78% | -0.54% | -0.38% | |
| 27 | FIX | Comfort Systems USA Inc | 股票-工业 | 0.58% | -0.46% | — | |
| 28 | SCHW | Schwab (charles) CORP | 股票-金融 | 0.55% | -0.49% | +115.79% | |
| 29 | AN | Autonation Inc | 股票-周期性消费 | 0.54% | -0.43% | — | |
| 30 | AMZN | Amazon.com Inc | 股票-周期性消费 | 0.51% | +0.05% | -78.42% | |
| 31 | ORCL | Oracle CORP | 股票-科技 | 0.49% | +0.04% | -80.61% | |
| 32 | BLK | Blackrock Inc | 股票-金融 | 0.45% | -0.32% | -28.36% | |
| 33 | JNJ | Johnson & Johnson | 股票-医疗保健 | 0.42% | -0.13% | -58.24% | |
| 34 | MCD | Mcdonald's CORP | 股票-周期性消费 | 0.39% | -0.28% | — | |
| 35 | APD | Air Products & Chemicals Inc | 股票-原材料 | 0.35% | -0.27% | — | |
| 36 | FRMI | Fermi Inc | 股票-其他 | 0.33% | -0.29% | -32.98% | |
| 37 | SNOW | Snowflake Inc | 股票-科技 | 0.31% | -0.28% | -30.43% | |
| 38 | DINO | Hf Sinclair CORP | 股票-能源 | 0.31% | -0.25% | +0.30% | |
| 39 | WM | Waste Management Inc | 股票-工业 | 0.29% | -0.18% | -10.66% | |
| 40 | OKE | Oneok Inc | 股票-能源 | 0.29% | -0.29% | EXIT | |
| 41 | ABBV | Abbvie Inc | 股票-医疗保健 | 0.28% | +0.43% | -90.84% | |
| 42 | BAC | Bank Of America CORP | 股票-金融 | 0.26% | -0.21% | -8.57% | |
| 43 | PFE | Pfizer Inc | 股票-医疗保健 | 0.25% | -0.15% | -28.70% | |
| 44 | HRL | Hormel Foods CORP | 股票-非周期性消费 | 0.24% | -0.20% | — | |
| 45 | GEV | GE Vernova Inc | 股票-工业 | 0.22% | +0.03% | -83.73% | |
| 46 | VZ | Verizon Communications Inc | 股票-通信服务 | 0.20% | -0.07% | -60.16% | |
| 47 | PG | Procter & Gamble Co/the | 股票-非周期性消费 | 0.20% | -0.02% | -70.13% | |
| 48 | NSC | Norfolk Southern CORP | 股票-工业 | 0.19% | -0.15% | -7.29% | |
| 49 | CRM | Salesforce Inc | 股票-科技 | 0.19% | +0.03% | -78.58% | |
| 50 | NEE | Nextera Energy Inc | 股票-公用事业 | 0.18% | -0.14% | -34.01% |
| # | 代码 | 标的名称 | 占比变动 | 持仓量变化 | 异动类型 |
|---|---|---|---|---|---|
| 1 | MSIF | Msc Income Fund Inc | +11.7% | +25.30% | 加仓 |
| 2 | CSWC | Capital Southwest CORP | +6.6% | -31.60% | 减仓 |
| 3 | BX | Blackstone Inc | +5.9% | -8.27% | 减仓 |
| 4 | AAPL | Apple Inc | +4.3% | -57.07% | 减仓 |
| 5 | MAIN | Main Street Capital CORP | +4% | -15.89% | 减仓 |
| 6 | XOM | Exxon Mobil CORP | +3.9% | -13.06% | 减仓 |
| 7 | LLY | Eli Lilly & Co | +3.2% | -18.47% | 减仓 |
| 8 | PM | Philip Morris International | +2.5% | -28.63% | 减仓 |
| 9 | RKLB | Rocket Lab CORP | +2.1% | -15.29% | 减仓 |
| 10 | MO | Altria Group Inc | +1.7% | -15.76% | 减仓 |
| 11 | TSLA | Tesla Inc | +1.6% | +54.61% | 加仓 |
| 12 | JPM | Jpmorgan Chase & Co | +1% | -47.53% | 减仓 |
| 13 | CAT | Caterpillar Inc | +0.9% | — | 不变 |
| 14 | ✓ | +0.8% | NEW | 新建仓 | |
| 15 | CVX | Chevron CORP | +0.7% | — | 不变 |
| 16 | RSVR | Reservoir Media Inc | +0.6% | -31.81% | 减仓 |
| 17 | SHIM | Shimmick CORP | +0.5% | -51.44% | 减仓 |
| 18 | WMT | Walmart Inc | +0.5% | -17.78% | 减仓 |
| 19 | SCHW | Schwab (charles) CORP | +0.5% | +115.79% | 加仓 |
| 20 | T | At&t Inc | +0.4% | -40.75% | 减仓 |
| 21 | HD | Home Depot Inc | +0.3% | -57.70% | 减仓 |
| 22 | AMD | Advanced Micro Devices | +0.3% | -88.19% | 减仓 |
| 23 | JNJ | Johnson & Johnson | +0.2% | -58.24% | 减仓 |
| 24 | OKE | Oneok Inc | +0.2% | -41.01% | 减仓 |
| 25 | VZ | Verizon Communications Inc | 0% | -60.16% | 减仓 |
| 26 | PG | Procter & Gamble Co/the | 0% | -70.13% | 减仓 |
| 27 | MRK | Merck & Co. Inc. | 0% | -72.92% | 减仓 |
| 28 | AMZN | Amazon.com Inc | -0.1% | -78.42% | 减仓 |
| 29 | TRGP | Targa Resources CORP | -0.1% | -80.95% | 减仓 |
| 30 | GEV | GE Vernova Inc | -0.1% | -83.73% | 减仓 |
| 31 | CVS | Cvs Health CORP | -0.1% | EXIT | 清仓 |
| 32 | OMAB | Grupo Aeroportuario Cen-adr | -0.1% | EXIT | 清仓 |
| 33 | GEL | Genesis Energy L.p. | -0.1% | EXIT | 清仓 |
| 34 | HON | Honeywell International Inc | -0.1% | EXIT | 清仓 |
| 35 | FNV | Franco-nevada CORP | -0.1% | EXIT | 清仓 |
| 36 | USB | US Bancorp | -0.1% | EXIT | 清仓 |
| 37 | INV | Innventure Inc | -0.1% | EXIT | 清仓 |
| 38 | VGLT | Vanguard Long-term Treasury | -0.1% | EXIT | 清仓 |
| 39 | TGT | Target CORP | -0.1% | EXIT | 清仓 |
| 40 | GVI | Ishares Intermediate Governm | -0.1% | EXIT | 清仓 |
| 41 | PAC | Grupo Aeroportuario Pac-adr | -0.1% | EXIT | 清仓 |
| 42 | RTAI | Rareview Tax Advantaged Inco | -0.1% | EXIT | 清仓 |
| 43 | CTSH | Cognizant Tech Solutions-a | -0.1% | EXIT | 清仓 |
| 44 | HLN | Haleon Plc-adr | -0.1% | EXIT | 清仓 |
| 45 | DOX | Amdocs Limited | -0.1% | EXIT | 清仓 |
| 46 | TXN | Texas Instruments Inc | -0.1% | -87.83% | 减仓 |
| 47 | INCY | Incyte CORP | -0.1% | EXIT | 清仓 |
| 48 | SBUX | Starbucks CORP | -0.1% | EXIT | 清仓 |
| 49 | LULU | Lululemon Athletica Inc | -0.1% | EXIT | 清仓 |
| 50 | ADP | Automatic Data Processing | -0.1% | EXIT | 清仓 |
根据 SEC 官方 Form 13F 申报备案，Sanders Morris Harris LLC 在 Q2 2026 季度的美股持仓总市值约为 US$7.6亿，共申报了 75 个公开持股仓位。
在 Q2 2026 季度，Sanders Morris Harris LLC 按市值排列的前三大核心持股分别为：MSIF (15.2%)、CSWC (10.5%)、AAPL (9.7%)。其中最大持股仓位 MSIF 占据整体投资组合约 15.2% 的权重。
精选 AlphaSMO 大户持股与内部人交易深度分析，提升投资决策胜率
完整解读 Form 13F 申报规范、1 亿美元门槛与 45 天延迟申报机制，学会如何追踪顶级对冲基金与机构法人持仓动向。
本季最大新建仓标的
市值: US$143.7万
本季最大获利了结 / 清仓标的
QQQ
前期市值: US$3833.7万
在 Q2 2026 季度中，Sanders Morris Harris LLC 共进行了 198 项持仓异动，包含新建仓 1 个仓位、加仓 3 个仓位、减仓 31 个仓位以及清仓 163 个仓位。 其中最大新建仓标的为 。 本季清仓仓位包含 QQQ。
本页面所有持股数据均直接同步自美国证券交易委员会（SEC）EDGAR 官方系统之 13F-HR / 13F-HR/A 季度申报文件。AlphaSMO 通过机器解析 CUSIP 与个股对照，提供 100% 精准对齐的历史时序数据集，并支持 Schema.org 结构化数据格式。
解析公司高管、董事与 10% 大股东之 Form 4 内部人交易申报，掌握高管自家股票买卖第一手信号。
深入剖析 5% 股权申报门槛、13D 与 13G 之差异，以及最新 SEC 申报时程规范，洞察机构法人的激进投资动向。