13F 申报指南13F 概念全攻略
什么是 SEC Form 13F 申报？美股机构大户持股全攻略
完整解读 Form 13F 申报规范、1 亿美元门槛与 45 天延迟申报机制，学会如何追踪顶级对冲基金与机构法人持仓动向。
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CIK: 0001447578
申报总市值
US$21.0亿
US$21.0亿
388 檔
17.9%
在 Q3 2024 的 13F 官方备案中，Rivernorth Capital Management, LLC 管理的美股投资组合规模来到 US$21.0亿，整体持股档数为 388 档。
在 Q3 2024，Rivernorth Capital Management, LLC 展现出较为审慎的避险与获利了结姿态。本季共减仓 51 个仓位并完全清仓 62 档持股，调降曝光的仓位数量高于加仓动作。
在资产配置集中度方面，Rivernorth Capital Management, LLC 的前 5 大核心持股（包含 NAD, XNEAX, NUV 等）合计占整体申报市值的 17.9%，反映机构在主要关键仓位上的权重分布。
仅显示前 200 大持股（共 388 只）
| # | 代码 | 标的名称 | 资产子类别 | 占比 | 占比变动 | 持仓量变化 | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | NAD | Nuveen Quality Municipal Inc | 股票-其他 | 5.08% | — | -4.16% | |
| 2 | XNEAX | Nuveen Amt-fr Qlty Muni Inc | 股票-其他 | 3.95% | — | -14.13% | |
| 3 | NUV | Nuveen Municipal Value | 股票-其他 | 3.23% | — | +9.09% | |
| 4 | MMU | Western Asset Managed Munici | 股票-其他 | 2.97% | -0.13% | -2.78% | |
| 5 | NVG | Nuveen Amt-fr Muni Crdt | 股票-其他 | 2.97% | — | -14.56% | |
| 6 | ECAT | Blackrock Esg Cap All Trm Tr | 股票-其他 | 2.86% | — | -7.17% | |
| 7 | BCAT | Blackrock Capital Alloc Tr | 股票-其他 | 2.78% | — | -25.62% | |
| 8 | MHD | Blackrock Muniholdings Fund | 股票-其他 | 2.52% | -0.27% | +1.64% | |
| 9 | XMYDX | Blackrock Muniyield Fund | 股票-其他 | 2.32% | — | -6.54% | |
| 10 | PDX | Pimco Dynamic Income Strat | 股票-其他 | 2.24% | -0.17% | +0.65% | |
| 11 | BLE | Blackrock Muni Inc Tr Ii | 股票-其他 | 2.03% | — | +1.32% | |
| 12 | BTT | Blackrock 2030 Muni Trgt Trm | 股票-其他 | 1.84% | -0.47% | -17.47% | |
| 13 | MHD | BlackRock MuniHoldings Fund, Inc. | 股票-其他 | 1.76% | — | +0.16% | |
| 14 | XMUIX | Blackrock Municipal Income | 股票-其他 | 1.72% | — | — | |
| 15 | NZF | Nuveen Municipal Credit Inc | 股票-其他 | 1.67% | — | +0.37% | |
| 16 | MQY | Blackrock Muniyield Quality | 股票-其他 | 1.63% | -0.43% | -17.73% | |
| 17 | NAC | Nuveen Ca Qlty Muni Inc | 股票-其他 | 1.60% | — | -22.55% | |
| 18 | BSTZ | Blackrock Sci & Tech Trm Tr | 股票-其他 | 1.53% | +0.51% | -4.96% | |
| 19 | XMVFX | Blackrock Munivest Fund | 股票-其他 | 1.50% | — | -5.99% | |
| 20 | MUC | Blackrock Munihold Ca Qlty | 股票-其他 | 1.41% | -0.61% | +7.08% | |
| 21 | BMEZ | Blackrock Hlth Sci Trm Tr Ii | 股票-其他 | 1.37% | +0.06% | -9.24% | |
| 22 | ACP | Abrdn Income Credit Strat | 股票-其他 | 1.32% | -0.12% | EXIT | |
| 23 | SABA | Saba Capital Income & Opp Ii | 股票-其他 | 1.27% | -0.11% | — | |
| 24 | XMVTX | Blackrock Munivest Fund Ii | 股票-其他 | 1.22% | — | +1.72% | |
| 25 | PHK | Pimco High Income Fund | 股票-其他 | 1.19% | +0.06% | +6.50% | |
| 26 | VMO | Invesco Municipal Opport | 股票-其他 | 1.17% | -0.50% | +26.23% | |
| 27 | MHD | BlackRock MuniHoldings Fund, Inc. | 股票-其他 | 1.16% | — | +1.36% | |
| 28 | BRW | Saba Capital Income & Opport | 股票-其他 | 1.12% | -0.10% | -4.47% | |
| 29 | MYI | Blackrock Muniyield Qlty Iii | 股票-其他 | 1.11% | -0.25% | -1.56% | |
| 30 | PFN | Pimco Income Strategy Fd Ii | 股票-其他 | 0.97% | -0.01% | +24.36% | |
| 31 | WIW | Western Asst Infl-lnk Opp | 股票-其他 | 0.87% | -0.06% | -2.23% | |
| 32 | VGM | Invesco Trust For Investmen | 股票-其他 | 0.82% | — | -2.00% | |
| 33 | VKQ | Invesco Municipal Trust | 股票-其他 | 0.81% | -0.78% | -0.23% | |
| 34 | ✓ | Bny Mellon Mun Income Inc Com | 股票-其他 | 0.80% | — | +84.14% | |
| 35 | LEO | Bny Mellon Strategic Muni | 股票-其他 | 0.76% | — | +25.65% | |
| 36 | FTHY | First Trust Hi Yld Opp 2027 | 股票-其他 | 0.74% | -0.02% | -18.98% | |
| 37 | IQI | Invesco Quality Muni Inc Tr | 股票-其他 | 0.69% | — | +1.87% | |
| 38 | AFB | Allianceberstein Ntl Muni | 股票-其他 | 0.68% | — | +24.19% | |
| 39 | XMIOX | Pioneer Muni High Inc Opp | 股票-其他 | 0.68% | — | +49.92% | |
| 40 | XEMDX | Western Asset Emrg Mrkt Dbt | 股票-其他 | 0.66% | — | -14.91% | |
| 41 | SBI | Western Asset Intermediate | 股票-其他 | 0.66% | — | +2.82% | |
| 42 | XMQTX | Blackrock Muniyield Qlty Ii | 股票-其他 | 0.65% | — | +0.92% | |
| 43 | XMHIX | Pioneer Muni High Inc Tr | 股票-其他 | 0.65% | — | +155.35% | |
| 44 | VKI | Invesco Adv Muni Inc Tr Ii | 股票-其他 | 0.63% | — | -1.91% | |
| 45 | XBKNX | Blackrock Invest Qlty Muni | 股票-其他 | 0.60% | — | -6.23% | |
| 46 | XPMAX | Pioneer Municipal High Inc | 股票-其他 | 0.59% | — | +32.87% | |
| 47 | MUJ | BlackRock MuniHoldings New Jersey Quality Fund, Inc. | 股票-其他 | 0.58% | — | +38.74% | |
| 48 | SDHY | Pgim Shrt Durat Hi Yld | 股票-其他 | 0.58% | — | -0.45% | |
| 49 | ✓ | 股票-其他 | 0.55% | — | — | ||
| 50 | ✓ | Graf Global CORP | 股票-其他 | 0.53% | — | — |
| # | 代码 | 标的名称 | 占比变动 | 持仓量变化 | 异动类型 |
|---|---|---|---|---|---|
| 1 | ACP | Abrdn Income Credit Strat | +1.3% | NEW | 新建仓 |
| 2 | SABA | Saba Capital Income & Opp Ii | +1.3% | NEW | 新建仓 |
| 3 | ✓ | Graf Global CORP | +0.5% | NEW | 新建仓 |
| 4 | NUV | Nuveen Municipal Value | +0.5% | +9.09% | 加仓 |
| 5 | XMHIX | Pioneer Muni High Inc Tr | +0.4% | +155.35% | 加仓 |
| 6 | PCF | High Income Securities Fund | +0.4% | NEW | 新建仓 |
| 7 | ✓ | Bny Mellon Mun Income Inc Com | +0.4% | +84.14% | 加仓 |
| 8 | DMB | Bny Mellon Muni Bnd Infra | +0.3% | +4237.30% | 加仓 |
| 9 | OCSL | Oaktree Specialty Lending Co | +0.3% | NEW | 新建仓 |
| 10 | PFL | Pimco Income Strategy Fund | +0.3% | +141.76% | 加仓 |
| 11 | VMO | Invesco Municipal Opport | +0.3% | +26.23% | 加仓 |
| 12 | ✓ | Vine Hill Cap Invt CORP. | +0.3% | NEW | 新建仓 |
| 13 | XMIOX | Pioneer Muni High Inc Opp | +0.3% | +49.92% | 加仓 |
| 14 | PFN | Pimco Income Strategy Fd Ii | +0.3% | +24.36% | 加仓 |
| 15 | ✓ | Andretti Acquisition CORP Ii | +0.3% | NEW | 新建仓 |
| 16 | ✓ | +0.2% | NEW | 新建仓 | |
| 17 | ✓ | +0.2% | NEW | 新建仓 | |
| 18 | BTX | Blackrock Tech & Priv Eqty | +0.2% | +108.54% | 加仓 |
| 19 | ✓ | Launch One Acquisition CORP | +0.2% | NEW | 新建仓 |
| 20 | GPATU | GP-Act III Acquisition Corp. | +0.2% | NEW | 新建仓 |
| 21 | ✓ | Cayson Acquisition CORP | +0.2% | NEW | 新建仓 |
| 22 | ✓ | Yhn Acquisition I LTD | +0.2% | NEW | 新建仓 |
| 23 | LEO | Bny Mellon Strategic Muni | +0.2% | +25.65% | 加仓 |
| 24 | ✓ | Voyager Acquisition CORP | +0.2% | NEW | 新建仓 |
| 25 | MHD | Blackrock Muniholdings Fund | +0.2% | +1.64% | 加仓 |
| 26 | ✓ | Sim Acquisition CORP. I | +0.2% | NEW | 新建仓 |
| 27 | ALFUW | Centurion Acquisition Corp. | +0.2% | NEW | 新建仓 |
| 28 | ✓ | Hcm Ii Acquisition CORP | +0.2% | NEW | 新建仓 |
| 29 | XPMAX | Pioneer Municipal High Inc | +0.2% | +32.87% | 加仓 |
| 30 | MUJ | BlackRock MuniHoldings New Jersey Quality Fund, Inc. | +0.2% | +38.74% | 加仓 |
| 31 | AFB | Allianceberstein Ntl Muni | +0.2% | +24.19% | 加仓 |
| 32 | PDX | Pimco Dynamic Income Strat | +0.2% | +0.65% | 加仓 |
| 33 | IFN | Aberdeen India Fund Inc | +0.2% | NEW | 新建仓 |
| 34 | ✓ | Future Vision Ii Acquisition | +0.2% | NEW | 新建仓 |
| 35 | BCX | Blackrock Resources & Commod | +0.2% | +51.58% | 加仓 |
| 36 | MUC | Blackrock Munihold Ca Qlty | +0.2% | +7.08% | 加仓 |
| 37 | NAD | Nuveen Quality Municipal Inc | +0.2% | -4.16% | 减仓 |
| 38 | ✓ | Global Lights Acquisition Co | +0.2% | NEW | 新建仓 |
| 39 | ✓ | Cantor Equity Partners Inc | +0.2% | NEW | 新建仓 |
| 40 | ✓ | Dt Cloud Star Acquisition Co | +0.2% | NEW | 新建仓 |
| 41 | ✓ | Silverbox CORP Iv | +0.2% | NEW | 新建仓 |
| 42 | BLE | Blackrock Muni Inc Tr Ii | +0.2% | +1.32% | 加仓 |
| 43 | ✓ | +0.1% | NEW | 新建仓 | |
| 44 | PHK | Pimco High Income Fund | +0.1% | +6.50% | 加仓 |
| 45 | NZF | Nuveen Municipal Credit Inc | +0.1% | +0.37% | 加仓 |
| 46 | ✓ | +0.1% | NEW | 新建仓 | |
| 47 | MMU | Western Asset Managed Munici | +0.1% | -2.78% | 减仓 |
| 48 | ✓ | Gigcapital7 CORP | +0.1% | NEW | 新建仓 |
| 49 | ✓ | Eureka Acquisition CORP | +0.1% | NEW | 新建仓 |
| 50 | ✓ | +0.1% | NEW | 新建仓 |
根据 SEC 官方 Form 13F 申报备案，Rivernorth Capital Management, LLC 在 Q3 2024 季度的美股持仓总市值约为 US$21.0亿，共申报了 388 个公开持股仓位。
在 Q3 2024 季度，Rivernorth Capital Management, LLC 按市值排列的前三大核心持股分别为：NAD (5.1%)、XNEAX (4.0%)、NUV (3.2%)。其中最大持股仓位 NAD 占据整体投资组合约 5.1% 的权重。
精选 AlphaSMO 大户持股与内部人交易深度分析，提升投资决策胜率
完整解读 Form 13F 申报规范、1 亿美元门槛与 45 天延迟申报机制，学会如何追踪顶级对冲基金与机构法人持仓动向。
本季最大新建仓标的
ACP
市值: US$2729.9万
本季最大获利了结 / 清仓标的
JPC
前期市值: US$3776.1万
在 Q3 2024 季度中，Rivernorth Capital Management, LLC 共进行了 192 项持仓异动，包含新建仓 31 个仓位、加仓 48 个仓位、减仓 51 个仓位以及清仓 62 个仓位。 其中最大新建仓标的为 ACP。 本季清仓仓位包含 JPC。
本页面所有持股数据均直接同步自美国证券交易委员会（SEC）EDGAR 官方系统之 13F-HR / 13F-HR/A 季度申报文件。AlphaSMO 通过机器解析 CUSIP 与个股对照，提供 100% 精准对齐的历史时序数据集，并支持 Schema.org 结构化数据格式。
解析公司高管、董事与 10% 大股东之 Form 4 内部人交易申报，掌握高管自家股票买卖第一手信号。
深入剖析 5% 股权申报门槛、13D 与 13G 之差异，以及最新 SEC 申报时程规范，洞察机构法人的激进投资动向。