13F 申报指南13F 概念全攻略
什么是 SEC Form 13F 申报？美股机构大户持股全攻略
完整解读 Form 13F 申报规范、1 亿美元门槛与 45 天延迟申报机制，学会如何追踪顶级对冲基金与机构法人持仓动向。
AlphaSMO 权威研究指南阅读专题
CIK: 0001569356
申报总市值
US$9.9亿
US$9.9亿
198 檔
33.0%
NINE MASTS CAPITAL Ltd 在 Q1 2026 季度的美股仓位总计估值为 US$9.9亿，分散于 198 个持仓标的之中，反映其市场参与广度与投资规模。
在 Q1 2026，NINE MASTS CAPITAL Ltd 操作展现出积极扩展与加仓意向。本季共新建仓 119 个新仓位，并对 22 个既有持股进行加仓（合计增持 141 档），相较减仓与清仓仓位显著占优。
在资产配置集中度方面，NINE MASTS CAPITAL Ltd 的前 5 大核心持股（包含 BABA 0.5 06-01-31, GOOG, HDB 等）合计占整体申报市值的 33.0%，反映机构在主要关键仓位上的权重分布。
| # | 代码 | 标的名称 | 资产子类别 | 占比 | 占比变动 | 持仓量变化 | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | BABA 0.5 06-01-31债券 | Alibaba Group Holding | 债券 | 21.25% | -8.64% | +68.25% | |
| 2 | GOOG | Alphabet Inc-cl C | 股票-通信服务 | 9.89% | -9.69% | — | |
| 3 | HDB | Hdfc Bank Ltd-adr | 股票-金融 | 6.83% | +3.33% | — | |
| 4 | FOX | Fox CORP - Class B | 股票-通信服务 | 4.87% | -1.87% | -2.71% | |
| 5 | WBD | Warner Bros Discovery Inc | 股票-通信服务 | 4.42% | -1.21% | +773.24% | |
| 6 | SLAB | Silicon Laboratories Inc | 股票-科技 | 3.65% | -1.57% | — | |
| 7 | NSC | Norfolk Southern CORP | 股票-工业 | 3.54% | -1.92% | -46.96% | |
| 8 | EA | Electronic Arts Inc | 股票-通信服务 | 3.19% | -1.16% | +2478.93% | |
| 9 | WBS | Webster Financial CORP | 股票-金融 | 2.94% | -2.09% | — | |
| 10 | QQQ | Invesco Qqq Trust Series 1 | ETF-科技型 | 2.76% | -2.76% | EXIT | |
| 11 | HO1 | Hologic Inc | 股票-其他 | 2.45% | -2.45% | EXIT | |
| 12 | NIO 4.625 10-15-30债券 | Nio Inc | 债券 | 2.33% | -0.68% | -15.58% | |
| 13 | ASX | Ase Technology Holding -adr | 股票-科技 | 2.30% | -1.58% | +5.08% | |
| 14 | CWAN | Clearwater Analytics Holdings, Inc. | 股票-科技 | 2.00% | -2.00% | EXIT | |
| 15 | AES | Aes CORP | 股票-公用事业 | 1.99% | -1.87% | +2419.13% | |
| 16 | KVUE | Kenvue Inc | 股票-非周期性消费 | 1.53% | +0.51% | +217.17% | |
| 17 | ORCL 6.5 01-15-29 D债券 | Oracle CORP | 债券 | 1.43% | -1.43% | EXIT | |
| 18 | QRVO | Qorvo Inc | 股票-科技 | 1.39% | -0.17% | -25.73% | |
| 19 | JD | Jd.com Inc-adr | 股票-周期性消费 | 1.34% | -0.53% | +14.75% | |
| 20 | PEN | Penumbra Inc | 股票-医疗保健 | 1.13% | -0.39% | — | |
| 21 | GPN 1.5 03-01-31债券 | Global Payments Inc | 债券 | 1.08% | -1.08% | EXIT | |
| 22 | SNOW 0 10-01-29债券 | Snowflake Inc | 债券 | 1.06% | -1.06% | EXIT | |
| 23 | VAL | Valaris Limited | 股票-能源 | 0.88% | -0.68% | — | |
| 24 | TXNM | Txnm Energy Inc | 股票-公用事业 | 0.85% | -0.06% | +41.56% | |
| 25 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-大型股与成长 | 0.83% | +35.21% | +489.25% | |
| 26 | BILL 0 04-01-30债券 | Bill Holdings Inc | 债券 | 0.64% | -0.64% | EXIT | |
| 27 | BHF | Brighthouse Financial Inc | 股票-金融 | 0.63% | -0.17% | — | |
| 28 | APLSUSD | Apellis Pharmaceuticals Inc | 股票-其他 | 0.57% | -0.57% | EXIT | |
| 29 | NIO | Nio Inc - Adr | 股票-周期性消费 | 0.54% | -0.20% | +136.99% | |
| 30 | Z | Zillow Group Inc - C | 股票-通信服务 | 0.51% | -0.24% | -39.88% | |
| 31 | PLTR | Palantir Technologies Inc-a | 股票-科技 | 0.48% | +0.10% | — | |
| 32 | TXNM 5.75 06-01-54债券 | Txnm Energy Inc | 债券 | 0.48% | -0.48% | EXIT | |
| 33 | ZS | Zscaler Inc | 股票-科技 | 0.46% | -0.25% | — | |
| 34 | COP | Conocophillips | 股票-能源 | 0.42% | +0.10% | — | |
| 35 | RNW | ReNew Energy Global Plc | 股票-其他 | 0.42% | -0.13% | -30.56% | |
| 36 | UNF | Unifirst Corp/ma | 股票-其他 | 0.40% | -0.05% | — | |
| 37 | JHG | Janus Henderson Group plc | 股票-金融 | 0.40% | -0.12% | +37.27% | |
| 38 | BEP | Brookfield Renewable Partners L.P. | 股票-其他 | 0.34% | -0.34% | EXIT | |
| 39 | ZIM | ZIM Integrated Shipping Services Ltd. | 股票-其他 | 0.34% | -0.07% | — | |
| 40 | META | Meta Platforms Inc-class A | 股票-通信服务 | 0.32% | -0.17% | — | |
| 41 | SHOP | Shopify Inc - Class A | 股票-科技 | 0.30% | -0.07% | — | |
| 42 | GOOGL | Alphabet Inc-cl A | 股票-通信服务 | 0.27% | +0.21% | — | |
| 43 | CVX | Chevron CORP | 股票-能源 | 0.27% | -0.17% | — | |
| 44 | NVDA | Nvidia CORP | 股票-科技 | 0.25% | -0.15% | +368.08% | |
| 45 | NWE | Northwestern Energy Group In | 股票-公用事业 | 0.24% | -0.04% | — | |
| 46 | RYAAY | Ryanair Holdings Plc-sp Adr | 股票-工业 | 0.23% | -0.15% | -78.59% | |
| 47 | UTE0 | Cantaloupe Inc | 股票-其他 | 0.23% | -0.23% | EXIT | |
| 48 | TAIL | Cambria Tail Risk ETF | ETF-其他 | 0.22% | -0.22% | EXIT | |
| 49 | TSLA | Tesla Inc | 股票-周期性消费 | 0.21% | +0.03% | — | |
| 50 | UBER | Uber Technologies Inc | 股票-工业 | 0.21% | -0.08% | +3610.24% |
| # | 代码 | 标的名称 | 占比变动 | 持仓量变化 | 异动类型 |
|---|---|---|---|---|---|
| 1 | BABA 0.5 06-01-31债券 | Alibaba Group Holding | +4.4% | +68.25% | 加仓 |
| 2 | WBD | Warner Bros Discovery Inc | +3.2% | +773.24% | 加仓 |
| 3 | EA | Electronic Arts Inc | +2.9% | +2478.93% | 加仓 |
| 4 | AES | Aes CORP | +1.9% | +2419.13% | 加仓 |
| 5 | HO1 | Hologic Inc | +1.8% | +349.21% | 加仓 |
| 6 | CWAN | Clearwater Analytics Holdings, Inc. | +1.7% | +1271.43% | 加仓 |
| 7 | KVUE | Kenvue Inc | +1% | +217.17% | 加仓 |
| 8 | ASX | Ase Technology Holding -adr | +0.3% | +5.08% | 加仓 |
| 9 | UBER | Uber Technologies Inc | +0.2% | +3610.24% | 加仓 |
| 10 | TXNM | Txnm Energy Inc | +0.1% | +41.56% | 加仓 |
| 11 | NIO | Nio Inc - Adr | +0.1% | +136.99% | 加仓 |
| 12 | JHG | Janus Henderson Group plc | +0.1% | +37.27% | 加仓 |
| 13 | PDD | Pdd Holdings Inc | 0% | +485.88% | 加仓 |
| 14 | ABVX | Abivax Sa-adr | 0% | +87.50% | 加仓 |
| 15 | WDS | Woodside Energy Group-adr | 0% | — | 不变 |
| 16 | LINTA 3.75 02-15-30债券 | Liberty Interactive LLC | — | +104.90% | 加仓 |
| 17 | SCHW | Schwab (charles) CORP | — | +883.10% | 加仓 |
| 18 | JD | Jd.com Inc-adr | 0% | +14.75% | 加仓 |
| 19 | CSQ | Calamos Strat Ttl Rtrn Fnd | 0% | — | 不变 |
| 20 | NVDA | Nvidia CORP | 0% | +368.08% | 加仓 |
| 21 | XOM | Exxon Mobil CORP | -0.1% | +764.95% | 加仓 |
| 22 | AIV | Apartment Invt & Mgmt Co -a | -0.1% | -90.97% | 减仓 |
| 23 | NFLX | Netflix Inc | -0.1% | +9.46% | 加仓 |
| 24 | SDA | Sealed Air CORP | -0.1% | +174.08% | 加仓 |
| 25 | UTE0 | Cantaloupe Inc | -0.3% | -11.99% | 减仓 |
| 26 | RNW | ReNew Energy Global Plc | -0.5% | -30.56% | 减仓 |
| 27 | QQQ | Invesco Qqq Trust Series 1 | -0.5% | -18.16% | 减仓 |
| 28 | NIO 4.625 10-15-30债券 | Nio Inc | -0.6% | -15.58% | 减仓 |
| 29 | QRVO | Qorvo Inc | -1.1% | -25.73% | 减仓 |
| 30 | Z | Zillow Group Inc - C | -1.2% | -39.88% | 减仓 |
| 31 | RYAAY | Ryanair Holdings Plc-sp Adr | -1.4% | -78.59% | 减仓 |
| 32 | FOX | Fox CORP - Class B | -2.4% | -2.71% | 减仓 |
| 33 | NSC | Norfolk Southern CORP | -4.5% | -46.96% | 减仓 |
| 34 | SPY | Ss Spdr S&p 500 ETF Trust-us | -11.4% | +489.25% | 加仓 |
| 35 | IBIT | Ishares Bitcoin Trust ETF | — | EXIT | 清仓 |
| 36 | GOOG | Alphabet Inc-cl C | — | NEW | 新建仓 |
| 37 | HDB | Hdfc Bank Ltd-adr | — | NEW | 新建仓 |
| 38 | SLAB | Silicon Laboratories Inc | — | NEW | 新建仓 |
| 39 | WBS | Webster Financial CORP | — | NEW | 新建仓 |
| 40 | ✓ | Cyberark Software LTD. Cmn | — | EXIT | 清仓 |
| 41 | GSK | Gsk Plc-spon Adr | — | EXIT | 清仓 |
| 42 | ORCL 6.5 01-15-29 D债券 | Oracle CORP | — | NEW | 新建仓 |
| 43 | EXK | Exact Sciences CORP | — | EXIT | 清仓 |
| 44 | PEN | Penumbra Inc | — | NEW | 新建仓 |
| 45 | GPN 1.5 03-01-31债券 | Global Payments Inc | — | NEW | 新建仓 |
| 46 | SNOW 0 10-01-29债券 | Snowflake Inc | — | NEW | 新建仓 |
| 47 | VRSN | Verisign Inc | — | EXIT | 清仓 |
| 48 | VAL | Valaris Limited | — | NEW | 新建仓 |
| 49 | RNAGBP | Avidity Biosciences Inc | — | EXIT | 清仓 |
| 50 | DAY | Dayforce Inc | — | EXIT | 清仓 |
根据 SEC 官方 Form 13F 申报备案，NINE MASTS CAPITAL Ltd 在 Q1 2026 季度的美股持仓总市值约为 US$9.9亿，共申报了 198 个公开持股仓位。
在 Q1 2026 季度，NINE MASTS CAPITAL Ltd 按市值排列的前三大核心持股分别为：BABA 0.5 06-01-31 (21.3%)、GOOG (9.9%)、HDB (6.8%)。其中最大持股仓位 BABA 0.5 06-01-31 占据整体投资组合约 21.3% 的权重。
精选 AlphaSMO 大户持股与内部人交易深度分析，提升投资决策胜率
完整解读 Form 13F 申报规范、1 亿美元门槛与 45 天延迟申报机制，学会如何追踪顶级对冲基金与机构法人持仓动向。
本季最大新建仓标的
GOOG
市值: US$6853.2万
本季最大获利了结 / 清仓标的
IBIT
前期市值: US$9379.9万
在 Q1 2026 季度中，NINE MASTS CAPITAL Ltd 共进行了 198 项持仓异动，包含新建仓 119 个仓位、加仓 22 个仓位、减仓 10 个仓位以及清仓 47 个仓位。 其中最大新建仓标的为 GOOG。 本季清仓仓位包含 IBIT。
本页面所有持股数据均直接同步自美国证券交易委员会（SEC）EDGAR 官方系统之 13F-HR / 13F-HR/A 季度申报文件。AlphaSMO 通过机器解析 CUSIP 与个股对照，提供 100% 精准对齐的历史时序数据集，并支持 Schema.org 结构化数据格式。
解析公司高管、董事与 10% 大股东之 Form 4 内部人交易申报，掌握高管自家股票买卖第一手信号。
深入剖析 5% 股权申报门槛、13D 与 13G 之差异，以及最新 SEC 申报时程规范，洞察机构法人的激进投资动向。