13F 申报指南13F 概念全攻略
什么是 SEC Form 13F 申报？美股机构大户持股全攻略
完整解读 Form 13F 申报规范、1 亿美元门槛与 45 天延迟申报机制，学会如何追踪顶级对冲基金与机构法人持仓动向。
AlphaSMO 权威研究指南阅读专题
CIK: 0001512022
申报总市值
US$7.4亿
US$7.4亿
94 檔
21.2%
截至 Q3 2024 季度末，HERALD INVESTMENT MANAGEMENT Ltd 的美股持仓估值约为 US$7.4亿，全数申报仓位共有 94 档。
HERALD INVESTMENT MANAGEMENT Ltd 在 Q3 2024 进行了结构性的板块轮动与仓位换股。在开立 2 个全新仓位及加仓 4 档持股的同时，亦同步清仓 2 档并减仓 6 档标的。
在资产配置集中度方面，HERALD INVESTMENT MANAGEMENT Ltd 的前 5 大核心持股（包含 FN, SMCI, VRNS 等）合计占整体申报市值的 21.2%，反映机构在主要关键仓位上的权重分布。
| # | 代码 | 标的名称 | 资产子类别 | 占比 | 占比变动 | 持仓量变化 | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | FN | Fabrinet | 股票-科技 | 7.48% | -4.10% | — | |
| 2 | SMCI | Super Micro Computer Inc | 股票-科技 | 6.20% | -0.54% | — | |
| 3 | VRNS | Varonis Systems Inc | 股票-科技 | 4.46% | +0.78% | -4.18% | |
| 4 | PEGA | Pegasystems Inc | 股票-科技 | 4.37% | -1.82% | — | |
| 5 | CLS | Celestica Inc | 股票-科技 | 4.37% | -4.13% | — | |
| 6 | SIMO | Silicon Motion Technol-adr | 股票-其他 | 4.02% | +0.92% | — | |
| 7 | DSGX | Descartes Systems Grp/the | 股票-科技 | 3.72% | -0.43% | -8.70% | |
| 8 | RDWR | Radware Ltd. | 股票-其他 | 2.87% | -0.47% | -6.25% | |
| 9 | ARLO | Arlo Technologies Inc | 股票-其他 | 2.66% | -0.66% | — | |
| 10 | CCOI | Cogent Communications Holdin | 股票-其他 | 2.62% | -0.18% | — | |
| 11 | ✓ | Cyberark Software LTD. Cmn | 股票-其他 | 2.42% | — | — | |
| 12 | HLIT | Harmonic Inc | 股票-其他 | 1.97% | -0.39% | — | |
| 13 | MSFT | Microsoft CORP | 股票-科技 | 1.93% | -0.03% | — | |
| 14 | SPSC | Sps Commerce Inc | 股票-科技 | 1.76% | — | -12.14% | |
| 15 | QLYS | Qualys Inc | 股票-科技 | 1.64% | +0.21% | — | |
| 16 | DRS | Leonardo Drs Inc | 股票-工业 | 1.63% | -0.50% | -4.29% | |
| 17 | AMSWAUSD | American Software Inc-cl A | 股票-其他 | 1.54% | — | +6.67% | |
| 18 | TSEM | Tower Semiconductor Ltd. | 股票-科技 | 1.51% | -0.56% | — | |
| 19 | VICR | Vicor CORP | 股票-科技 | 1.45% | -0.96% | — | |
| 20 | AVPT | Avepoint Inc | 股票-其他 | 1.42% | -0.16% | — | |
| 21 | AMZN | Amazon.com Inc | 股票-周期性消费 | 1.40% | +0.17% | — | |
| 22 | KLIC | Kulicke & Soffa Industries | 股票-科技 | 1.39% | +0.96% | — | |
| 23 | CEVA | Ceva Inc | 股票-其他 | 1.35% | +1.01% | — | |
| 24 | GOOGL | Alphabet Inc-cl A | 股票-通信服务 | 1.34% | +0.37% | — | |
| 25 | FROG | JFrog Ltd. | 股票-科技 | 1.25% | +0.58% | +31.58% | |
| 26 | AMD | Advanced Micro Devices | 股票-科技 | 1.20% | +0.89% | — | |
| 27 | FC | Franklin Covey Co | 股票-其他 | 1.13% | +0.20% | — | |
| 28 | ANETEUR | Arista Networks Inc | 股票-其他 | 1.12% | — | — | |
| 29 | FA | First Advantage CORP | 股票-其他 | 1.03% | +0.19% | — | |
| 30 | AAPL | Apple Inc | 股票-科技 | 1.00% | +0.17% | — | |
| 31 | RDVT | Red Violet Inc | 股票-其他 | 0.98% | +1.28% | — | |
| 32 | HSTM | Healthstream Inc | 股票-其他 | 0.94% | +0.12% | -5.00% | |
| 33 | FORM | Formfactor Inc | 股票-科技 | 0.94% | -0.20% | — | |
| 34 | NABL | N-able Inc | 股票-其他 | 0.93% | -0.04% | EXIT | |
| 35 | ALKT | Alkami Technology Inc | 股票-其他 | 0.81% | -0.11% | — | |
| 36 | VECO | Veeco Instruments Inc | 股票-其他 | 0.80% | -0.23% | — | |
| 37 | VERX | Vertex Inc - Class A | 股票-其他 | 0.80% | +0.14% | — | |
| 38 | RBBN | Ribbon Communications Inc | 股票-其他 | 0.79% | -0.03% | EXIT | |
| 39 | LTRX | Lantronix Inc | 股票-其他 | 0.71% | — | — | |
| 40 | CLMB | Climb Global Solutions Inc | 股票-其他 | 0.68% | -0.12% | — | |
| 41 | QUIK | Quicklogic CORP | 股票-其他 | 0.66% | -0.09% | +10.09% | |
| 42 | MU | Micron Technology Inc | 股票-科技 | 0.64% | +1.81% | — | |
| 43 | BAND | Bandwidth Inc-class A | 股票-其他 | 0.63% | +0.63% | — | |
| 44 | AVDX | Avidxchange Holdings Inc | 股票-其他 | 0.63% | — | +28.57% | |
| 45 | FIVN | Five9 Inc | 股票-科技 | 0.62% | +0.25% | +92.31% | |
| 46 | AVNW | Aviat Networks Inc | 股票-其他 | 0.58% | -0.33% | — | |
| 47 | OSPN | Onespan Inc | 股票-其他 | 0.57% | — | — | |
| 48 | OOMA | Ooma Inc | 股票-其他 | 0.51% | +0.09% | — | |
| 49 | MRAM | Everspin Technologies Inc | 股票-其他 | 0.51% | +0.06% | +5.30% | |
| 50 | BASE | Couchbase Inc | 股票-其他 | 0.50% | — | — |
| # | 代码 | 标的名称 | 占比变动 | 持仓量变化 | 异动类型 |
|---|---|---|---|---|---|
| 1 | SMCI | Super Micro Computer Inc | +6.2% | NEW | 新建仓 |
| 2 | PEGA | Pegasystems Inc | +0.9% | — | 不变 |
| 3 | CCOI | Cogent Communications Holdin | +0.8% | — | 不变 |
| 4 | VRNS | Varonis Systems Inc | +0.7% | -4.18% | 减仓 |
| 5 | RDWR | Radware Ltd. | +0.5% | -6.25% | 减仓 |
| 6 | HLIT | Harmonic Inc | +0.5% | — | 不变 |
| 7 | AMSWAUSD | American Software Inc-cl A | +0.4% | +6.67% | 加仓 |
| 8 | VICR | Vicor CORP | +0.4% | — | 不变 |
| 9 | CEVA | Ceva Inc | +0.3% | — | 不变 |
| 10 | CLMB | Climb Global Solutions Inc | +0.3% | — | 不变 |
| 11 | ✓ | Cyberark Software LTD. Cmn | +0.3% | — | 不变 |
| 12 | FA | First Advantage CORP | +0.2% | — | 不变 |
| 13 | TSEM | Tower Semiconductor Ltd. | +0.2% | — | 不变 |
| 14 | AVPT | Avepoint Inc | +0.2% | — | 不变 |
| 15 | GNSS | Genasys Inc | +0.2% | — | 不变 |
| 16 | KOPN | Kopin CORP | +0.2% | NEW | 新建仓 |
| 17 | DRS | Leonardo Drs Inc | +0.2% | -4.29% | 减仓 |
| 18 | APPS | Digital Turbine Inc | +0.2% | — | 不变 |
| 19 | RDVT | Red Violet Inc | +0.2% | — | 不变 |
| 20 | OSPN | Onespan Inc | +0.2% | — | 不变 |
| 21 | FIVN | Five9 Inc | +0.2% | +92.31% | 加仓 |
| 22 | AAPL | Apple Inc | +0.1% | — | 不变 |
| 23 | ANETEUR | Arista Networks Inc | +0.1% | — | 不变 |
| 24 | FN | Fabrinet | +0.1% | — | 不变 |
| 25 | LTRX | Lantronix Inc | +0.1% | — | 不变 |
| 26 | FC | Franklin Covey Co | +0.1% | — | 不变 |
| 27 | ✓ | Ci&t Inc | +0.1% | — | 不变 |
| 28 | ALKT | Alkami Technology Inc | +0.1% | — | 不变 |
| 29 | DSGX | Descartes Systems Grp/the | +0.1% | -8.70% | 减仓 |
| 30 | KLIC | Kulicke & Soffa Industries | -0.1% | — | 不变 |
| 31 | VPG | Vishay Precision Group | -0.1% | — | 不变 |
| 32 | GOOGL | Alphabet Inc-cl A | -0.1% | — | 不变 |
| 33 | AVDX | Avidxchange Holdings Inc | -0.1% | +28.57% | 加仓 |
| 34 | ARLO | Arlo Technologies Inc | -0.1% | — | 不变 |
| 35 | QLYS | Qualys Inc | -0.1% | — | 不变 |
| 36 | SPSC | Sps Commerce Inc | -0.1% | -12.14% | 减仓 |
| 37 | NABL | N-able Inc | -0.1% | — | 不变 |
| 38 | QUIK | Quicklogic CORP | -0.1% | +10.09% | 加仓 |
| 39 | CMRC | Commerce.com Inc | -0.1% | — | 不变 |
| 40 | MU | Micron Technology Inc | -0.1% | — | 不变 |
| 41 | AVNW | Aviat Networks Inc | -0.2% | — | 不变 |
| 42 | OSS | One Stop Systems Inc | -0.2% | EXIT | 清仓 |
| 43 | RMNI | Rimini Street Inc | -0.2% | — | 不变 |
| 44 | VLN | Valens Semiconductor Ltd. | -0.2% | -4.90% | 减仓 |
| 45 | IDN | Intellicheck Inc | -0.2% | — | 不变 |
| 46 | FORM | Formfactor Inc | -0.2% | — | 不变 |
| 47 | VECO | Veeco Instruments Inc | -0.3% | — | 不变 |
| 48 | CLS | Celestica Inc | -0.3% | — | 不变 |
| 49 | SIMO | Silicon Motion Technol-adr | -1.1% | — | 不变 |
| 50 | SMCIUSD | Super Micro Computer Inc | -11.4% | EXIT | 清仓 |
根据 SEC 官方 Form 13F 申报备案，HERALD INVESTMENT MANAGEMENT Ltd 在 Q3 2024 季度的美股持仓总市值约为 US$7.4亿，共申报了 94 个公开持股仓位。
在 Q3 2024 季度，HERALD INVESTMENT MANAGEMENT Ltd 按市值排列的前三大核心持股分别为：FN (7.5%)、SMCI (6.2%)、VRNS (4.5%)。其中最大持股仓位 FN 占据整体投资组合约 7.5% 的权重。
精选 AlphaSMO 大户持股与内部人交易深度分析，提升投资决策胜率
完整解读 Form 13F 申报规范、1 亿美元门槛与 45 天延迟申报机制，学会如何追踪顶级对冲基金与机构法人持仓动向。
本季最大新建仓标的
SMCI
市值: US$3600.1万
本季最大获利了结 / 清仓标的
SMCIUSD
前期市值: US$6962.4万
在 Q3 2024 季度中，HERALD INVESTMENT MANAGEMENT Ltd 共进行了 14 项持仓异动，包含新建仓 2 个仓位、加仓 4 个仓位、减仓 6 个仓位以及清仓 2 个仓位。 其中最大新建仓标的为 SMCI。 本季清仓仓位包含 SMCIUSD。
本页面所有持股数据均直接同步自美国证券交易委员会（SEC）EDGAR 官方系统之 13F-HR / 13F-HR/A 季度申报文件。AlphaSMO 通过机器解析 CUSIP 与个股对照，提供 100% 精准对齐的历史时序数据集，并支持 Schema.org 结构化数据格式。
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深入剖析 5% 股权申报门槛、13D 与 13G 之差异，以及最新 SEC 申报时程规范，洞察机构法人的激进投资动向。