13F 申报指南13F 概念全攻略
什么是 SEC Form 13F 申报？美股机构大户持股全攻略
完整解读 Form 13F 申报规范、1 亿美元门槛与 45 天延迟申报机制，学会如何追踪顶级对冲基金与机构法人持仓动向。
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CIK: 0001301396
申报总市值
US$51.5亿
US$51.5亿
284 檔
8.4%
在 Q3 2024 的 13F 官方备案中，Context Capital Management, LLC 管理的美股投资组合规模来到 US$51.5亿，整体持股档数为 284 档。
在 Q3 2024，Context Capital Management, LLC 操作展现出积极扩展与加仓意向。本季共新建仓 27 个新仓位，并对 13 个既有持股进行加仓（合计增持 40 档），相较减仓与清仓仓位显著占优。
在资产配置集中度方面，Context Capital Management, LLC 的前 5 大核心持股（包含 RKLB 4.25 02-01-29, , SNAP 0.125 03-01-28 等）合计占整体申报市值的 8.4%，反映机构在主要关键仓位上的权重分布。
仅显示前 200 大持股（共 284 只）
| # | 代码 | 标的名称 | 资产子类别 | 占比 | 占比变动 | 持仓量变化 | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | RKLB 4.25 02-01-29债券 | Rocket Lab USA | 债券 | 3.05% | — | +87.23% | |
| 2 | ✓ | 股票-其他 | 2.47% | — | +95.24% | ||
| 3 | SNAP 0.125 03-01-28债券 | Snap Inc | 债券 | 2.18% | -0.05% | EXIT | |
| 4 | MSTR 0 02-15-27债券 | Microstrategy Inc | 债券 | 2.15% | — | +27.53% | |
| 5 | DDD 0 11-15-26债券 | 3d Systems CORP | 债券 | 1.92% | — | +4.73% | |
| 6 | W 1 08-15-26债券 | Wayfair Inc | 债券 | 1.73% | — | -0.88% | |
| 7 | LITE 0.5 12-15-26债券 | Lumentum Holdings Inc | 债券 | 1.68% | — | +37.67% | |
| 8 | AFRM 0 11-15-26债券 | Affirm Holdings Inc | 债券 | 1.61% | — | +9.96% | |
| 9 | XIFR 0 11-15-25债券 | Xplr Infrastructure LP | 债券 | 1.42% | — | +2.58% | |
| 10 | XMTR 1 02-01-27债券 | Xometry Inc | 债券 | 1.42% | — | +8.53% | |
| 11 | BBIO 2.25 02-01-29债券 | Bridgebio Pharma Inc | 债券 | 1.40% | -0.63% | +26.89% | |
| 12 | TDOC 1.25 06-01-27债券 | Teladoc Health Inc | 债券 | 1.40% | -0.61% | +63.85% | |
| 13 | W 0.625 10-01-25债券 | Wayfair Inc | 债券 | 1.39% | — | -1.84% | |
| 14 | SKIN 1.25 10-01-26债券 | Skinhealth Systems Inc | 债券 | 1.38% | — | -27.00% | |
| 15 | GRPN 1.125 03-15-26债券 | Groupon Inc | 债券 | 1.37% | — | +13.29% | |
| 16 | BE 3 06-01-28债券 | Bloom Energy CORP | 债券 | 1.37% | — | +12.37% | |
| 17 | TVTX 2.25 03-01-29债券 | Travere Therapeutics Inc | 债券 | 1.33% | -1.55% | EXIT | |
| 18 | ATEC 0.75 08-01-26债券 | Alphatec Holdings Inc | 债券 | 1.25% | — | +5.18% | |
| 19 | ESPR 4 11-15-25债券 | Esperion Therapeutics | 债券 | 1.24% | — | -6.58% | |
| 20 | PTON 0 02-15-26债券 | Peloton Interactive Inc | 债券 | 1.23% | — | +24.92% | |
| 21 | OPEN 0.25 08-15-26债券 | Opendoor Technologies In | 债券 | 1.23% | — | +10.33% | |
| 22 | RVNC 1.75 02-15-27债券 | Revance Therapeutics Inc | 债券 | 1.22% | — | -4.96% | |
| 23 | ✓ | Rivian Auto Inc | 股票-其他 | 1.20% | — | +19.37% | |
| 24 | SOFI 1.25 03-15-29债券 | Sofi Technologies Inc | 债券 | 1.18% | — | -2.40% | |
| 25 | PLUG 7 06-01-26债券 | Plug Power Inc | 债券 | 1.13% | — | +41.91% | |
| 26 | MARA 1 12-01-26债券 | Mara Holdings Inc | 债券 | 1.08% | — | -3.25% | |
| 27 | PTCT 1.5 09-15-26债券 | Ptc Therapeutics Inc | 债券 | 1.06% | — | — | |
| 28 | SSRMCN 2.5 04-01-39债券 | Ssr Mining Inc | 债券 | 1.04% | — | +10.58% | |
| 29 | COMPOS 7 12-15-26债券 | Composecure Holdings LLC | 债券 | 1.04% | — | — | |
| 30 | NMFC 7.5 10-15-25债券 | New Mountain Finance Cor | 债券 | 1.02% | — | +25.35% | |
| 31 | ✓ | Pnm Resources Inc | 股票-其他 | 0.98% | — | — | |
| 32 | PRCH 6.75 10-01-28债券 | Porch Group Inc | 债券 | 0.96% | — | — | |
| 33 | ✓ | Microstrategy Inc | 股票-其他 | 0.96% | — | — | |
| 34 | ✓ | Applied Optoelectronics Inc. 5.25 12/15/2026 | 股票-其他 | 0.95% | — | +3.37% | |
| 35 | UPST 0.25 08-15-26债券 | Upstart Holdings Inc | 债券 | 0.93% | — | -30.84% | |
| 36 | CHRS 1.5 04-15-26债券 | Coherus Oncology Inc | 债券 | 0.89% | — | +19.50% | |
| 37 | ✓ | 股票-其他 | 0.86% | — | — | ||
| 38 | CDMO 7 03-01-29债券 | Avid Bioservices Inc | 债券 | 0.86% | — | +16.76% | |
| 39 | MITK 0.75 02-01-26债券 | Mitek Systems Inc | 债券 | 0.84% | — | +10.08% | |
| 40 | W 3.5 11-15-28债券 | Wayfair Inc | 债券 | 0.82% | -0.94% | EXIT | |
| 41 | MIRM 4 05-01-29债券 | Mirum Pharmaceuticals | 债券 | 0.78% | — | +1.75% | |
| 42 | ✓ | Opko Health Inc. 144a 3.75 01/15/2029 | 股票-其他 | 0.73% | — | +1.27% | |
| 43 | CENX 2.75 05-01-28债券 | Century Aluminum Company | 债券 | 0.71% | -1.23% | +30.40% | |
| 44 | ACCD 0.5 04-01-26债券 | Accolade Inc | 债券 | 0.70% | — | — | |
| 45 | ARRY 1 12-01-28债券 | Array Technologies Inc | 债券 | 0.70% | -0.29% | +26.45% | |
| 46 | ✓ | Upstart 2 - 10/1/29 | 股票-其他 | 0.70% | — | — | |
| 47 | NVAX 5 12-15-27债券 | Novavax Inc | 债券 | 0.70% | — | +25.33% | |
| 48 | IRWD 1.5 06-15-26债券 | Ironwood Pharmaceuticals | 债券 | 0.68% | -1.34% | EXIT | |
| 49 | AORT 4.25 07-01-25债券 | Artivion Inc | 债券 | 0.67% | — | — | |
| 50 | LCID 1.25 12-15-26债券 | Lucid Group Inc | 债券 | 0.67% | — | +15.40% |
| # | 代码 | 标的名称 | 占比变动 | 持仓量变化 | 异动类型 |
|---|---|---|---|---|---|
| 1 | RKLB 4.25 02-01-29债券 | Rocket Lab USA | +1.9% | +87.23% | 加仓 |
| 2 | ✓ | +1.2% | +95.24% | 加仓 | |
| 3 | COMPOS 7 12-15-26债券 | Composecure Holdings LLC | +1% | NEW | 新建仓 |
| 4 | ✓ | Pnm Resources Inc | +1% | NEW | 新建仓 |
| 5 | ✓ | Microstrategy Inc | +1% | NEW | 新建仓 |
| 6 | SNAP 0.125 03-01-28债券 | Snap Inc | +0.9% | +127.31% | 加仓 |
| 7 | ✓ | +0.9% | NEW | 新建仓 | |
| 8 | W 3.5 11-15-28债券 | Wayfair Inc | +0.7% | +720.00% | 加仓 |
| 9 | ✓ | Upstart 2 - 10/1/29 | +0.7% | NEW | 新建仓 |
| 10 | IRWD 1.5 06-15-26债券 | Ironwood Pharmaceuticals | +0.7% | NEW | 新建仓 |
| 11 | ✓ | Wisdomtree Inc | +0.7% | NEW | 新建仓 |
| 12 | ✓ | Pennymac Mortgage Inv Trust | +0.6% | NEW | 新建仓 |
| 13 | PTON L 05-30-29 4债券 | Peloton Interactive Inc | +0.6% | NEW | 新建仓 |
| 14 | BTDR 8.5 08-15-29债券 | Bitdeer Technologies Grp | +0.6% | NEW | 新建仓 |
| 15 | ✓ | Pacira Biosciences Inc | +0.5% | NEW | 新建仓 |
| 16 | ✓ | Sunrun Inc. 144a 4 03/01/2030 | +0.5% | NEW | 新建仓 |
| 17 | DM 6 05-15-27债券 | Desktop Metal Inc | +0.5% | NEW | 新建仓 |
| 18 | PCRX 0.75 08-01-25债券 | Pacira Biosciences Inc | +0.5% | NEW | 新建仓 |
| 19 | AMC 6 04-30-30 144A债券 | Muvico LLC | +0.5% | NEW | 新建仓 |
| 20 | ✓ | Coin 0.250 04/01/30 Cvt | +0.5% | NEW | 新建仓 |
| 21 | ✓ | Marathon Digital | +0.5% | NEW | 新建仓 |
| 22 | ✓ | Bloom Energy CORP | +0.5% | NEW | 新建仓 |
| 23 | ✓ | Pgy 6 1/8 10/01/29 | +0.5% | NEW | 新建仓 |
| 24 | LAZR 11.5 01-15-30债券 | Luminar Technologies Inc | +0.4% | NEW | 新建仓 |
| 25 | ✓ | +0.4% | NEW | 新建仓 | |
| 26 | EQXCN 4.75 10-15-28债券 | Equinox Gold CORP | +0.4% | NEW | 新建仓 |
| 27 | HPE 7.625 09-01-27债券 | Hp Enterprise Co | +0.4% | NEW | 新建仓 |
| 28 | ✓ | Snap Inc | +0.4% | NEW | 新建仓 |
| 29 | CYRX 0.75 12-01-26债券 | Cryoport Inc | +0.4% | NEW | 新建仓 |
| 30 | EB 0.75 09-15-26债券 | Eventbrite Inc | +0.4% | +490.33% | 加仓 |
| 31 | W 3.25 09-15-27债券 | Wayfair Inc | +0.4% | +1047.62% | 加仓 |
| 32 | LAZR 0 08-15-28债券 | Luminar Technologies Inc | +0.3% | NEW | 新建仓 |
| 33 | ✓ | Evolent Health Inc | +0.3% | NEW | 新建仓 |
| 34 | TDOC 1.25 06-01-27债券 | Teladoc Health Inc | +0.3% | +63.85% | 加仓 |
| 35 | GH 0 11-15-27债券 | Guardant Health Inc | +0.3% | +191.57% | 加仓 |
| 36 | AGCN 0.375 01-15-27债券 | First Majestic Silver | +0.2% | +89.63% | 加仓 |
| 37 | LITE 0.5 12-15-26债券 | Lumentum Holdings Inc | +0.2% | +37.67% | 加仓 |
| 38 | MSTR 0 02-15-27债券 | Microstrategy Inc | +0.2% | +27.53% | 加仓 |
| 39 | CDMO 7 03-01-29债券 | Avid Bioservices Inc | +0.1% | +16.76% | 加仓 |
| 40 | BBIO 2.25 02-01-29债券 | Bridgebio Pharma Inc | 0% | +26.89% | 加仓 |
| 41 | SOFI 0 10-15-26债券 | Sofi Technologies Inc | -0.6% | -57.38% | 减仓 |
| 42 | INFN 3.75 08-01-28债券 | Infinera CORP | -0.7% | EXIT | 清仓 |
| 43 | ALNY 1 09-15-27债券 | Alnylam Pharmaceuticals | -0.7% | EXIT | 清仓 |
| 44 | WOLF 1.75 05-01-26债券 | Wolfspeed Inc | -0.7% | -38.30% | 减仓 |
| 45 | LAZR 1.25 12-15-26债券 | Luminar Technologies Inc | -0.8% | EXIT | 清仓 |
| 46 | SMTC 1.625 11-01-27债券 | Semtech CORP | -0.8% | -72.85% | 减仓 |
| 47 | NEE 7.299 06-01-27债券 | Nextera Energy Inc | -0.8% | -90.00% | 减仓 |
| 48 | WT 5.75 08-15-28债券 | Wisdomtree Inc | -0.9% | EXIT | 清仓 |
| 49 | CORZ 12 01-23-29债券 | Core Scientific Inc | -1.1% | EXIT | 清仓 |
| 50 | SKIN 1.25 10-01-26债券 | Skinhealth Systems Inc | -1.1% | -27.00% | 减仓 |
根据 SEC 官方 Form 13F 申报备案，Context Capital Management, LLC 在 Q3 2024 季度的美股持仓总市值约为 US$51.5亿，共申报了 284 个公开持股仓位。
在 Q3 2024 季度，Context Capital Management, LLC 按市值排列的前三大核心持股分别为：RKLB 4.25 02-01-29 (3.0%)、 (2.5%)、SNAP 0.125 03-01-28 (2.2%)。其中最大持股仓位 RKLB 4.25 02-01-29 占据整体投资组合约 3.0% 的权重。
精选 AlphaSMO 大户持股与内部人交易深度分析，提升投资决策胜率
完整解读 Form 13F 申报规范、1 亿美元门槛与 45 天延迟申报机制，学会如何追踪顶级对冲基金与机构法人持仓动向。
本季最大新建仓标的
COMPOS 7 12-15-26
市值: US$3827.0万
本季最大获利了结 / 清仓标的
CORZ 12 01-23-29
前期市值: US$2931.2万
在 Q3 2024 季度中，Context Capital Management, LLC 共进行了 50 项持仓异动，包含新建仓 27 个仓位、加仓 13 个仓位、减仓 5 个仓位以及清仓 5 个仓位。 其中最大新建仓标的为 COMPOS 7 12-15-26。 本季清仓仓位包含 CORZ 12 01-23-29。
本页面所有持股数据均直接同步自美国证券交易委员会（SEC）EDGAR 官方系统之 13F-HR / 13F-HR/A 季度申报文件。AlphaSMO 通过机器解析 CUSIP 与个股对照，提供 100% 精准对齐的历史时序数据集，并支持 Schema.org 结构化数据格式。
解析公司高管、董事与 10% 大股东之 Form 4 内部人交易申报，掌握高管自家股票买卖第一手信号。
深入剖析 5% 股权申报门槛、13D 与 13G 之差异，以及最新 SEC 申报时程规范，洞察机构法人的激进投资动向。