13F 申报指南13F 概念全攻略
什么是 SEC Form 13F 申报？美股机构大户持股全攻略
完整解读 Form 13F 申报规范、1 亿美元门槛与 45 天延迟申报机制，学会如何追踪顶级对冲基金与机构法人持仓动向。
AlphaSMO 权威研究指南阅读专题
CIK: 0001972517
申报总市值
US$2.1亿
US$2.1亿
81 檔
41.4%
Q3 2024 季度申报显示，Aspen Wealth Strategies, LLC 披露的美股组合总市值为 US$2.1亿，涵盖 81 个不同之权益投资仓位。
在 Q3 2024，Aspen Wealth Strategies, LLC 操作展现出积极扩展与加仓意向。本季共新建仓 13 个新仓位，并对 20 个既有持股进行加仓（合计增持 33 档），相较减仓与清仓仓位显著占优。
在资产配置集中度方面，Aspen Wealth Strategies, LLC 的前 5 大核心持股（包含 MOAT, SCHG, IVV 等）合计占整体申报市值的 41.4%，反映机构在主要关键仓位上的权重分布。
本季最大新建仓标的
LLY
市值: US$64.7万
本季最大获利了结 / 清仓标的
CVS
前期市值: US$78.8万
| # | 代码 | 标的名称 | 资产子类别 | 占比 | 占比变动 | 持仓量变化 | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | MOAT | Vaneck Morningstar Wide Moat | ETF-其他 | 14.05% | -0.37% | +4.67% | |
| 2 | SCHG | Schwab US Large-cap Growth | ETF-其他 | 13.09% | +0.65% | +3.32% | |
| 3 | IVV | Ishares Core S&p 500 ETF | ETF-大型股与成长 | 11.93% | +0.94% | +4.01% | |
| 4 | VTV | Vanguard Value ETF | ETF-其他 | 10.78% | +0.31% | +4.87% | |
| 5 | XMHQ | Invesco S&p Midcap Qual ETF | ETF-其他 | 5.32% | +0.05% | +6.48% | |
| 6 | IEFA | Ishares Core Msci Eafe ETF | ETF-其他 | 4.51% | +0.01% | +5.48% | |
| 7 | SCHO | Schwab Short-term US Treas | ETF-其他 | 3.42% | — | +3.29% | |
| 8 | CALF | Pcr US Sm Cp Csh Cws Etf-usd | ETF-其他 | 3.33% | — | +6.31% | |
| 9 | AAPL | Apple Inc | 股票-科技 | 2.40% | +0.04% | -1.40% | |
| 10 | MSFT | Microsoft CORP | 股票-科技 | 1.96% | -0.06% | +1.09% | |
| 11 | GOOGL | Alphabet Inc-cl A | 股票-通信服务 | 1.44% | +0.01% | -7.29% | |
| 12 | ABBV | Abbvie Inc | 股票-医疗保健 | 1.28% | +0.10% | -5.78% | |
| 13 | SCHD | Schwab US Dvd Equity ETF | ETF-其他 | 1.15% | -0.01% | -2.92% | |
| 14 | JPM | Jpmorgan Chase & Co | 股票-金融 | 1.07% | +0.01% | -4.91% | |
| 15 | AVGO | Broadcom Inc | 股票-科技 | 1.05% | +0.27% | -5.21% | |
| 16 | WMT | Walmart Inc | 股票-非周期性消费 | 0.90% | -0.14% | -20.99% | |
| 17 | JPST | Jpmorgan Ultra-short Income | ETF-其他 | 0.88% | — | +0.97% | |
| 18 | AMZN | Amazon.com Inc | 股票-周期性消费 | 0.84% | +0.01% | +0.90% | |
| 19 | DE | Deere & Co | 股票-工业 | 0.81% | +0.02% | +2.53% | |
| 20 | CVX | Chevron CORP | 股票-能源 | 0.78% | -0.26% | +5.69% | |
| 21 | UNH | Unitedhealth Group Inc | 股票-医疗保健 | 0.66% | +0.09% | -6.72% | |
| 22 | COP | Conocophillips | 股票-能源 | 0.66% | -0.15% | +2.75% | |
| 23 | APD | Air Products & Chemicals Inc | 股票-原材料 | 0.64% | — | -11.46% | |
| 24 | HD | Home Depot Inc | 股票-周期性消费 | 0.60% | -0.04% | +1.51% | |
| 25 | FPE | Ft-preferred Secur & Inc ETF | ETF-其他 | 0.59% | -0.01% | +1.18% | |
| 26 | XEL | Xcel Energy Inc | 股票-公用事业 | 0.56% | -0.05% | -2.02% | |
| 27 | MUB | Ishares National Muni Bond E | ETF-其他 | 0.53% | -0.05% | -3.42% | |
| 28 | CSCO | Cisco Systems Inc | 股票-科技 | 0.51% | +0.17% | +22.83% | |
| 29 | V | Visa Inc-class A Shares | 股票-金融 | 0.47% | +0.05% | +0.34% | |
| 30 | META | Meta Platforms Inc-class A | 股票-通信服务 | 0.42% | -0.05% | -5.05% | |
| 31 | COF | Capital One Financial CORP | 股票-金融 | 0.42% | +0.03% | -2.12% | |
| 32 | LLY | Eli Lilly & Co | 股票-医疗保健 | 0.42% | — | — | |
| 33 | JMBS | Janus Henderson Mortg Backed | ETF-其他 | 0.42% | -0.03% | +0.33% | |
| 34 | AGGH | Simplify Aggregate Bond ETF | ETF-其他 | 0.41% | -0.02% | +0.33% | |
| 35 | TLT | Ishares 20+ Year Treasury Bd | ETF-政府公债 | 0.40% | — | +0.74% | |
| 36 | DUK | Duke Energy CORP | 股票-公用事业 | 0.40% | -0.03% | — | |
| 37 | VYMI | Vanguard Int High Dvd Yld In | ETF-其他 | 0.39% | — | +1.32% | |
| 38 | SLB | Slb LTD | 股票-能源 | 0.38% | -0.09% | +16.55% | |
| 39 | TSLA | Tesla Inc | 股票-周期性消费 | 0.38% | — | -19.08% | |
| 40 | BRK-B | Berkshire Hathaway Inc-cl B | 股票-其他 | 0.37% | -0.02% | +0.24% | |
| 41 | VZ | Verizon Communications Inc | 股票-通信服务 | 0.37% | -0.09% | -0.69% | |
| 42 | KR | Kroger Co | 股票-非周期性消费 | 0.36% | -0.11% | — | |
| 43 | VTEB | Vanguard Tax-exempt Bond ETF | ETF-其他 | 0.34% | -0.03% | -1.91% | |
| 44 | SUB | Ishares Short-term National | ETF-其他 | 0.33% | -0.08% | -1.05% | |
| 45 | NEE | Nextera Energy Inc | 股票-公用事业 | 0.32% | -0.04% | — | |
| 46 | EOG | Eog Resources Inc | 股票-能源 | 0.32% | -0.06% | — | |
| 47 | SVOL | Simplify Volatility Premium | ETF-其他 | 0.31% | — | +0.90% | |
| 48 | VHT | Vanguard Health Care ETF | ETF-其他 | 0.30% | +0.07% | -5.98% | |
| 49 | ASML | ASML Holding N.V. | 股票-科技 | 0.29% | — | — | |
| 50 | NOC | Northrop Grumman CORP | 股票-工业 | 0.29% | -0.07% | — |
| # | 代码 | 标的名称 | 占比变动 | 持仓量变化 | 异动类型 |
|---|---|---|---|---|---|
| 1 | MOAT | Vaneck Morningstar Wide Moat | +0.7% | +4.67% | 加仓 |
| 2 | LLY | Eli Lilly & Co | +0.4% | NEW | 新建仓 |
| 3 | DUK | Duke Energy CORP | +0.4% | NEW | 新建仓 |
| 4 | NEE | Nextera Energy Inc | +0.3% | NEW | 新建仓 |
| 5 | ASML | ASML Holding N.V. | +0.3% | NEW | 新建仓 |
| 6 | NOC | Northrop Grumman CORP | +0.3% | NEW | 新建仓 |
| 7 | CHTR | Charter Communications Inc-a | +0.3% | NEW | 新建仓 |
| 8 | CNC | Centene CORP | +0.3% | NEW | 新建仓 |
| 9 | PTC | Ptc Inc | +0.3% | NEW | 新建仓 |
| 10 | JMST | JPM Ultra-short Muni Income | +0.2% | NEW | 新建仓 |
| 11 | MS | Morgan Stanley | +0.2% | NEW | 新建仓 |
| 12 | MDT | Medtronic plc | +0.2% | NEW | 新建仓 |
| 13 | KO | Coca-cola Co/the | +0.1% | NEW | 新建仓 |
| 14 | VEA | Vanguard Ftse Developed ETF | +0.1% | NEW | 新建仓 |
| 15 | VTV | Vanguard Value ETF | +0.1% | +4.87% | 加仓 |
| 16 | CSCO | Cisco Systems Inc | +0.1% | +22.83% | 加仓 |
| 17 | IEFA | Ishares Core Msci Eafe ETF | +0.1% | +5.48% | 加仓 |
| 18 | SBUX | Starbucks CORP | +0.1% | +4.48% | 加仓 |
| 19 | LULU | Lululemon Athletica Inc | +0.1% | +42.42% | 加仓 |
| 20 | XEL | Xcel Energy Inc | 0% | -2.02% | 减仓 |
| 21 | XMHQ | Invesco S&p Midcap Qual ETF | 0% | +6.48% | 加仓 |
| 22 | DE | Deere & Co | 0% | +2.53% | 加仓 |
| 23 | META | Meta Platforms Inc-class A | 0% | -5.05% | 减仓 |
| 24 | HD | Home Depot Inc | 0% | +1.51% | 加仓 |
| 25 | BHP | Bhp Group Ltd-spon Adr | 0% | +8.04% | 加仓 |
| 26 | PFE | Pfizer Inc | 0% | +22.03% | 加仓 |
| 27 | VPU | Vanguard Utilities ETF | 0% | -0.42% | 减仓 |
| 28 | RIO | Rio Tinto Plc-spon Adr | 0% | +5.96% | 加仓 |
| 29 | ABBV | Abbvie Inc | 0% | -5.78% | 减仓 |
| 30 | AVGO | Broadcom Inc | 0% | -5.21% | 减仓 |
| 31 | QCOM | Qualcomm Inc | 0% | +0.17% | 加仓 |
| 32 | EOG | Eog Resources Inc | -0.1% | — | 不变 |
| 33 | CALF | Pcr US Sm Cp Csh Cws Etf-usd | -0.1% | +6.31% | 加仓 |
| 34 | MRK | Merck & Co. Inc. | -0.1% | -7.63% | 减仓 |
| 35 | IVV | Ishares Core S&p 500 ETF | -0.1% | +4.01% | 加仓 |
| 36 | UNH | Unitedhealth Group Inc | -0.1% | -6.72% | 减仓 |
| 37 | CVX | Chevron CORP | -0.1% | +5.69% | 加仓 |
| 38 | TSLA | Tesla Inc | -0.1% | -19.08% | 减仓 |
| 39 | COP | Conocophillips | -0.1% | +2.75% | 加仓 |
| 40 | SCHO | Schwab Short-term US Treas | -0.1% | +3.29% | 加仓 |
| 41 | SPY | Ss Spdr S&p 500 ETF Trust-us | -0.1% | EXIT | 清仓 |
| 42 | C | Citigroup Inc | -0.2% | EXIT | 清仓 |
| 43 | JPM | Jpmorgan Chase & Co | -0.2% | -4.91% | 减仓 |
| 44 | WMT | Walmart Inc | -0.2% | -20.99% | 减仓 |
| 45 | MSFT | Microsoft CORP | -0.2% | +1.09% | 加仓 |
| 46 | SCHG | Schwab US Large-cap Growth | -0.3% | +3.32% | 加仓 |
| 47 | IYM | Ishares U.s. Basic Materials | -0.3% | EXIT | 清仓 |
| 48 | DIS | Walt Disney Co/the | -0.4% | EXIT | 清仓 |
| 49 | GOOGL | Alphabet Inc-cl A | -0.4% | -7.29% | 减仓 |
| 50 | CVS | Cvs Health CORP | -0.6% | EXIT | 清仓 |
根据 SEC 官方 Form 13F 申报备案，Aspen Wealth Strategies, LLC 在 Q3 2024 季度的美股持仓总市值约为 US$2.1亿，共申报了 81 个公开持股仓位。
在 Q3 2024 季度，Aspen Wealth Strategies, LLC 按市值排列的前三大核心持股分别为：MOAT (14.1%)、SCHG (13.1%)、IVV (11.9%)。其中最大持股仓位 MOAT 占据整体投资组合约 14.1% 的权重。
在 Q3 2024 季度中，Aspen Wealth Strategies, LLC 共进行了 49 项持仓异动，包含新建仓 13 个仓位、加仓 20 个仓位、减仓 11 个仓位以及清仓 5 个仓位。 其中最大新建仓标的为 LLY。 本季清仓仓位包含 CVS。
本页面所有持股数据均直接同步自美国证券交易委员会（SEC）EDGAR 官方系统之 13F-HR / 13F-HR/A 季度申报文件。AlphaSMO 通过机器解析 CUSIP 与个股对照，提供 100% 精准对齐的历史时序数据集，并支持 Schema.org 结构化数据格式。
精选 AlphaSMO 大户持股与内部人交易深度分析，提升投资决策胜率
完整解读 Form 13F 申报规范、1 亿美元门槛与 45 天延迟申报机制，学会如何追踪顶级对冲基金与机构法人持仓动向。
深入剖析 5% 股权申报门槛、13D 与 13G 之差异，以及最新 SEC 申报时程规范，洞察机构法人的激进投资动向。