13F 申报指南13F 概念全攻略
什么是 SEC Form 13F 申报？美股机构大户持股全攻略
完整解读 Form 13F 申报规范、1 亿美元门槛与 45 天延迟申报机制，学会如何追踪顶级对冲基金与机构法人持仓动向。
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CIK: 0001697748
申报总市值
US$154.0亿
US$154.0亿
181 檔
20.1%
Q1 2026 季度申报显示，ARK Investment Management LLC 披露的美股组合总市值为 US$154.0亿，涵盖 181 个不同之权益投资仓位。
ARK Investment Management LLC 在 Q1 2026 进行了结构性的板块轮动与仓位换股。在开立 13 个全新仓位及加仓 83 档持股的同时，亦同步清仓 27 档并减仓 77 档标的。
在资产配置集中度方面，ARK Investment Management LLC 的前 5 大核心持股（包含 TSLA, AMD, CRSP 等）合计占整体申报市值的 20.1%，反映机构在主要关键仓位上的权重分布。
| # | 代码 | 标的名称 | 资产子类别 | 占比 | 占比变动 | 持仓量变化 | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | TSLA | Tesla Inc | 股票-周期性消费 | 8.18% | -0.64% | -2.85% | |
| 2 | AMD | Advanced Micro Devices | 股票-科技 | 4.29% | +1.05% | +5.36% | |
| 3 | CRSP | CRISPR Therapeutics AG | 股票-医疗保健 | 4.19% | -0.84% | +7.52% | |
| 4 | SHOP | Shopify Inc - Class A | 股票-科技 | 3.85% | -0.77% | +5.00% | |
| 5 | PLTR | Palantir Technologies Inc-a | 股票-科技 | 3.54% | -1.11% | -3.78% | |
| 6 | TEM | Tempus Ai Inc-cl A | 股票-医疗保健 | 3.38% | +0.39% | +27.13% | |
| 7 | CRCL | Circle Internet Group Inc | 股票-金融 | 3.35% | -1.50% | +8.88% | |
| 8 | HOOD | Robinhood Markets Inc - A | 股票-金融 | 3.24% | +0.17% | +24.90% | |
| 9 | COIN | Coinbase Global Inc -class A | 股票-金融 | 3.22% | -0.84% | -6.65% | |
| 10 | TER | Teradyne Inc | 股票-科技 | 2.87% | -0.84% | -47.16% | |
| 11 | ROKU | Roku Inc | 股票-通信服务 | 2.81% | -2.28% | -35.05% | |
| 12 | RBLX | Roblox CORP -class A | 股票-通信服务 | 2.59% | -0.31% | +21.96% | |
| 13 | TWST | Twist Bioscience CORP | 股票-其他 | 2.34% | +0.70% | -16.10% | |
| 14 | BEAM | Beam Therapeutics Inc | 股票-其他 | 2.25% | +0.03% | -2.68% | |
| 15 | AMZN | Amazon.com Inc | 股票-周期性消费 | 2.19% | +0.27% | +11.79% | |
| 16 | TXG | 10x Genomics Inc-class A | 股票-其他 | 1.93% | +0.56% | -7.50% | |
| 17 | KTOS | Kratos Defense & Security | 股票-工业 | 1.91% | -0.40% | +1.07% | |
| 18 | ✓ | 股票-其他 | 1.82% | -0.79% | +36.09% | ||
| 19 | DE | Deere & Co | 股票-工业 | 1.75% | -0.13% | -5.41% | |
| 20 | TSM | Taiwan Semiconductor-sp Adr | 股票-科技 | 1.65% | -0.15% | -16.15% | |
| 21 | GOOG | Alphabet Inc-cl C | 股票-通信服务 | 1.61% | +0.78% | +31.97% | |
| 22 | CRWV | Coreweave Inc-cl A | 股票-科技 | 1.53% | +0.19% | +31.90% | |
| 23 | ACHR | Archer Aviation Inc-a | 股票-工业 | 1.51% | -0.53% | +6.44% | |
| 24 | BMNR | Bitmine Immersion Technologi | 股票-金融 | 1.49% | -0.73% | +2.56% | |
| 25 | XYZ | Block Inc | 股票-金融 | 1.45% | +0.08% | -8.23% | |
| 26 | NTLA | Intellia Therapeutics Inc | 股票-其他 | 1.45% | +0.40% | +2.13% | |
| 27 | NVDA | Nvidia CORP | 股票-科技 | 1.40% | +0.39% | -17.47% | |
| 28 | ARKB | Ark 21shares Bitcoin ETF | ETF-加密货币 | 1.17% | -0.35% | -2.52% | |
| 29 | RKLB | Rocket Lab CORP | 股票-工业 | 1.12% | -0.04% | +0.38% | |
| 30 | ILMN | Illumina Inc | 股票-医疗保健 | 1.08% | +0.11% | -26.68% | |
| 31 | NTRA | Natera Inc | 股票-医疗保健 | 1.06% | +0.15% | -6.41% | |
| 32 | LHX | L3harris Technologies Inc | 股票-工业 | 1.05% | -0.24% | +25.82% | |
| 33 | BWXT | Bwx Technologies Inc | 股票-工业 | 0.99% | -0.30% | -6.73% | |
| 34 | AVGO | Broadcom Inc | 股票-科技 | 0.98% | +0.02% | — | |
| 35 | BIDU | Baidu Inc - Spon Adr | 股票-通信服务 | 0.97% | -0.75% | -3.24% | |
| 36 | RXRX | Recursion Pharmaceuticals-a | 股票-医疗保健 | 0.96% | +0.02% | +7.76% | |
| 37 | AVAV | Aerovironment Inc | 股票-工业 | 0.80% | -0.15% | +29.12% | |
| 38 | VCYT | Veracyte Inc | 股票-其他 | 0.76% | +0.12% | -21.45% | |
| 39 | BABA | Alibaba Group Holding-sp Adr | 股票-周期性消费 | 0.76% | -0.69% | +22.79% | |
| 40 | META | Meta Platforms Inc-class A | 股票-通信服务 | 0.69% | +0.18% | -48.42% | |
| 41 | WGS | Genedx Holdings CORP | 股票-其他 | 0.66% | +0.06% | +119.10% | |
| 42 | TRMB | Trimble Inc | 股票-科技 | 0.63% | -0.19% | +22.21% | |
| 43 | FIG | Figma Inc-cl A | 股票-其他 | 0.56% | -0.20% | +483.25% | |
| 44 | SOFI | Sofi Technologies Inc | 股票-金融 | 0.47% | -0.03% | -6.58% | |
| 45 | DASH | Doordash Inc - A | 股票-周期性消费 | 0.40% | +0.06% | +12.99% | |
| 46 | ESLT | Elbit Systems Ltd. | 股票-工业 | 0.40% | -0.09% | +5.67% | |
| 47 | JOBY | Joby Aviation, Inc. | 股票-工业 | 0.40% | -0.01% | +83.91% | |
| 48 | PSNL | Personalis Inc | 股票-其他 | 0.39% | +0.33% | +0.83% | |
| 49 | LUNR | Intuitive Machines Inc | 股票-其他 | 0.38% | -0.01% | +15.42% | |
| 50 | TOST | Toast Inc-class A | 股票-科技 | 0.37% | -0.03% | -7.91% |
| # | 代码 | 标的名称 | 占比变动 | 持仓量变化 | 异动类型 |
|---|---|---|---|---|---|
| 1 | CRCL | Circle Internet Group Inc | +1.2% | +8.88% | 加仓 |
| 2 | TWST | Twist Bioscience CORP | +0.8% | -16.10% | 减仓 |
| 3 | AMD | Advanced Micro Devices | +0.6% | +5.36% | 加仓 |
| 4 | CRWV | Coreweave Inc-cl A | +0.6% | +31.90% | 加仓 |
| 5 | ✓ | +0.6% | +36.09% | 加仓 | |
| 6 | NTLA | Intellia Therapeutics Inc | +0.6% | +2.13% | 加仓 |
| 7 | TXG | 10x Genomics Inc-class A | +0.6% | -7.50% | 减仓 |
| 8 | CRSP | CRISPR Therapeutics AG | +0.5% | +7.52% | 加仓 |
| 9 | GOOG | Alphabet Inc-cl C | +0.5% | +31.97% | 加仓 |
| 10 | LHX | L3harris Technologies Inc | +0.5% | +25.82% | 加仓 |
| 11 | DE | Deere & Co | +0.5% | -5.41% | 减仓 |
| 12 | FIG | Figma Inc-cl A | +0.4% | +483.25% | 加仓 |
| 13 | TEM | Tempus Ai Inc-cl A | +0.4% | +27.13% | 加仓 |
| 14 | AMZN | Amazon.com Inc | +0.3% | +11.79% | 加仓 |
| 15 | BWXT | Bwx Technologies Inc | +0.2% | -6.73% | 减仓 |
| 16 | CAT | Caterpillar Inc | +0.2% | +71.44% | 加仓 |
| 17 | ESLT | Elbit Systems Ltd. | +0.2% | +5.67% | 加仓 |
| 18 | KTOS | Kratos Defense & Security | +0.2% | +1.07% | 加仓 |
| 19 | TSM | Taiwan Semiconductor-sp Adr | +0.1% | -16.15% | 减仓 |
| 20 | WGS | Genedx Holdings CORP | +0.1% | +119.10% | 加仓 |
| 21 | BABA | Alibaba Group Holding-sp Adr | +0.1% | +22.79% | 加仓 |
| 22 | LUNR | Intuitive Machines Inc | +0.1% | +15.42% | 加仓 |
| 23 | WRD | Weride Inc-adr | +0.1% | +82.29% | 加仓 |
| 24 | JOBY | Joby Aviation, Inc. | +0.1% | +83.91% | 加仓 |
| 25 | AVAV | Aerovironment Inc | +0.1% | +29.12% | 加仓 |
| 26 | TRMB | Trimble Inc | +0.1% | +22.21% | 加仓 |
| 27 | RKLB | Rocket Lab CORP | +0.1% | +0.38% | 加仓 |
| 28 | TDY | Teledyne Technologies Inc | +0.1% | +16.11% | 加仓 |
| 29 | CCJ | Cameco CORP | +0.1% | +3.61% | 加仓 |
| 30 | AUR | Aurora Innovation Inc | +0.1% | +23.57% | 加仓 |
| 31 | ISRG | Intuitive Surgical Inc | +0.1% | +40.52% | 加仓 |
| 32 | SYM | Symbotic Inc | +0.1% | +21.67% | 加仓 |
| 33 | ARCT | Arcturus Therapeutics Holdin | +0.1% | +6.07% | 加仓 |
| 34 | NFLX | Netflix Inc | +0.1% | +31.19% | 加仓 |
| 35 | HEI | Heico CORP | +0.1% | +132.99% | 加仓 |
| 36 | GRMN | Garmin Ltd. | +0.1% | +40.32% | 加仓 |
| 37 | PRME | Prime Medicine Inc | +0.1% | +16.36% | 加仓 |
| 38 | LMT | Lockheed Martin CORP | 0% | +116.67% | 加仓 |
| 39 | CMPS | Compass Pathways PLC | 0% | +53.11% | 加仓 |
| 40 | IRDM | Iridium Communications Inc | 0% | -39.42% | 减仓 |
| 41 | SNPS | Synopsys Inc | 0% | +21.85% | 加仓 |
| 42 | HON | Honeywell International Inc | 0% | +39.79% | 加仓 |
| 43 | ABSI | Absci CORP | 0% | +9.36% | 加仓 |
| 44 | CDNA | Caredx Inc | 0% | +4.27% | 加仓 |
| 45 | OKLO | Oklo Inc | 0% | +57.44% | 加仓 |
| 46 | NET | Cloudflare Inc - Class A | 0% | -12.59% | 减仓 |
| 47 | KDK | Kodiak Ai Inc | 0% | +42.55% | 加仓 |
| 48 | CERS | Cerus CORP | 0% | +5.28% | 加仓 |
| 49 | CNTN | Canton Strategic Holdings In | 0% | +13.62% | 加仓 |
| 50 | MASS | 908 Devices Inc | 0% | -1.98% | 减仓 |
根据 SEC 官方 Form 13F 申报备案，ARK Investment Management LLC 在 Q1 2026 季度的美股持仓总市值约为 US$154.0亿，共申报了 181 个公开持股仓位。
在 Q1 2026 季度，ARK Investment Management LLC 按市值排列的前三大核心持股分别为：TSLA (8.2%)、AMD (4.3%)、CRSP (4.2%)。其中最大持股仓位 TSLA 占据整体投资组合约 8.2% 的权重。
精选 AlphaSMO 大户持股与内部人交易深度分析，提升投资决策胜率
完整解读 Form 13F 申报规范、1 亿美元门槛与 45 天延迟申报机制，学会如何追踪顶级对冲基金与机构法人持仓动向。
本季最大新建仓标的
AVGO
市值: US$1.3亿
本季最大获利了结 / 清仓标的
TTD
前期市值: US$1.1亿
在 Q1 2026 季度中，ARK Investment Management LLC 共进行了 200 项持仓异动，包含新建仓 13 个仓位、加仓 83 个仓位、减仓 77 个仓位以及清仓 27 个仓位。 其中最大新建仓标的为 AVGO。 本季清仓仓位包含 TTD。
本页面所有持股数据均直接同步自美国证券交易委员会（SEC）EDGAR 官方系统之 13F-HR / 13F-HR/A 季度申报文件。AlphaSMO 通过机器解析 CUSIP 与个股对照，提供 100% 精准对齐的历史时序数据集，并支持 Schema.org 结构化数据格式。
解析公司高管、董事与 10% 大股东之 Form 4 内部人交易申报，掌握高管自家股票买卖第一手信号。
深入剖析 5% 股权申报门槛、13D 与 13G 之差异，以及最新 SEC 申报时程规范，洞察机构法人的激进投资动向。