13F 申报指南13F 概念全攻略
什么是 SEC Form 13F 申报？美股机构大户持股全攻略
完整解读 Form 13F 申报规范、1 亿美元门槛与 45 天延迟申报机制，学会如何追踪顶级对冲基金与机构法人持仓动向。
AlphaSMO 权威研究指南阅读专题
CIK: 0001167456
申报总市值
US$70.2亿
US$70.2亿
556 檔
9.7%
Q1 2026 季度申报显示，AQR Arbitrage LLC 披露的美股组合总市值为 US$70.2亿，涵盖 556 个不同之权益投资仓位。
在 Q1 2026，AQR Arbitrage LLC 操作展现出积极扩展与加仓意向。本季共新建仓 101 个新仓位，并对 28 个既有持股进行加仓（合计增持 129 档），相较减仓与清仓仓位显著占优。
在资产配置集中度方面，AQR Arbitrage LLC 的前 5 大核心持股（包含 EA, PEN, QRVO 等）合计占整体申报市值的 9.7%，反映机构在主要关键仓位上的权重分布。
本季最大新建仓标的
PEN
市值: US$1.4亿
本季最大获利了结 / 清仓标的
CYBERARK SOFTWARE LTD. CMN
前期市值: US$9696.6万
仅显示前 200 大持股（共 556 只）
| # | 代码 | 标的名称 | 资产子类别 | 占比 | 占比变动 | 持仓量变化 | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | EA | Electronic Arts Inc | 股票-通信服务 | 2.42% | +0.68% | +115.79% | |
| 2 | PEN | Penumbra Inc | 股票-医疗保健 | 2.28% | +0.26% | — | |
| 3 | QRVO | Qorvo Inc | 股票-科技 | 2.20% | +0.17% | +23.62% | |
| 4 | GTLS | Chart Industries Inc | 股票-工业 | 2.19% | +0.22% | +48.65% | |
| 5 | NSC | Norfolk Southern CORP | 股票-工业 | 2.08% | +0.50% | +30.27% | |
| 6 | TECK | Teck Resources Ltd-cls B | 股票-原材料 | 2.08% | -0.18% | +3.33% | |
| 7 | WTRG | Essential Utilities Inc | 股票-公用事业 | 2.07% | +0.03% | +230.62% | |
| 8 | WBS | Webster Financial CORP | 股票-金融 | 2.03% | +0.70% | — | |
| 9 | AES | Aes CORP | 股票-公用事业 | 1.90% | +0.95% | — | |
| 10 | AL | Air Lease CORP | 股票-其他 | 1.79% | -1.79% | EXIT | |
| 11 | WBD | Warner Bros Discovery Inc | 股票-通信服务 | 1.71% | +0.30% | +121.72% | |
| 12 | TXNM | Txnm Energy Inc | 股票-公用事业 | 1.70% | -0.23% | +49.65% | |
| 13 | KVUE | Kenvue Inc | 股票-非周期性消费 | 1.56% | +0.73% | +59.45% | |
| 14 | AM6 | Amicus Therapeutics Inc | 股票-其他 | 1.39% | -1.39% | EXIT | |
| 15 | TCOM 0.75 06-15-29债券 | Trip.com Group LTD | 债券 | 1.38% | -0.13% | +248.94% | |
| 16 | ON 0.5 03-01-29债券 | On Semiconductor CORP | 债券 | 1.37% | -1.37% | -6.15% | |
| 17 | K4F | Onestream Inc | 股票-其他 | 1.34% | -1.34% | EXIT | |
| 18 | HO1 | Hologic Inc | 股票-其他 | 1.30% | -1.30% | EXIT | |
| 19 | DKNG 0 03-15-28债券 | Draftkings Holdings Inc | 债券 | 1.29% | -1.29% | EXIT | |
| 20 | CWAN | Clearwater Analytics Holdings, Inc. | 股票-科技 | 1.28% | -1.28% | EXIT | |
| 21 | DXCM 0.375 05-15-28债券 | Dexcom Inc | 债券 | 1.27% | -1.27% | EXIT | |
| 22 | CTRA | Coterra Energy Inc | 股票-能源 | 1.22% | -1.22% | EXIT | |
| 23 | JHG | Janus Henderson Group plc | 股票-金融 | 1.22% | +0.65% | +444.54% | |
| 24 | MASI* | Masimo CORP | 股票-其他 | 1.21% | -1.21% | EXIT | |
| 25 | SDA | Sealed Air CORP | 股票-周期性消费 | 1.21% | -1.21% | EXIT | |
| 26 | NWE | Northwestern Energy Group In | 股票-公用事业 | 1.17% | -0.05% | +78.24% | |
| 27 | AFRM 0.75 12-15-29债券 | Affirm Holdings Inc | 债券 | 1.16% | +0.18% | — | |
| 28 | T86 | Tri Pointe Homes Inc | 股票-其他 | 1.14% | -1.14% | EXIT | |
| 29 | LBRDK | Liberty Broadband-c | 股票-通信服务 | 1.11% | -0.36% | +25.60% | |
| 30 | SLAB | Silicon Laboratories Inc | 股票-科技 | 1.06% | +0.94% | — | |
| 31 | VAL | Valaris Limited | 股票-能源 | 0.98% | +0.11% | — | |
| 32 | DAWNGBX | Day One Biopharmaceuticals I | 股票-其他 | 0.87% | -0.87% | EXIT | |
| 33 | MSTR 0 12-01-29债券 | Strategy Inc | 债券 | 0.85% | -0.85% | +0.52% | |
| 34 | BHF | Brighthouse Financial Inc | 股票-金融 | 0.84% | — | +50.09% | |
| 35 | GPN 1.5 03-01-31债券 | Global Payments Inc | 债券 | 0.83% | -0.16% | +39.52% | |
| 36 | DBRG | Digitalbridge Group Inc | 股票-金融 | 0.79% | +0.14% | +181.11% | |
| 37 | U 0 03-15-30债券 | Unity Software Inc | 债券 | 0.74% | -0.01% | — | |
| 38 | ✓ | Csg Systems International In | 股票-其他 | 0.71% | -0.71% | EXIT | |
| 39 | SMCI 3.5 03-01-29债券 | Super Micro Computer Inc | 债券 | 0.69% | -0.69% | -0.07% | |
| 40 | JD 0.25 06-01-29债券 | Jd.com Inc | 债券 | 0.62% | -0.13% | +32.12% | |
| 41 | PRGS 3.5 03-01-30债券 | Progress Software CORP | 债券 | 0.62% | -0.04% | +76.98% | |
| 42 | VSH 2.25 09-15-30债券 | Vishay Intertechnology | 债券 | 0.58% | -0.58% | EXIT | |
| 43 | NATL | Ncr Atleos CORP | 股票-科技 | 0.55% | +0.15% | — | |
| 44 | VERX 0.75 05-01-29债券 | Vertex Inc | 债券 | 0.49% | -0.13% | — | |
| 45 | GRPN 4.875 06-30-30 UNRS债券 | Groupon Inc | 债券 | 0.48% | +0.04% | +22.07% | |
| 46 | SEM | Select Medical Holdings CORP | 股票-其他 | 0.48% | +0.20% | — | |
| 47 | UNF | Unifirst Corp/ma | 股票-其他 | 0.48% | +0.07% | — | |
| 48 | UPST 1 11-15-30债券 | Upstart Holdings Inc | 债券 | 0.45% | +0.12% | — | |
| 49 | ACLXGBX | Arcellx Inc | 股票-其他 | 0.44% | -0.44% | EXIT | |
| 50 | SKYT | Skywater Technology Inc | 股票-其他 | 0.43% | +0.10% | — |
| # | 代码 | 标的名称 | 占比变动 | 持仓量变化 | 异动类型 |
|---|---|---|---|---|---|
| 1 | WTRG | Essential Utilities Inc | +1.3% | +230.62% | 加仓 |
| 2 | EA | Electronic Arts Inc | +1% | +115.79% | 加仓 |
| 3 | JHG | Janus Henderson Group plc | +1% | +444.54% | 加仓 |
| 4 | AM6 | Amicus Therapeutics Inc | +0.8% | +194.68% | 加仓 |
| 5 | TCOM 0.75 06-15-29债券 | Trip.com Group LTD | +0.8% | +248.94% | 加仓 |
| 6 | WBD | Warner Bros Discovery Inc | +0.7% | +121.72% | 加仓 |
| 7 | HO1 | Hologic Inc | +0.6% | +149.89% | 加仓 |
| 8 | CWAN | Clearwater Analytics Holdings, Inc. | +0.6% | +149.65% | 加仓 |
| 9 | DBRG | Digitalbridge Group Inc | +0.4% | +181.11% | 加仓 |
| 10 | NWE | Northwestern Energy Group In | +0.4% | +78.24% | 加仓 |
| 11 | GTLS | Chart Industries Inc | +0.3% | +48.65% | 加仓 |
| 12 | KVUE | Kenvue Inc | +0.3% | +59.45% | 加仓 |
| 13 | SDA | Sealed Air CORP | +0.3% | +66.18% | 加仓 |
| 14 | TXNM | Txnm Energy Inc | +0.2% | +49.65% | 加仓 |
| 15 | TWO | Two Harbors Investment CORP | +0.1% | +85.65% | 加仓 |
| 16 | PRGS 3.5 03-01-30债券 | Progress Software CORP | +0.1% | +76.98% | 加仓 |
| 17 | GDEN | Golden Entertainment Inc | +0.1% | +163.49% | 加仓 |
| 18 | FL8 | Flushing Financial CORP | +0.1% | +499.06% | 加仓 |
| 19 | VSH 2.25 09-15-30债券 | Vishay Intertechnology | +0.1% | +37.41% | 加仓 |
| 20 | BHF | Brighthouse Financial Inc | +0.1% | +50.09% | 加仓 |
| 21 | GPN 1.5 03-01-31债券 | Global Payments Inc | +0.1% | +39.52% | 加仓 |
| 22 | LBRDK | Liberty Broadband-c | 0% | +25.60% | 加仓 |
| 23 | 628 | Semrush Holdings Inc-a | 0% | +35.52% | 加仓 |
| 24 | JD 0.25 06-01-29债券 | Jd.com Inc | 0% | +32.12% | 加仓 |
| 25 | NSC | Norfolk Southern CORP | — | +30.27% | 加仓 |
| 26 | AL | Air Lease CORP | -0.2% | +12.82% | 加仓 |
| 27 | AXTA | Axalta Coating Systems Ltd. | -0.2% | -32.66% | 减仓 |
| 28 | QRVO | Qorvo Inc | -0.3% | +23.62% | 加仓 |
| 29 | TECK | Teck Resources Ltd-cls B | -0.3% | +3.33% | 加仓 |
| 30 | DKNG 0 03-15-28债券 | Draftkings Holdings Inc | -0.7% | -16.87% | 减仓 |
| 31 | PEN | Penumbra Inc | — | NEW | 新建仓 |
| 32 | WBS | Webster Financial CORP | — | NEW | 新建仓 |
| 33 | AES | Aes CORP | — | NEW | 新建仓 |
| 34 | ✓ | Cyberark Software LTD. Cmn | — | EXIT | 清仓 |
| 35 | CADE | Cadence Bank | — | EXIT | 清仓 |
| 36 | NGDN | New Gold Inc | — | EXIT | 清仓 |
| 37 | CMA | Comerica Inc | — | EXIT | 清仓 |
| 38 | SNAP 0.5 05-01-30债券 | Snap Inc | — | EXIT | 清仓 |
| 39 | K4F | Onestream Inc | — | NEW | 新建仓 |
| 40 | FYBR | Frontier Communications Pare | — | EXIT | 清仓 |
| 41 | CTRA | Coterra Energy Inc | — | NEW | 新建仓 |
| 42 | MASI* | Masimo CORP | — | NEW | 新建仓 |
| 43 | AFRM 0.75 12-15-29债券 | Affirm Holdings Inc | — | NEW | 新建仓 |
| 44 | T86 | Tri Pointe Homes Inc | — | NEW | 新建仓 |
| 45 | SLAB | Silicon Laboratories Inc | — | NEW | 新建仓 |
| 46 | VAL | Valaris Limited | — | NEW | 新建仓 |
| 47 | DAWNGBX | Day One Biopharmaceuticals I | — | NEW | 新建仓 |
| 48 | DAY | Dayforce Inc | — | EXIT | 清仓 |
| 49 | U 0 03-15-30债券 | Unity Software Inc | — | NEW | 新建仓 |
| 50 | RIO | Rio Tinto Plc-spon Adr | — | EXIT | 清仓 |
根据 SEC 官方 Form 13F 申报备案，AQR Arbitrage LLC 在 Q1 2026 季度的美股持仓总市值约为 US$70.2亿，共申报了 556 个公开持股仓位。
在 Q1 2026 季度，AQR Arbitrage LLC 按市值排列的前三大核心持股分别为：EA (2.4%)、PEN (2.3%)、QRVO (2.2%)。其中最大持股仓位 EA 占据整体投资组合约 2.4% 的权重。
在 Q1 2026 季度中，AQR Arbitrage LLC 共进行了 200 项持仓异动，包含新建仓 101 个仓位、加仓 28 个仓位、减仓 2 个仓位以及清仓 69 个仓位。 其中最大新建仓标的为 PEN。 本季清仓仓位包含 CYBERARK SOFTWARE LTD. CMN。
本页面所有持股数据均直接同步自美国证券交易委员会（SEC）EDGAR 官方系统之 13F-HR / 13F-HR/A 季度申报文件。AlphaSMO 通过机器解析 CUSIP 与个股对照，提供 100% 精准对齐的历史时序数据集，并支持 Schema.org 结构化数据格式。
精选 AlphaSMO 大户持股与内部人交易深度分析，提升投资决策胜率
完整解读 Form 13F 申报规范、1 亿美元门槛与 45 天延迟申报机制，学会如何追踪顶级对冲基金与机构法人持仓动向。
深入剖析 5% 股权申报门槛、13D 与 13G 之差异，以及最新 SEC 申报时程规范，洞察机构法人的激进投资动向。