RO
River Oaks Capital LLC Historical SEC 13F Holdings & Archive (Q3 2023)
River Oaks Capital LLCCIK: 0001343119
Diversified strategySector-focusedQuality / disciplined sizing
Total reported value
$67.9M
Reporting period: 2023-09-30 · Number of holdings: 46
River Oaks Capital LLC disclosed 46 holdings in its latest 13F filing for the period ending 2023-09-30, with total reported value of $67.9M and a quarterly turnover rate of 0.0%.
Browse other institutions with under $100M AUMBrowse other institutions starting with "R"
Personality snowflake
- Concentration
- 13.81
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 100
- Diversification
- 92
- Sizing Uniformity
- 92.24
River Oaks Capital LLC's disclosed holdings carry a Herfindahl concentration index of 0.035 — mathematically equivalent to about 29 equally-sized positions, close to its 46 actual disclosed holdings. Value is spread relatively evenly across the portfolio rather than concentrated in a handful of names.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 0.78), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 22% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | OSBC | Old Second Bancorp Inc | Stock-Other | 7.64% | — | -0.37% | |
| 2 | PLBC | Plumas Bancorp | Stock-Other | 5.38% | — | -2.36% | |
| 3 | ORRF | Orrstown Finl Services Inc | Stock-Other | 4.78% | — | -7.83% | |
| 4 | WBS | Webster Financial CORP | Stock-Financials | 4.72% | — | +5.44% | |
| 5 | FBIZ | First Business Financial Ser | Stock-Other | 4.18% | — | -2.66% | |
| 6 | PEBO | Peoples Bancorp Inc | Stock-Other | 4.09% | — | +365.96% | |
| 7 | SSBUSD | Southstate Bank CORP | Stock-Other | 3.89% | — | — | |
| 8 | EFSC | Enterprise Financial Service | Stock-Other | 3.83% | — | — | |
| 9 | SFST | Southern First Bancshares | Stock-Other | 3.76% | — | -1.15% | |
| 10 | USCB | Uscb Financial Holdings Inc | Stock-Other | 3.63% | — | — | |
| 11 | ABCB | Ameris Bancorp | Stock-Financials | 3.54% | — | — | |
| 12 | MRBK | Meridian CORP | Stock-Other | 3.52% | — | — | |
| 13 | FISI | Financial Institutions Inc | Stock-Other | 3.44% | — | +2.43% | |
| 14 | PNW | Pinnacle West Capital Corporation | Stock-Utilities | 3.36% | — | — | |
| 15 | UNTY | Unity Bancorp Inc | Stock-Other | 3.28% | — | — | |
| 16 | CSTRUSD | Capstar Financial Holdings I | Stock-Other | 2.89% | — | -11.54% | |
| 17 | FRME | First Merchants CORP | Stock-Other | 2.48% | — | +19.28% | |
| 18 | COLB | Columbia Banking System Inc | Stock-Financials | 2.47% | — | +195.36% | |
| 19 | USB | US Bancorp | Stock-Financials | 2.19% | — | +0.67% | |
| 20 | BY | Byline Bancorp Inc | Stock-Other | 2.14% | — | — | |
| 21 | ✓ | Village Bk & Tr Finl CORP | Stock-Other | 2.11% | — | -0.31% | |
| 22 | EWBC | East West Bancorp Inc | Stock-Financials | 2.05% | — | — | |
| 23 | WAL | Western Alliance Bancorp | Stock-Financials | 1.94% | — | — | |
| 24 | CZWI | Citizens Community Bancorp I | Stock-Other | 1.86% | — | — | |
| 25 | FSBW | Fs Bancorp Inc | Stock-Other | 1.38% | — | — | |
| 26 | TBBK | Bancorp Inc/the | Stock-Other | 1.29% | — | — | |
| 27 | BCAL | California Bancorp | Stock-Other | 1.25% | — | — | |
| 28 | FXNC | First National Corp/va | Stock-Other | 1.25% | — | -0.00% | |
| 29 | BKU | Bankunited Inc | Stock-Other | 1.15% | — | +21.05% | |
| 30 | CCB | Coastal Financial Corp/wa | Stock-Other | 1.14% | — | — | |
| 31 | BWB | Bridgewater Bancshares Inc | Stock-Other | 1.12% | — | -4.50% | |
| 32 | FIBK | First Interstate Bancsys-a | Stock-Other | 1.05% | — | -1.03% | |
| 33 | TOWN | Towne Bank | Stock-Other | 0.97% | — | — | |
| 34 | CNOB | Connectone Bancorp Inc | Stock-Other | 0.96% | — | — | |
| 35 | SMMT | Summit Therapeutics Inc. | Stock-Other | 0.88% | — | -80.32% | |
| 36 | CVBF | Cvb Financial CORP | Stock-Other | 0.83% | — | -3.69% | |
| 37 | UBSI | United Bankshares Inc | Stock-Financials | 0.76% | — | -22.73% | |
| 38 | TFC | Truist Financial CORP | Stock-Financials | 0.64% | — | -46.29% | |
| 39 | SMBC | Southern Missouri Bancorp | Stock-Other | 0.61% | — | -6.36% | |
| 40 | BOH | Bank Of Hawaii CORP | Stock-Other | 0.55% | — | — | |
| 41 | ISTR | Investar Holding CORP | Stock-Other | 0.31% | — | -13.52% | |
| 42 | MPB | Mid Penn Bancorp Inc | Stock-Other | 0.23% | — | — | |
| 43 | CADE | Cadence Bank | Stock-Other | 0.22% | — | -65.38% | |
| 44 | VBTX | Veritex Holdings Inc | Stock-Other | 0.13% | — | -46.15% | |
| 45 | HWC | Hancock Whitney CORP | Stock-Financials | 0.09% | — | -84.47% | |
| 46 | PEBK | Peoples Bancorp Of Nc | Stock-Other | 0.02% | — | — |
Portfolio Performance
Performance for Q3 2026
+10%
Performance Last 4 Quarters
+23.5%
- Stdev
- +22.8%
- Beta
- +0.82
- Alpha
- +8.8%
- Max Drawdown
- -15%
- Annualized Perf
- +25.3%
- Batting Avg vs S&P
- +38.9%
- Sortino
- +2.57
- Stutzer
- +0.34
- Treynor
- +0.31
- Sterling
- +1.23
- Calmar
- +1.69
- Information Ratio
- +0.25
- Tracking Error
- +20.4%
- Stdev Down
- +9.8%
- Winning Months %
- +55.6%
- Losing Months %
- +44.4%
- Best 12 Months
- +52.9%
- Worst 12 Months
- +0.1%
- Efficiency Ratio
- +0.53
- Sharpe
- +1.1
- Stdev Sectors
- 0%
- Skewness
- +0.86
- Kurtosis
- +0.72
- Upside Potential
- +4.38
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2023 Q3 | 46 | $67.9M | 0 | ||
| 2023 Q2 | 47 | $65.6M | 0 | ||
| 2023 Q1 | 48 | $71.4M | 0 | ||
| 2022 Q4 | 47 | $87.8M | 0 | ||
| 2022 Q3 | 51 | $91.5M | 0 | ||
| 2022 Q2 | 51 | $93.2M | 0 | ||
| 2022 Q1 | 53 | $102.9M | 0 | ||
| 2021 Q4 | 55 | $108.1M | 0 | ||
| 2019 Q3 | 52 | $94.5M | 21 | ||
| 2019 Q2 | 49 | $94.8M | 14 | ||
| 2019 Q1 | 51 | $91.8M | 20 | ||
| 2018 Q4 | 52 | $83.6M | 36 | ||
| 2018 Q3 | 53 | $116.8M | 17 | ||
| 2018 Q2 | 55 | $126.2M | 12 | ||
| 2018 Q1 | 58 | $127.0M | 19 | ||
| 2017 Q4 | 60 | $125.2M | 18 | ||
| 2017 Q3 | 61 | $128.8M | 15 | ||
| 2017 Q2 | 60 | $121.2M | 17 | ||
| 2017 Q1 | 57 | $121.9M | 12 | ||
| 2016 Q4 | 58 | $120.9M | 0 |
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Filing History
FAQ
What is River Oaks Capital LLC and what type of investor is it?
River Oaks Capital LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2023-09-30), the firm manages a tracked equity portfolio valued at approximately $67.9M, spread across 46 disclosed positions.
What are River Oaks Capital LLC's largest equity positions?
Based on the latest 13F filing, River Oaks Capital LLC's top holdings by market value are:
1. Old Second Bancorp Inc (OSBC) — $5.2M (7.6%)
2. Plumas Bancorp (PLBC) — $3.7M (5.4%)
3. Orrstown Finl Services Inc (ORRF) — $3.2M (4.8%)
4. Webster Financial CORP (WBS) — $3.2M (4.7%)
5. First Business Financial Ser (FBIZ) — $2.8M (4.2%)
What changes did River Oaks Capital LLC make in its most recent portfolio filing?
No notable portfolio changes were recorded for River Oaks Capital LLC in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does River Oaks Capital LLC focus on?
River Oaks Capital LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Financials: 100.0%
Investment Profile
River Oaks Capital LLC returned an annualized 25.3% over the trailing 36 months — outperforming the S&P 500 by 8.8 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.82 (less volatile than the market) and a 39% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 100.0% of the portfolio concentrated in Financials.
It has added to its WBS position over the past two quarters (+$965.6K, now $3.2M), while trimming UBSI over the same stretch (-$1.5M, still holding $515.9K).
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Developer Access
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REST API
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