River Oaks Capital LLC — Q4 2018 13F Holdings

Name: River Oaks Capital LLC — 13F Holdings, Q4 2018
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001343119

Total reported value

$67.9M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	CSFLUSD	Centerstate Bank CORP	Stock-Other	6.55%	—	-0.12%
2	SFST	Southern First Bancshares	Stock-Other	5.94%	—	-5.81%
3	EFSC	Enterprise Financial Service	Stock-Other	4.47%	—	-2.74%
4	TOWN	Towne Bank	Stock-Other	4.05%	—	-6.48%
5	✓	Hmn Financial INC	Stock-Other	4.02%	—	-9.13%
6	PACWUSD	Pacwest Bancorp	Stock-Other	3.98%	—	+10.13%
7	PLBC	Plumas Bancorp	Stock-Other	3.66%	—	+13.28%
8	FIBK	First Interstate Bancsys-a	Stock-Other	3.56%	—	—
9	WAL	Western Alliance Bancorp	Stock-Financials	3.32%	—	+65.41%
10	SFBS	Servisfirst Bancshares INC	Stock-Financials	3.25%	—	-6.06%
11	SIVBEUR	Svb Financial Group	Stock-Other	3.23%	—	-3.40%
12	VBTX	Veritex Holdings INC	Stock-Other	3.14%	—	-11.80%
13	EWBC	East West Bancorp INC	Stock-Financials	3.05%	—	—
14	CAROEUR	Carolina Financial CORP	Stock-Other	2.80%	—	-7.46%
15	SLG	SL Green Realty Corp.	Stock-Real Estate	2.60%	—	-4.22%
16	CYH	Community Health Systems, Inc.	Stock-Other	2.59%	—	-0.26%
17	✓	Citizens First CORP	Stock-Other	2.44%	—	-0.72%
18	ABCB	Ameris Bancorp	Stock-Financials	2.33%	—	-1.76%
19	SMMT	Summit Therapeutics Inc.	Stock-Other	2.30%	—	+1.84%
20	HWBK	Hawthorn Bancshares INC	Stock-Other	2.27%	—	-2.12%
21	PEBK	Peoples Bancorp Of Nc	Stock-Other	2.15%	—	-23.00%
22	PNW	Pinnacle Financial Partners, Inc.	Stock-Utilities	1.98%	—	—
23	IBTXUSD	Independent Bank Group INC	Stock-Other	1.96%	—	-7.01%
24	RNST	Renasant CORP	Stock-Other	1.89%	—	—
25	HOMB	Home Bancshares INC	Stock-Financials	1.82%	—	-0.86%
26	CADEEUR	Cadence Bancorp	Stock-Other	1.64%	—	+87.82%
27	CNOB	Connectone Bancorp INC	Stock-Other	1.53%	—	-24.48%
28	SBTEUR	Sterling Bancorp Inc/mi	Stock-Other	1.41%	—	+3.70%
29	UVSP	Univest Financial CORP	Stock-Other	1.31%	—	—
30	SMBC	Southern Missouri Bancorp	Stock-Other	1.30%	—	-31.19%
31	MPB	Mid Penn Bancorp INC	Stock-Other	1.10%	—	—
32	TCBI	Texas Capital Bancshares INC	Stock-Financials	1.08%	—	+4.12%
33	BWB	Bridgewater Bancshares INC	Stock-Other	1.08%	—	-31.76%
34	LTXBUSD	Legacytexas Financial Group	Stock-Other	1.04%	—	-18.37%
35	GWB	Great Western Bancorp INC	Stock-Other	1.03%	—	-1.79%
36	ZION	Zions Bancorp NA	Stock-Financials	1.01%	—	+2.48%
37	FBIZ	First Business Financial Ser	Stock-Other	1.00%	—	-39.89%
38	LBAIUSD	Lakeland Bancorp INC	Stock-Other	0.79%	—	-34.57%
39	✓	Stewardship Finl CORP	Stock-Other	0.72%	—	—
40	BOTJ	Bank Of THE James Financial	Stock-Other	0.62%	—	+63.28%
41	FSBW	Fs Bancorp INC	Stock-Other	0.62%	—	—
42	CVCYUSD	Central Valley Comm Bancorp	Stock-Other	0.58%	—	-12.20%
43	BKJUSD	Bancorp Of New Jersey INC	Stock-Other	0.58%	—	-16.72%
44	✓	Mercantil Bk Hldg CORP	Stock-Other	0.53%	—	—
45	MRBK	Meridian CORP	Stock-Other	0.51%	—	—
46	BOKF	Bok Financial Corporation	Stock-Other	0.34%	—	—
47	JPM	Jpmorgan Chase & Co	Stock-Financials	0.29%	—	—
48	FFBC	First Financial Bancorp	Stock-Other	0.19%	—	—
49	✓	Village Bk & Tr Finl CORP	Stock-Other	0.16%	—	—
50	FBK	Fb Financial CORP	Stock-Other	0.11%	—	—

1–50 of 52

Holding changes this quarter

Position changes disclosed by River Oaks Capital LLC for the quarter ending Q4 2018, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	WAL	Western Alliance Bancorp	+1.3%	+65.41%	Add
2	PLBC	Plumas Bancorp	+1.1%	+13.28%	Add
3	✓	Hmn Financial INC	+0.7%	-9.13%	Trim
4	CADEEUR	Cadence Bancorp	+0.7%	+87.82%	Add
5	HWBK	Hawthorn Bancshares INC	+0.5%	-2.12%	Trim
6	FIBK	First Interstate Bancsys-a	+0.4%	—	Unchanged
7	SFST	Southern First Bancshares	+0.4%	-5.81%	Trim
8	SMMT	Summit Therapeutics Inc.	+0.4%	+1.84%	Add
9	CYH	Community Health Systems, Inc.	+0.3%	-0.26%	Trim
10	CSFLUSD	Centerstate Bank CORP	+0.3%	-0.12%	Trim
11	✓	Citizens First CORP	+0.3%	-0.72%	Trim
12	BOTJ	Bank Of THE James Financial	+0.3%	+63.28%	Add
13	PACWUSD	Pacwest Bancorp	+0.3%	+10.13%	Add
14	SFBS	Servisfirst Bancshares INC	+0.2%	-6.06%	Trim
15	UVSP	Univest Financial CORP	+0.2%	—	Unchanged
16	ZION	Zions Bancorp NA	+0.1%	+2.48%	Add
17	PNW	Pinnacle Financial Partners, Inc.	+0.1%	—	Unchanged
18	✓	Stewardship Finl CORP	+0.1%	—	Unchanged
19	MPB	Mid Penn Bancorp INC	+0.1%	—	Unchanged
20	SLG	SL Green Realty Corp.	+0.1%	-4.22%	Trim
21	HOMB	Home Bancshares INC	+0.1%	-0.86%	Trim
22	TOWN	Towne Bank	+0.1%	-6.48%	Trim
23	CAROEUR	Carolina Financial CORP	0%	-7.46%	Trim
24	RNST	Renasant CORP	0%	—	Unchanged
25	FSBW	Fs Bancorp INC	0%	—	Unchanged
26	CVCYUSD	Central Valley Comm Bancorp	0%	-12.20%	Trim
27	EWBC	East West Bancorp INC	0%	—	Unchanged
28	GWB	Great Western Bancorp INC	0%	-1.79%	Trim
29	BKJUSD	Bancorp Of New Jersey INC	-0.1%	-16.72%	Trim
30	ABCB	Ameris Bancorp	-0.1%	-1.76%	Trim
31	TCBI	Texas Capital Bancshares INC	-0.1%	+4.12%	Add
32	EFSC	Enterprise Financial Service	-0.2%	-2.74%	Trim
33	SBTEUR	Sterling Bancorp Inc/mi	-0.2%	+3.70%	Add
34	LTXBUSD	Legacytexas Financial Group	-0.2%	-18.37%	Trim
35	SMBC	Southern Missouri Bancorp	-0.2%	-31.19%	Trim
36	PEBK	Peoples Bancorp Of Nc	-0.2%	-23.00%	Trim
37	VBTX	Veritex Holdings INC	-0.2%	-11.80%	Trim
38	IBTXUSD	Independent Bank Group INC	-0.2%	-7.01%	Trim
39	LBAIUSD	Lakeland Bancorp INC	-0.3%	-34.57%	Trim
40	BWB	Bridgewater Bancshares INC	-0.3%	-31.76%	Trim
41	CNOB	Connectone Bancorp INC	-0.3%	-24.48%	Trim
42	FBIZ	First Business Financial Ser	-0.4%	-39.89%	Trim
43	SIVBEUR	Svb Financial Group	-0.7%	-3.40%	Trim
44	PNBK	Patriot National Bancorp INC	-0.9%	-91.35%	Trim
45	ISTR	Investar Holding CORP	—	EXIT	Sold out
46	AX	Axos Financial INC	—	EXIT	Sold out
47	✓	Mercantil Bk Hldg CORP	—	NEW	New buy
48	HTH	Hilltop Holdings INC	—	EXIT	Sold out
49	FBCUSD	Flagstar Bancorp INC	—	EXIT	Sold out
50	BOKF	Bok Financial Corporation	—	NEW	New buy