River Oaks Capital LLC — Q3 2019 13F Holdings

Name: River Oaks Capital LLC — 13F Holdings, Q3 2019
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001343119

Total reported value

$67.9M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	CSFLUSD	Centerstate Bank CORP	Stock-Other	6.48%	—	—
2	SFST	Southern First Bancshares	Stock-Other	6.02%	—	-4.87%
3	FIBK	First Interstate Bancsys-a	Stock-Other	5.97%	—	-6.84%
4	VBTX	Veritex Holdings INC	Stock-Other	5.54%	—	-1.95%
5	WAL	Western Alliance Bancorp	Stock-Financials	4.51%	—	+5.71%
6	EFSC	Enterprise Financial Service	Stock-Other	4.29%	—	—
7	✓	Hmn Financial INC	Stock-Other	4.12%	—	-0.71%
8	PACWUSD	Pacwest Bancorp	Stock-Other	3.95%	—	-0.19%
9	ABCB	Ameris Bancorp	Stock-Financials	3.43%	—	+8.78%
10	PLBC	Plumas Bancorp	Stock-Other	3.22%	—	+5.27%
11	SMMT	Summit Therapeutics Inc.	Stock-Other	2.76%	—	-3.66%
12	SFBS	Servisfirst Bancshares INC	Stock-Financials	2.72%	—	-1.52%
13	ALRS	Alerus Financial CORP	Stock-Other	2.66%	—	—
14	EWBC	East West Bancorp INC	Stock-Financials	2.65%	—	-3.25%
15	CYH	Community Health Systems, Inc.	Stock-Other	2.43%	—	—
16	PEBK	Peoples Bancorp Of Nc	Stock-Other	2.28%	—	—
17	PNW	Pinnacle Financial Partners, Inc.	Stock-Utilities	2.21%	—	—
18	CAROEUR	Carolina Financial CORP	Stock-Other	2.19%	—	-11.67%
19	CADEEUR	Cadence Bancorp	Stock-Other	2.13%	—	+13.86%
20	TOWN	Towne Bank	Stock-Other	2.02%	—	-34.04%
21	IBTXUSD	Independent Bank Group INC	Stock-Other	1.98%	—	-0.84%
22	MRBK	Meridian CORP	Stock-Other	1.89%	—	+161.12%
23	RNST	Renasant CORP	Stock-Other	1.85%	—	-3.29%
24	GABC	German American Bancorp	Stock-Other	1.85%	—	—
25	SIVBEUR	Svb Financial Group	Stock-Other	1.81%	—	-29.31%
26	BKJUSD	Bancorp Of New Jersey INC	Stock-Other	1.54%	—	+133.07%
27	HWBK	Hawthorn Bancshares INC	Stock-Other	1.38%	—	-10.43%
28	UVSP	Univest Financial CORP	Stock-Other	1.37%	—	—
29	SBTEUR	Sterling Bancorp Inc/mi	Stock-Other	1.36%	—	-13.74%
30	XHC	Heritage Commerce CORP	Stock-Other	1.28%	—	—
31	CNOB	Connectone Bancorp INC	Stock-Other	1.25%	—	-5.79%
32	SMBC	Southern Missouri Bancorp	Stock-Other	1.19%	—	-3.10%
33	✓	Stewardship Finl CORP	Stock-Other	1.18%	—	—
34	ZION	Zions Bancorp NA	Stock-Financials	0.98%	—	—
35	MPB	Mid Penn Bancorp INC	Stock-Other	0.91%	—	-15.78%
36	TCF	Tcf Financial CORP	Stock-Other	0.89%	—	—
37	GWB	Great Western Bancorp INC	Stock-Other	0.75%	—	—
38	BWB	Bridgewater Bancshares INC	Stock-Other	0.70%	—	-13.98%
39	FSBW	Fs Bancorp INC	Stock-Other	0.63%	—	-6.48%
40	LBAIUSD	Lakeland Bancorp INC	Stock-Other	0.63%	—	—
41	HOMB	Home Bancshares INC	Stock-Financials	0.52%	—	-42.51%
42	BOTJ	Bank Of THE James Financial	Stock-Other	0.47%	—	-16.76%
43	LEVLUSD	Level One Bancorp INC	Stock-Other	0.40%	—	—
44	FISI	Financial Institutions INC	Stock-Other	0.37%	—	—
45	BOKF	Bok Financial Corporation	Stock-Other	0.33%	—	—
46	MYFW	First Western Financial INC	Stock-Other	0.31%	—	—
47	FFBC	First Financial Bancorp	Stock-Other	0.18%	—	—
48	✓	Village Bk & Tr Finl CORP	Stock-Other	0.16%	—	—
49	RMBI	Richmond Mutual Bancorporati	Stock-Other	0.10%	—	—
50	CSTRUSD	Capstar Financial Holdings I	Stock-Other	0.08%	—	—

1–50 of 52

Holding changes this quarter

Position changes disclosed by River Oaks Capital LLC for the quarter ending Q3 2019, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	MRBK	Meridian CORP	+1.2%	+161.12%	Add
2	BKJUSD	Bancorp Of New Jersey INC	+1%	+133.07%	Add
3	WAL	Western Alliance Bancorp	+0.4%	+5.71%	Add
4	ABCB	Ameris Bancorp	+0.4%	+8.78%	Add
5	✓	Hmn Financial INC	+0.3%	-0.71%	Trim
6	CSFLUSD	Centerstate Bank CORP	+0.3%	—	Unchanged
7	CYH	Community Health Systems, Inc.	0%	—	Unchanged
8	ZION	Zions Bancorp NA	0%	—	Unchanged
9	PNW	Pinnacle Financial Partners, Inc.	0%	—	Unchanged
10	PEBK	Peoples Bancorp Of Nc	0%	—	Unchanged
11	UVSP	Univest Financial CORP	0%	—	Unchanged
12	LBAIUSD	Lakeland Bancorp INC	0%	—	Unchanged
13	FSBW	Fs Bancorp INC	0%	-6.48%	Trim
14	XHC	Heritage Commerce CORP	-0.1%	—	Unchanged
15	GWB	Great Western Bancorp INC	-0.1%	—	Unchanged
16	EFSC	Enterprise Financial Service	-0.1%	—	Unchanged
17	BWB	Bridgewater Bancshares INC	-0.1%	-13.98%	Trim
18	CADEEUR	Cadence Bancorp	-0.1%	+13.86%	Add
19	IBTXUSD	Independent Bank Group INC	-0.1%	-0.84%	Trim
20	RNST	Renasant CORP	-0.1%	-3.29%	Trim
21	BOTJ	Bank Of THE James Financial	-0.1%	-16.76%	Trim
22	CNOB	Connectone Bancorp INC	-0.1%	-5.79%	Trim
23	SFBS	Servisfirst Bancshares INC	-0.1%	-1.52%	Trim
24	MPB	Mid Penn Bancorp INC	-0.1%	-15.78%	Trim
25	SFST	Southern First Bancshares	-0.2%	-4.87%	Trim
26	SMMT	Summit Therapeutics Inc.	-0.2%	-3.66%	Trim
27	EWBC	East West Bancorp INC	-0.2%	-3.25%	Trim
28	CAROEUR	Carolina Financial CORP	-0.3%	-11.67%	Trim
29	SBTEUR	Sterling Bancorp Inc/mi	-0.3%	-13.74%	Trim
30	PACWUSD	Pacwest Bancorp	-0.3%	-0.19%	Trim
31	FIBK	First Interstate Bancsys-a	-0.3%	-6.84%	Trim
32	HWBK	Hawthorn Bancshares INC	-0.3%	-10.43%	Trim
33	HOMB	Home Bancshares INC	-0.4%	-42.51%	Trim
34	PLBC	Plumas Bancorp	-0.5%	+5.27%	Add
35	VBTX	Veritex Holdings INC	-0.5%	-1.95%	Trim
36	LTXBUSD	Legacytexas Financial Group	-0.9%	-93.36%	Trim
37	SIVBEUR	Svb Financial Group	-0.9%	-29.31%	Trim
38	TOWN	Towne Bank	-1%	-34.04%	Trim
39	ALRS	Alerus Financial CORP	—	NEW	New buy
40	✓	Citizens First CORP	—	EXIT	Sold out
41	GABC	German American Bancorp	—	NEW	New buy
42	TCF	Tcf Financial CORP	—	NEW	New buy
43	LEVLUSD	Level One Bancorp INC	—	NEW	New buy
44	FISI	Financial Institutions INC	—	NEW	New buy
45	MYFW	First Western Financial INC	—	NEW	New buy
46	JPM	Jpmorgan Chase & Co	—	EXIT	Sold out
47	CVCYUSD	Central Valley Comm Bancorp	—	EXIT	Sold out
48	FBIZ	First Business Financial Ser	—	EXIT	Sold out
49	RMBI	Richmond Mutual Bancorporati	—	NEW	New buy
50	FBMSUSD	First Bancshares Inc/ms	—	EXIT	Sold out