River Oaks Capital LLC — Q1 2019 13F Holdings

Name: River Oaks Capital LLC — 13F Holdings, Q1 2019
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001343119

Total reported value

$67.9M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	CSFLUSD	Centerstate Bank CORP	Stock-Other	6.63%	—	-1.92%
2	VBTX	Veritex Holdings INC	Stock-Other	5.81%	—	+79.53%
3	SFST	Southern First Bancshares	Stock-Other	5.62%	—	-1.81%
4	EFSC	Enterprise Financial Service	Stock-Other	4.42%	—	—
5	PACWUSD	Pacwest Bancorp	Stock-Other	4.22%	—	+3.00%
6	✓	Hmn Financial INC	Stock-Other	4.02%	—	—
7	WAL	Western Alliance Bancorp	Stock-Financials	3.67%	—	+16.64%
8	FIBK	First Interstate Bancsys-a	Stock-Other	3.46%	—	-2.15%
9	TOWN	Towne Bank	Stock-Other	3.46%	—	-9.47%
10	SIVBEUR	Svb Financial Group	Stock-Other	3.44%	—	—
11	PLBC	Plumas Bancorp	Stock-Other	3.44%	—	+2.74%
12	SMMT	Summit Therapeutics Inc.	Stock-Other	3.18%	—	+10.55%
13	EWBC	East West Bancorp INC	Stock-Financials	3.06%	—	—
14	CAROEUR	Carolina Financial CORP	Stock-Other	2.99%	—	—
15	SFBS	Servisfirst Bancshares INC	Stock-Financials	2.94%	—	-6.21%
16	ABCB	Ameris Bancorp	Stock-Financials	2.76%	—	+20.03%
17	✓	Citizens First CORP	Stock-Other	2.55%	—	-0.90%
18	HWBK	Hawthorn Bancshares INC	Stock-Other	2.27%	—	-0.46%
19	PNW	Pinnacle West Capital Corporation	Stock-Utilities	2.19%	—	+2.47%
20	CYH	Community Health Systems, Inc.	Stock-Other	2.16%	—	-9.59%
21	PEBK	Peoples Bancorp Of Nc	Stock-Other	2.10%	—	-1.54%
22	IBTXUSD	Independent Bank Group INC	Stock-Other	2.00%	—	—
23	RNST	Renasant CORP	Stock-Other	1.93%	—	—
24	SBTEUR	Sterling Bancorp Inc/mi	Stock-Other	1.87%	—	—
25	CADEEUR	Cadence Bancorp	Stock-Other	1.84%	—	+11.38%
26	UVSP	Univest Financial CORP	Stock-Other	1.35%	—	—
27	CNOB	Connectone Bancorp INC	Stock-Other	1.22%	—	-17.48%
28	HOMB	Home Bancshares INC	Stock-Financials	1.22%	—	-31.92%
29	XHC	Heritage Commerce CORP	Stock-Other	1.21%	—	—
30	LTXBUSD	Legacytexas Financial Group	Stock-Other	1.10%	—	—
31	SMBC	Southern Missouri Bancorp	Stock-Other	1.07%	—	-0.33%
32	MPB	Mid Penn Bancorp INC	Stock-Other	1.07%	—	—
33	ZION	Zions Bancorp NA	Stock-Financials	1.02%	—	—
34	GWB	Great Western Bancorp INC	Stock-Other	0.95%	—	—
35	TCBI	Texas Capital Bancshares INC	Stock-Financials	0.82%	—	-22.03%
36	BWB	Bridgewater Bancshares INC	Stock-Other	0.72%	—	-24.50%
37	✓	Stewardship Finl CORP	Stock-Other	0.72%	—	+8.33%
38	FSBW	Fs Bancorp INC	Stock-Other	0.67%	—	—
39	LBAIUSD	Lakeland Bancorp INC	Stock-Other	0.63%	—	-13.18%
40	FBMSUSD	First Bancshares Inc/ms	Stock-Other	0.57%	—	—
41	BOTJ	Bank Of THE James Financial	Stock-Other	0.55%	—	-7.89%
42	BKJUSD	Bancorp Of New Jersey INC	Stock-Other	0.54%	—	—
43	✓	Mercantil Bk Hldg CORP	Stock-Other	0.50%	—	-4.39%
44	MRBK	Meridian CORP	Stock-Other	0.49%	—	—
45	BOKF	Bok Financial Corporation	Stock-Other	0.35%	—	—
46	CVCYUSD	Central Valley Comm Bancorp	Stock-Other	0.32%	—	-41.29%
47	FBIZ	First Business Financial Ser	Stock-Other	0.26%	—	-72.43%
48	JPM	Jpmorgan Chase & Co	Stock-Financials	0.22%	—	-20.00%
49	FFBC	First Financial Bancorp	Stock-Other	0.18%	—	—
50	✓	Village Bk & Tr Finl CORP	Stock-Other	0.16%	—	—

1–50 of 51

Holding changes this quarter

Position changes disclosed by River Oaks Capital LLC for the quarter ending Q1 2019, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	VBTX	Veritex Holdings INC	+2.7%	+79.53%	Add
2	SMMT	Summit Therapeutics Inc.	+0.9%	+10.55%	Add
3	SBTEUR	Sterling Bancorp Inc/mi	+0.5%	—	Unchanged
4	ABCB	Ameris Bancorp	+0.4%	+20.03%	Add
5	WAL	Western Alliance Bancorp	+0.4%	+16.64%	Add
6	PACWUSD	Pacwest Bancorp	+0.2%	+3.00%	Add
7	SIVBEUR	Svb Financial Group	+0.2%	—	Unchanged
8	PNW	Pinnacle West Capital Corporation	+0.2%	+2.47%	Add
9	CADEEUR	Cadence Bancorp	+0.2%	+11.38%	Add
10	CAROEUR	Carolina Financial CORP	+0.2%	—	Unchanged
11	✓	Citizens First CORP	+0.1%	-0.90%	Trim
12	CSFLUSD	Centerstate Bank CORP	+0.1%	-1.92%	Trim
13	LTXBUSD	Legacytexas Financial Group	+0.1%	—	Unchanged
14	CSTRUSD	Capstar Financial Holdings I	+0.1%	+800.00%	Add
15	FSBW	Fs Bancorp INC	+0.1%	—	Unchanged
16	IBTXUSD	Independent Bank Group INC	0%	—	Unchanged
17	RNST	Renasant CORP	0%	—	Unchanged
18	UVSP	Univest Financial CORP	0%	—	Unchanged
19	EWBC	East West Bancorp INC	0%	—	Unchanged
20	ZION	Zions Bancorp NA	0%	—	Unchanged
21	BOKF	Bok Financial Corporation	0%	—	Unchanged
22	✓	Hmn Financial INC	—	—	Unchanged
23	HWBK	Hawthorn Bancshares INC	—	-0.46%	Trim
24	✓	Stewardship Finl CORP	—	+8.33%	Add
25	MRBK	Meridian CORP	0%	—	Unchanged
26	MPB	Mid Penn Bancorp INC	0%	—	Unchanged
27	BKJUSD	Bancorp Of New Jersey INC	0%	—	Unchanged
28	EFSC	Enterprise Financial Service	-0.1%	—	Unchanged
29	PEBK	Peoples Bancorp Of Nc	-0.1%	-1.54%	Trim
30	JPM	Jpmorgan Chase & Co	-0.1%	-20.00%	Trim
31	BOTJ	Bank Of THE James Financial	-0.1%	-7.89%	Trim
32	FIBK	First Interstate Bancsys-a	-0.1%	-2.15%	Trim
33	LBAIUSD	Lakeland Bancorp INC	-0.2%	-13.18%	Trim
34	PLBC	Plumas Bancorp	-0.2%	+2.74%	Add
35	SMBC	Southern Missouri Bancorp	-0.2%	-0.33%	Trim
36	CVCYUSD	Central Valley Comm Bancorp	-0.3%	-41.29%	Trim
37	TCBI	Texas Capital Bancshares INC	-0.3%	-22.03%	Trim
38	CNOB	Connectone Bancorp INC	-0.3%	-17.48%	Trim
39	SFBS	Servisfirst Bancshares INC	-0.3%	-6.21%	Trim
40	SFST	Southern First Bancshares	-0.3%	-1.81%	Trim
41	BWB	Bridgewater Bancshares INC	-0.4%	-24.50%	Trim
42	CYH	Community Health Systems, Inc.	-0.4%	-9.59%	Trim
43	TOWN	Towne Bank	-0.6%	-9.47%	Trim
44	HOMB	Home Bancshares INC	-0.6%	-31.92%	Trim
45	FBIZ	First Business Financial Ser	-0.7%	-72.43%	Trim
46	SLG	SL Green Realty Corp.	—	EXIT	Sold out
47	XHC	Heritage Commerce CORP	—	NEW	New buy
48	FBMSUSD	First Bancshares Inc/ms	—	NEW	New buy
49	FBK	Fb Financial CORP	—	EXIT	Sold out
50	PNBK	Patriot National Bancorp INC	—	EXIT	Sold out