River Oaks Capital LLC — Q3 2018 13F Holdings

Name: River Oaks Capital LLC — 13F Holdings, Q3 2018
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001343119

Total reported value

$67.9M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	CSFLUSD	Centerstate Bank CORP	Stock-Other	6.26%	—	-4.96%
2	SFST	Southern First Bancshares	Stock-Other	5.54%	—	—
3	EFSC	Enterprise Financial Service	Stock-Other	4.64%	—	-0.23%
4	TOWN	Towne Bank	Stock-Other	4.00%	—	-6.49%
5	SIVBEUR	Svb Financial Group	Stock-Other	3.91%	—	+3.52%
6	PACWUSD	Pacwest Bancorp	Stock-Other	3.71%	—	+4.49%
7	ISTR	Investar Holding CORP	Stock-Other	3.45%	—	-10.20%
8	VBTX	Veritex Holdings INC	Stock-Other	3.36%	—	—
9	✓	Hmn Financial INC	Stock-Other	3.31%	—	-0.20%
10	FIBK	First Interstate Bancsys-a	Stock-Other	3.12%	—	+237.91%
11	SFBS	Servisfirst Bancshares INC	Stock-Financials	3.04%	—	—
12	EWBC	East West Bancorp INC	Stock-Financials	3.02%	—	—
13	CAROEUR	Carolina Financial CORP	Stock-Other	2.76%	—	—
14	PLBC	Plumas Bancorp	Stock-Other	2.53%	—	+43.00%
15	SLG	SL Green Realty Corp.	Stock-Real Estate	2.51%	—	—
16	ABCB	Ameris Bancorp	Stock-Financials	2.45%	—	—
17	PEBK	Peoples Bancorp Of Nc	Stock-Other	2.36%	—	-0.59%
18	CYH	Community Health Systems, Inc.	Stock-Other	2.26%	—	-0.50%
19	IBTXUSD	Independent Bank Group INC	Stock-Other	2.19%	—	-15.26%
20	✓	Citizens First CORP	Stock-Other	2.15%	—	—
21	WAL	Western Alliance Bancorp	Stock-Financials	2.07%	—	+37.10%
22	SMMT	Summit Therapeutics Inc.	Stock-Other	1.94%	—	+0.31%
23	CNOB	Connectone Bancorp INC	Stock-Other	1.86%	—	-22.13%
24	PNW	Pinnacle Financial Partners, Inc.	Stock-Utilities	1.85%	—	—
25	RNST	Renasant CORP	Stock-Other	1.85%	—	—
26	HWBK	Hawthorn Bancshares INC	Stock-Other	1.79%	—	-11.43%
27	HOMB	Home Bancshares INC	Stock-Financials	1.76%	—	—
28	SBTEUR	Sterling Bancorp Inc/mi	Stock-Other	1.58%	—	+7.90%
29	SMBC	Southern Missouri Bancorp	Stock-Other	1.48%	—	-8.28%
30	FBIZ	First Business Financial Ser	Stock-Other	1.41%	—	+3.94%
31	BWB	Bridgewater Bancshares INC	Stock-Other	1.39%	—	—
32	LTXBUSD	Legacytexas Financial Group	Stock-Other	1.21%	—	-19.02%
33	TCBI	Texas Capital Bancshares INC	Stock-Financials	1.20%	—	—
34	UVSP	Univest Financial CORP	Stock-Other	1.15%	—	—
35	LBAIUSD	Lakeland Bancorp INC	Stock-Other	1.06%	—	-44.02%
36	GWB	Great Western Bancorp INC	Stock-Other	1.01%	—	—
37	MPB	Mid Penn Bancorp INC	Stock-Other	1.00%	—	—
38	PNBK	Patriot National Bancorp INC	Stock-Other	0.99%	—	—
39	CADEEUR	Cadence Bancorp	Stock-Other	0.97%	—	+19.18%
40	ZION	Zions Bancorp NA	Stock-Financials	0.87%	—	-36.88%
41	AX	Axos Financial INC	Stock-Financials	0.69%	—	—
42	BKJUSD	Bancorp Of New Jersey INC	Stock-Other	0.65%	—	-41.98%
43	✓	Stewardship Finl CORP	Stock-Other	0.60%	—	+1.23%
44	FSBW	Fs Bancorp INC	Stock-Other	0.58%	—	-2.02%
45	CVCYUSD	Central Valley Comm Bancorp	Stock-Other	0.54%	—	—
46	MRBK	Meridian CORP	Stock-Other	0.37%	—	—
47	BOTJ	Bank Of THE James Financial	Stock-Other	0.33%	—	-24.64%
48	HTH	Hilltop Holdings INC	Stock-Other	0.32%	—	-41.25%
49	FBCUSD	Flagstar Bancorp INC	Stock-Other	0.26%	—	—
50	JPM	Jpmorgan Chase & Co	Stock-Financials	0.24%	—	—

1–50 of 53

Holding changes this quarter

Position changes disclosed by River Oaks Capital LLC for the quarter ending Q3 2018, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	FIBK	First Interstate Bancsys-a	+2.3%	+237.91%	Add
2	WAL	Western Alliance Bancorp	+0.7%	+37.10%	Add
3	PLBC	Plumas Bancorp	+0.7%	+43.00%	Add
4	SIVBEUR	Svb Financial Group	+0.7%	+3.52%	Add
5	PACWUSD	Pacwest Bancorp	+0.3%	+4.49%	Add
6	✓	Hmn Financial INC	+0.3%	-0.20%	Trim
7	EFSC	Enterprise Financial Service	+0.3%	-0.23%	Trim
8	SLG	SL Green Realty Corp.	+0.2%	—	Unchanged
9	PNBK	Patriot National Bancorp INC	+0.2%	—	Unchanged
10	CADEEUR	Cadence Bancorp	+0.1%	+19.18%	Add
11	BWB	Bridgewater Bancshares INC	+0.1%	—	Unchanged
12	CYH	Community Health Systems, Inc.	+0.1%	-0.50%	Trim
13	PNW	Pinnacle Financial Partners, Inc.	+0.1%	—	Unchanged
14	HOMB	Home Bancshares INC	+0.1%	—	Unchanged
15	UVSP	Univest Financial CORP	+0.1%	—	Unchanged
16	SFBS	Servisfirst Bancshares INC	0%	—	Unchanged
17	JPM	Jpmorgan Chase & Co	0%	—	Unchanged
18	MRBK	Meridian CORP	0%	—	Unchanged
19	EWBC	East West Bancorp INC	—	—	Unchanged
20	FBIZ	First Business Financial Ser	—	+3.94%	Add
21	✓	Stewardship Finl CORP	—	+1.23%	Add
22	FBCUSD	Flagstar Bancorp INC	—	—	Unchanged
23	HWBK	Hawthorn Bancshares INC	0%	-11.43%	Trim
24	SBTEUR	Sterling Bancorp Inc/mi	0%	+7.90%	Add
25	TCBI	Texas Capital Bancshares INC	0%	—	Unchanged
26	RNST	Renasant CORP	0%	—	Unchanged
27	FSBW	Fs Bancorp INC	0%	-2.02%	Trim
28	VBTX	Veritex Holdings INC	-0.1%	—	Unchanged
29	LTXBUSD	Legacytexas Financial Group	-0.1%	-19.02%	Trim
30	PEBK	Peoples Bancorp Of Nc	-0.1%	-0.59%	Trim
31	SMBC	Southern Missouri Bancorp	-0.1%	-8.28%	Trim
32	MPB	Mid Penn Bancorp INC	-0.1%	—	Unchanged
33	BOTJ	Bank Of THE James Financial	-0.1%	-24.64%	Trim
34	TOWN	Towne Bank	-0.1%	-6.49%	Trim
35	SMMT	Summit Therapeutics Inc.	-0.1%	+0.31%	Add
36	CAROEUR	Carolina Financial CORP	-0.2%	—	Unchanged
37	ABCB	Ameris Bancorp	-0.2%	—	Unchanged
38	ISTR	Investar Holding CORP	-0.2%	-10.20%	Trim
39	IBTXUSD	Independent Bank Group INC	-0.2%	-15.26%	Trim
40	CSFLUSD	Centerstate Bank CORP	-0.2%	-4.96%	Trim
41	SFST	Southern First Bancshares	-0.2%	—	Unchanged
42	HTH	Hilltop Holdings INC	-0.2%	-41.25%	Trim
43	BKJUSD	Bancorp Of New Jersey INC	-0.4%	-41.98%	Trim
44	CNOB	Connectone Bancorp INC	-0.5%	-22.13%	Trim
45	ZION	Zions Bancorp NA	-0.5%	-36.88%	Trim
46	LBAIUSD	Lakeland Bancorp INC	-0.9%	-44.02%	Trim
47	✓	Bank Of THE Ozarks	—	EXIT	Sold out
48	✓		—	EXIT	Sold out
49	AX	Axos Financial INC	—	NEW	New buy
50	LEVLUSD	Level One Bancorp INC	—	EXIT	Sold out