CIK: 0001624741
Total reported value
$237.7M
Reporting period: 2016-12-31 · Number of holdings: 98
PVG Asset Management disclosed 98 holdings in its latest 13F filing for the period ending 2016-12-31, with total reported value of $237.7M and a quarterly turnover rate of 66.3%.
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PVG Asset Management's disclosed holdings carry a Herfindahl concentration index of 0.053 — mathematically equivalent to about 19 equally-sized positions, well below its 98 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.06), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 9% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add 74347R503
+10117.0% $35.5M
Trim SDS
-17.2% -$13.6M
Trim SLRC
-71.7% -$5.2M
Add GSK
+244.3% $4.8M
Trim CVS
-53.9% -$4.3M
Trim CBL
-65.9% -$3.8M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | ✓ | Proshares | Stock-Other | 15.10% | +14.94% | +10116.99% | |
| 2 | SDS | ProShares UltraShort S&P500 | Stock-Other | 13.54% | -5.45% | -17.22% | |
| 3 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 3.63% | -0.25% | -13.66% | |
| 4 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 3.54% | -0.26% | -14.15% | |
| 5 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 3.52% | -0.26% | -14.05% | |
| 6 | ✓ | PowerShares CEF Income Composite | Stock-Other | 3.09% | — | +0.57% | |
| 7 | GSK | GSK plc ADRhedged | Stock-Healthcare | 3.02% | +2.05% | +244.28% | |
| 8 | AZNN | Astrazeneca Plc-spons Adr | Stock-Other | 2.49% | +1.54% | +185.71% | |
| 9 | ULCC | Frontier Group Holdings, Inc. | Stock-Other | 2.36% | +2.36% | NEW | |
| 10 | MCCUSD | Medley Capital CORP | Stock-Other | 2.15% | -1.41% | -46.86% | |
| 11 | CYEUR | Cypress Semiconductor CORP | Stock-Other | 1.68% | +0.61% | +43.54% | |
| 12 | IRT | Independence Realty Trust In | Stock-Real Estate | 1.67% | -0.69% | -36.10% | |
| 13 | ARCC | Ares Capital CORP | Stock-Financials | 1.66% | — | -0.23% | |
| 14 | TWO | Two Harbors Investment Corp. | Stock-Other | 1.49% | -0.49% | -27.37% | |
| 15 | IVREUR | Invesco Mortgage Capital | Stock-Other | 1.47% | — | -18.98% | |
| 16 | CTLEUR | Centurylink INC | Stock-Other | 1.44% | +1.44% | NEW | |
| 17 | PBI | Pitney Bowes INC | Stock-Other | 1.37% | +0.42% | +67.70% | |
| 18 | PSEC | Prospect Capital CORP | Stock-Other | 1.19% | — | -3.47% | |
| 19 | CBL | CBL & Associates Properties, Inc. | Stock-Other | 1.17% | -1.57% | -65.94% | |
| 20 | ✓ | Stock-Other | 1.15% | — | -4.94% | ||
| 21 | T | At&t INC | Stock-Comm Services | 1.12% | +0.48% | +74.98% | |
| 22 | UNIT | Uniti Group Inc. | Stock-Other | 1.12% | -0.31% | -12.62% | |
| 23 | DIS | Walt Disney Co/the | Stock-Comm Services | 1.12% | +1.12% | NEW | |
| 24 | LXPUSD | Lxp Industrial Trust | Stock-Other | 1.11% | — | -1.78% | |
| 25 | CVS | Cvs Health CORP | Stock-Healthcare | 1.11% | -1.76% | -53.89% | |
| 26 | AMJEUR | Jpmorgan Alerian Mlp Index | ETF-Large Cap & Growth | 1.08% | — | -0.89% | |
| 27 | TGT | Target CORP | Stock-Consumer Disc | 1.08% | +1.08% | NEW | |
| 28 | M | Macy's INC | Stock-Consumer Disc | 1.03% | -0.74% | -46.11% | |
| 29 | DG | Dollar General CORP | Stock-Consumer Staples | 1.02% | +1.02% | NEW | |
| 30 | SLRC | Slr Investment CORP | Stock-Other | 0.98% | -2.15% | -71.69% | |
| 31 | ✓ | Select Income Reit | Stock-Other | 0.95% | -0.56% | -35.80% | |
| 32 | SNR1USD | New Senior Investment Group | Stock-Other | 0.94% | — | -0.28% | |
| 33 | SNH1EUR | Senior Housing Prop Trust | Stock-Other | 0.94% | — | +0.06% | |
| 34 | GU9 | Guess? INC | Stock-Other | 0.93% | +0.43% | +129.05% | |
| 35 | ✓ | CYS Investments REIT | Stock-Other | 0.91% | — | +1.09% | |
| 36 | TELFY | Telefonica Sa-spon Adr | Stock-Other | 0.90% | — | +2.98% | |
| 37 | AIEUR | Arlington Asset Investment-a | Stock-Other | 0.89% | — | -22.17% | |
| 38 | FITB | Fifth Third Bancorp | Stock-Financials | 0.81% | — | -19.46% | |
| 39 | ✓ | Global Medical REIT, Inc. (gmre) | Stock-Other | 0.78% | +0.78% | NEW | |
| 40 | BKCCUSD | Blackrock Capital Investment | Stock-Other | 0.75% | — | +5.77% | |
| 41 | MRK | Merck & Co. INC. | Stock-Healthcare | 0.75% | — | -26.91% | |
| 42 | PFE | Pfizer INC | Stock-Healthcare | 0.74% | — | -22.47% | |
| 43 | OLN | Olin CORP | Stock-Materials | 0.73% | — | -13.72% | |
| 44 | C | Citigroup INC | Stock-Financials | 0.71% | — | -42.74% | |
| 45 | KSS | Kohls CORP | Stock-Consumer Disc | 0.69% | -0.92% | -67.46% | |
| 46 | BP | Bp Plc-spons Adr | Stock-Energy | 0.68% | — | -0.96% | |
| 47 | WSR | Whitestone Reit | Stock-Other | 0.67% | -0.33% | -31.20% | |
| 48 | TPVG | Triplepoint Venture Growth B | Stock-Other | 0.65% | +0.65% | NEW | |
| 49 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.61% | +0.61% | NEW | |
| 50 | AEP | American Electric Power Company, Inc. | Stock-Utilities | 0.60% | -0.41% | -41.06% |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2016-12-31 | 98 | $237.7M | 66 | |
| 2016-06-30 | 71 | $241.3M | 46 | |
| 2016-03-31 | 66 | $255.9M | 73 | |
| 2015-12-31 | 65 | $247.7M | 66 | |
| 2015-09-30 | 64 | $284.6M | 100 | |
| 2015-06-30 | 76 | $308.7M | 64 | |
| 2015-03-31 | 75 | $332.0M | 77 | |
| 2014-12-31 | 78 | $420.2M | 0 | 174347R274348A373936q |
PVG Asset Management's most significant position changes for 2016-12-31: New buy: Frontier Group Holdings, Inc. (ULCC); Sold out: Ericsson (lm) Tel-sp Adr (ERIC); Sold out: Amgen INC (AMGN); New buy: Centurylink INC (CTLEUR); Sold out: Goldman Sachs Group INC (GS).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ✓ | Proshares | +14.9% | +10116.99% | Add |
| 2 | GSK | GSK plc ADRhedged | +2.1% | +244.28% | Add |
| 3 | AZNN | Astrazeneca Plc-spons Adr | +1.5% | +185.71% | Add |
| 4 | CYEUR | Cypress Semiconductor CORP | +0.6% | +43.54% | Add |
| 5 | T | At&t INC | +0.5% | +74.98% | Add |
| 6 | GU9 | Guess? INC | +0.4% | +129.05% | Add |
| 7 | PBI | Pitney Bowes INC | +0.4% | +67.70% | Add |
| 8 | SPY | Ss Spdr S&p 500 ETF Trust-us | -0.3% | -13.66% | Trim |
| 9 | IVV | Ishares Core S&p 500 ETF | -0.3% | -14.15% | Trim |
| 10 | VOO | Vanguard S&p 500 ETF | -0.3% | -14.05% | Trim |
| 11 | UNIT | Uniti Group Inc. | -0.3% | -12.62% | Trim |
| 12 | WSR | Whitestone Reit | -0.3% | -31.20% | Trim |
| 13 | CAT | Caterpillar INC | -0.4% | -53.26% | Trim |
| 14 | MSFT | Microsoft CORP | -0.4% | -51.61% | Trim |
| 15 | BAC | Bank Of America CORP | -0.4% | -68.75% | Trim |
| 16 | AEP | American Electric Power Company, Inc. | -0.4% | -41.06% | Trim |
| 17 | WFC | Wells Fargo & Co | -0.4% | -57.47% | Trim |
| 18 | TWO | Two Harbors Investment Corp. | -0.5% | -27.37% | Trim |
| 19 | ✓ | Select Income Reit | -0.6% | -35.80% | Trim |
| 20 | STT | State Street CORP | -0.6% | -73.07% | Trim |
| 21 | IRT | Independence Realty Trust In | -0.7% | -36.10% | Trim |
| 22 | M | Macy's INC | -0.7% | -46.11% | Trim |
| 23 | KSS | Kohls CORP | -0.9% | -67.46% | Trim |
| 24 | RCL | Royal Caribbean Cruises Ltd. | -1.1% | -74.58% | Trim |
| 25 | MCCUSD | Medley Capital CORP | -1.4% | -46.86% | Trim |
| 26 | CBL | CBL & Associates Properties, Inc. | -1.6% | -65.94% | Trim |
| 27 | CVS | Cvs Health CORP | -1.8% | -53.89% | Trim |
| 28 | SLRC | Slr Investment CORP | -2.2% | -71.69% | Trim |
| 29 | SDS | ProShares UltraShort S&P500 | -5.5% | -17.22% | Trim |
| 30 | ULCC | Frontier Group Holdings, Inc. | — | NEW | New buy |
| 31 | ERIC | Ericsson (lm) Tel-sp Adr | — | EXIT | Sold out |
| 32 | AMGN | Amgen INC | — | EXIT | Sold out |
| 33 | CTLEUR | Centurylink INC | — | NEW | New buy |
| 34 | GS | Goldman Sachs Group INC | — | EXIT | Sold out |
| 35 | CMTL | Comtech Telecommunications | — | EXIT | Sold out |
| 36 | DIS | Walt Disney Co/the | — | NEW | New buy |
| 37 | TGT | Target CORP | — | NEW | New buy |
| 38 | DG | Dollar General CORP | — | NEW | New buy |
| 39 | QCOM | Qualcomm INC | — | EXIT | Sold out |
| 40 | JNP | Juniper Networks INC | — | EXIT | Sold out |
| 41 | ✓ | Global Medical REIT, Inc. (gmre) | — | NEW | New buy |
| 42 | TPVG | Triplepoint Venture Growth B | — | NEW | New buy |
| 43 | IVW | Ishares S&p 500 Growth ETF | — | NEW | New buy |
| 44 | SUNSUSD | Solar Senior Capital LTD | — | NEW | New buy |
| 45 | TCRDUSD | First Eagle Alternative Capi | — | NEW | New buy |
| 46 | ✓ | Fibria Celulose | — | EXIT | Sold out |
| 47 | IYH | Ishares U.s. Healthcare ETF | — | NEW | New buy |
| 48 | ROBO | Robo Global Robotics And Aut | — | NEW | New buy |
| 49 | IGV | Ishares Expanded Tech-softwa | — | EXIT | Sold out |
| 50 | IYZ | Ishares US Telecommunication | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2016-12-31 | 2017-02-14 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-08-12 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-12 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-11 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-11-05 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-08-06 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-05 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-13 | 13F-HR | View on EDGAR |
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