PVG Asset Management — Q2 2016 13F Holdings

Name: PVG Asset Management — 13F Holdings, Q2 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001624741

Total reported value

$237.7M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SDS	ProShares UltraShort S&P500	Stock-Other	18.99%	-5.45%	+9.85%
2	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	3.89%	-0.25%	-1.21%
3	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	3.80%	-0.26%	-3.07%
4	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	3.78%	-0.26%	-3.10%
5	MCCUSD	Medley Capital CORP	Stock-Other	3.56%	-1.41%	-31.08%
6	SLRC	Slr Investment CORP	Stock-Other	3.13%	-2.15%	-3.61%
7	✓	PowerShares CEF Income Composite	Stock-Other	2.99%	—	-37.97%
8	CVS	Cvs Health CORP	Stock-Healthcare	2.87%	-1.76%	+211.60%
9	CBL	CBL & Associates Properties, Inc.	Stock-Other	2.74%	-1.57%	—
10	IRT	Independence Realty Trust In	Stock-Real Estate	2.36%	-0.69%	-3.11%
11	TWO	Two Harbors Investment Corp.	Stock-Other	1.98%	-0.49%	-2.48%
12	ERIC	Ericsson (lm) Tel-sp Adr	Stock-Tech	1.91%	-1.91%	EXIT
13	AMGN	Amgen INC	Stock-Healthcare	1.87%	-1.87%	EXIT
14	M	Macy's INC	Stock-Consumer Disc	1.77%	-0.74%	+98.49%
15	IVREUR	Invesco Mortgage Capital	Stock-Other	1.67%	—	-4.61%
16	RCL	Royal Caribbean Cruises Ltd.	Stock-Consumer Disc	1.62%	-1.11%	-2.53%
17	KSS	Kohls CORP	Stock-Consumer Disc	1.61%	-0.92%	+105.08%
18	✓	Select Income Reit	Stock-Other	1.51%	-0.56%	-45.31%
19	UNIT	Uniti Group Inc.	Stock-Other	1.43%	-0.31%	-62.16%
20	ARCC	Ares Capital CORP	Stock-Financials	1.41%	—	—
21	GS	Goldman Sachs Group INC	Stock-Financials	1.23%	-1.23%	EXIT
22	CMTL	Comtech Telecommunications	Stock-Other	1.18%	-1.18%	EXIT
23	PSEC	Prospect Capital CORP	Stock-Other	1.13%	—	-1.07%
24	✓		Stock-Other	1.13%	—	—
25	AMJEUR	Jpmorgan Alerian Mlp Index	ETF-Large Cap & Growth	1.08%	—	-4.10%
26	CYEUR	Cypress Semiconductor CORP	Stock-Other	1.07%	+0.61%	-42.15%
27	LXPUSD	Lxp Industrial Trust	Stock-Other	1.04%	—	-63.89%
28	SNH1EUR	Senior Housing Prop Trust	Stock-Other	1.02%	—	-72.00%
29	PFE	Pfizer INC	Stock-Healthcare	1.02%	—	-36.93%
30	SNR1USD	New Senior Investment Group	Stock-Other	1.02%	—	-3.62%
31	AEP	American Electric Power Company, Inc.	Stock-Utilities	1.01%	-0.41%	-4.51%
32	WSR	Whitestone Reit	Stock-Other	1.00%	-0.33%	-67.23%
33	AIEUR	Arlington Asset Investment-a	Stock-Other	0.99%	—	—
34	MRK	Merck & Co. INC.	Stock-Healthcare	0.98%	—	-53.37%
35	STT	State Street CORP	Stock-Financials	0.98%	-0.59%	—
36	GSK	GSK plc ADRhedged	Stock-Healthcare	0.97%	+2.05%	-3.01%
37	✓	CYS Investments REIT	Stock-Other	0.96%	—	-46.92%
38	AZNN	Astrazeneca Plc-spons Adr	Stock-Other	0.95%	+1.54%	-51.46%
39	PBI	Pitney Bowes INC	Stock-Other	0.95%	+0.42%	—
40	MSFT	Microsoft CORP	Stock-Tech	0.94%	-0.38%	—
41	QCOM	Qualcomm INC	Stock-Tech	0.94%	-0.94%	EXIT
42	JNP	Juniper Networks INC	Stock-Other	0.92%	-0.92%	EXIT
43	FITB	Fifth Third Bancorp	Stock-Financials	0.89%	—	-7.43%
44	WFC	Wells Fargo & Co	Stock-Financials	0.89%	-0.44%	-33.39%
45	CAT	Caterpillar INC	Stock-Industrials	0.89%	-0.37%	-1.94%
46	TELFY	Telefonica Sa-spon Adr	Stock-Other	0.88%	—	+61.76%
47	C	Citigroup INC	Stock-Financials	0.88%	—	-39.12%
48	BAC	Bank Of America CORP	Stock-Financials	0.87%	-0.41%	-40.35%
49	OLN	Olin CORP	Stock-Materials	0.81%	—	-46.65%
50	BKCCUSD	Blackrock Capital Investment	Stock-Other	0.78%	—	-26.69%

1–50 of 71

Holding changes this quarter

Position changes disclosed by PVG Asset Management for the quarter ending Q2 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	CVS	Cvs Health CORP	+1.9%	+211.60%	Add
2	SDS	ProShares UltraShort S&P500	+1.6%	+9.85%	Add
3	KSS	Kohls CORP	+0.7%	+105.08%	Add
4	M	Macy's INC	+0.7%	+98.49%	Add
5	ERIC	Ericsson (lm) Tel-sp Adr	+0.5%	+66.94%	Add
6	AMGN	Amgen INC	+0.5%	+24.36%	Add
7	TELFY	Telefonica Sa-spon Adr	+0.3%	+61.76%	Add
8	OLN	Olin CORP	-0.2%	-46.65%	Trim
9	PFE	Pfizer INC	-0.3%	-36.93%	Trim
10	RCL	Royal Caribbean Cruises Ltd.	-0.3%	-2.53%	Trim
11	CYEUR	Cypress Semiconductor CORP	-0.4%	-42.15%	Trim
12	✓		-0.4%	-56.60%	Trim
13	WFC	Wells Fargo & Co	-0.4%	-33.39%	Trim
14	BKCCUSD	Blackrock Capital Investment	-0.4%	-26.69%	Trim
15	C	Citigroup INC	-0.5%	-39.12%	Trim
16	BAC	Bank Of America CORP	-0.5%	-40.35%	Trim
17	✓	CYS Investments REIT	-0.7%	-46.92%	Trim
18	AZNN	Astrazeneca Plc-spons Adr	-0.8%	-51.46%	Trim
19	✓	Select Income Reit	-0.8%	-45.31%	Trim
20	MRK	Merck & Co. INC.	-0.9%	-53.37%	Trim
21	QCOM	Qualcomm INC	-0.9%	-53.50%	Trim
22	MCCUSD	Medley Capital CORP	-1.2%	-31.08%	Trim
23	LXPUSD	Lxp Industrial Trust	-1.3%	-63.89%	Trim
24	UNIT	Uniti Group Inc.	-1.3%	-62.16%	Trim
25	WSR	Whitestone Reit	-1.4%	-67.23%	Trim
26	✓	PowerShares CEF Income Composite	-1.5%	-37.97%	Trim
27	SNH1EUR	Senior Housing Prop Trust	-1.9%	-72.00%	Trim
28	CBL	CBL & Associates Properties, Inc.	—	NEW	New buy
29	✓	Hatteras Finl CORP	—	EXIT	Sold out
30	FITB	Fifth Third Bancorp	—	EXIT	Sold out
31	ARCC	Ares Capital CORP	—	NEW	New buy
32	GS	Goldman Sachs Group INC	—	NEW	New buy
33	GAP	Gap Inc/the	—	EXIT	Sold out
34	CMTL	Comtech Telecommunications	—	NEW	New buy
35	✓		—	NEW	New buy
36	AIEUR	Arlington Asset Investment-a	—	NEW	New buy
37	STT	State Street CORP	—	NEW	New buy
38	IVW	Ishares S&p 500 Growth ETF	—	EXIT	Sold out
39	PBI	Pitney Bowes INC	—	NEW	New buy
40	MSFT	Microsoft CORP	—	NEW	New buy
41	JNP	Juniper Networks INC	—	NEW	New buy
42	BP	Bp Plc-spons Adr	—	NEW	New buy
43	✓	Verizon Communications Inc.	—	EXIT	Sold out
44	XLK	Ss Technology Select Sector	—	EXIT	Sold out
45	GU9	Guess? INC	—	NEW	New buy
46	XSD	Ss Spdr S&p Semiconductor	—	EXIT	Sold out
47	IYZ	Ishares US Telecommunication	—	NEW	New buy
48	IWM	Ishares Russell 2000 ETF	—	NEW	New buy
49	✓	Sector Spdr Tr Shs Ben Int Ind	—	NEW	New buy
50	HRZN	Horizon Technology Finance C	—	EXIT	Sold out