PVG Asset Management — Q3 2015 13F Holdings

Name: PVG Asset Management — 13F Holdings, Q3 2015
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001624741

Total reported value

$237.7M

← Back to latest quarter

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SDS	ProShares UltraShort S&P500	Stock-Other	16.92%	-5.45%	—
2	✓	Proshares	Stock-Other	6.84%	+14.94%	+2858.32%
3	MCCUSD	Medley Capital CORP	Stock-Other	4.40%	-1.41%	-14.30%
4	✓	PowerShares CEF Income Composite	Stock-Other	4.11%	—	—
5	PSEC	Prospect Capital CORP	Stock-Other	3.35%	—	+23.47%
6	SNH1EUR	Senior Housing Prop Trust	Stock-Other	3.24%	—	—
7	VZ	Verizon Communications INC	Stock-Comm Services	3.23%	—	—
8	AEP	American Electric Power Company, Inc.	Stock-Utilities	3.15%	-0.41%	-20.78%
9	PNNT	Pennantpark Investment CORP	Stock-Other	2.51%	—	-6.18%
10	XLE	Ss Energy Select Sector	ETF-Other	2.44%	—	—
11	SLRC	Slr Investment CORP	Stock-Other	2.18%	-2.15%	+14.30%
12	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	2.03%	-0.26%	-18.40%
13	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	2.03%	-0.25%	-18.68%
14	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	2.01%	-0.26%	-17.77%
15	AMLPUSD	Alerian Mlp ETF	ETF-Other	2.00%	—	+3.03%
16	WSR	Whitestone Reit	Stock-Other	1.97%	-0.33%	+136.20%
17	✓	AT&T, Inc.(t)	Stock-Other	1.94%	—	—
18	ERIC	Ericsson (lm) Tel-sp Adr	Stock-Tech	1.88%	-1.91%	EXIT
19	MRK	Merck & Co. INC.	Stock-Healthcare	1.76%	—	+62.08%
20	CYEUR	Cypress Semiconductor CORP	Stock-Other	1.70%	+0.61%	+32.33%
21	BKCCUSD	Blackrock Capital Investment	Stock-Other	1.68%	—	-16.99%
22	IVREUR	Invesco Mortgage Capital	Stock-Other	1.62%	—	—
23	IRT	Independence Realty Trust In	Stock-Real Estate	1.59%	-0.69%	-20.49%
24	COP	Conocophillips	Stock-Energy	1.58%	—	—
25	C	Citigroup INC	Stock-Financials	1.41%	—	+11.12%
26	UNIT	Uniti Group Inc.	Stock-Other	1.40%	-0.31%	—
27	✓	CYS Investments REIT	Stock-Other	1.32%	—	-20.71%
28	✓	Ticc Capital CORP	Stock-Other	1.27%	—	—
29	HPE	Hewlett-Packard Company	Stock-Tech	1.24%	—	-20.18%
30	✓		Stock-Other	1.19%	—	—
31	FITB	Fifth Third Bancorp	Stock-Financials	1.18%	—	-55.84%
32	✓	Fifth Str Sr Floatng Rate Co	Stock-Other	1.16%	—	-20.49%
33	✓	Spirit Realty Capital Inc	Stock-Other	1.07%	—	—
34	LXPUSD	Lxp Industrial Trust	Stock-Other	0.97%	—	—
35	KSS	Kohls CORP	Stock-Consumer Disc	0.91%	-0.92%	+100.30%
36	DOW	Dow Chem Co	Stock-Materials	0.90%	—	-19.73%
37	TWO	Two Harbors Investment Corp.	Stock-Other	0.88%	-0.49%	-20.86%
38	IVW	Ishares S&p 500 Growth ETF	ETF-Large Cap & Growth	0.84%	+0.61%	NEW
39	AMXN	America Movil-spn Adr Cl L	Stock-Other	0.82%	—	—
40	AVPUSD	Avon Products INC	Stock-Other	0.79%	—	—
41	NYMTEUR	Adamas Trust INC	Stock-Other	0.78%	—	—
42	OLN	Olin CORP	Stock-Materials	0.77%	—	—
43	GAP	Gap Inc/the	Stock-Consumer Disc	0.76%	—	—
44	APO	Apollo Global Management, Inc.	Stock-Financials	0.70%	—	—
45	✓		Stock-Other	0.57%	—	—
46	✓	Select Income Reit	Stock-Other	0.48%	-0.56%	—
47	KBH	Kb Home	Stock-Consumer Disc	0.45%	—	—
48	IBB	Ishares Biotechnology ETF	ETF-Tech	0.30%	—	—
49	HRZN	Horizon Technology Finance C	Stock-Other	0.29%	—	—
50	IXP	Ishares Global Comm Services	ETF-Other	0.26%	—	-0.85%

1–50 of 64

Holding changes this quarter

Position changes disclosed by PVG Asset Management for the quarter ending Q3 2015, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	✓	Proshares	+6.6%	+2858.32%	Add
2	WSR	Whitestone Reit	+1.1%	+136.20%	Add
3	VOO	Vanguard S&p 500 ETF	-0.4%	-17.77%	Trim
4	SPY	Ss Spdr S&p 500 ETF Trust-us	-0.4%	-18.68%	Trim
5	IVV	Ishares Core S&p 500 ETF	-0.4%	-18.40%	Trim
6	HPE	Hewlett-Packard Company	-0.4%	-20.18%	Trim
7	AEP	American Electric Power Company, Inc.	-0.7%	-20.78%	Trim
8	PNNT	Pennantpark Investment CORP	-0.8%	-6.18%	Trim
9	MCCUSD	Medley Capital CORP	-1.3%	-14.30%	Trim
10	FITB	Fifth Third Bancorp	-1.4%	-55.84%	Trim
11	✓	Proshares Trust Ultrashort S&p	—	EXIT	Sold out
12	SDS	ProShares UltraShort S&P500	—	NEW	New buy
13	✓	Powershares Fd Tr Ii ETF Cef I	—	EXIT	Sold out
14	✓	PowerShares CEF Income Composite	—	NEW	New buy
15	SNH1EUR	Senior Housing Prop Trust	—	NEW	New buy
16	VZ	Verizon Communications INC	—	NEW	New buy
17	✓	Verizon Communications Inc.	—	EXIT	Sold out
18	✓	Select Sector Spdr Tr	—	EXIT	Sold out
19	XLE	Ss Energy Select Sector	—	NEW	New buy
20	✓	Invesco Mortgage Capitalinc Co	—	EXIT	Sold out
21	✓	AT & T, Inc. New	—	EXIT	Sold out
22	✓	Senior Housing Prop Trust	—	EXIT	Sold out
23	✓	AT&T, Inc.(t)	—	NEW	New buy
24	IVREUR	Invesco Mortgage Capital	—	NEW	New buy
25	COP	Conocophillips	—	NEW	New buy
26	✓	Windstream Hldgs INC	—	EXIT	Sold out
27	FITB	Fifth Third Bancorp	—	EXIT	Sold out
28	UNIT	Uniti Group Inc.	—	NEW	New buy
29	BAC	Bank Of America CORP	—	EXIT	Sold out
30	✓	American Cap Mtg Invt CORP	—	EXIT	Sold out
31	✓	America Movil Sab De Cv Adr	—	EXIT	Sold out
32	✓	TICC Capital Corp	—	EXIT	Sold out
33	TELFY	Telefonica Sa-spon Adr	—	EXIT	Sold out
34	✓	Ticc Capital CORP	—	NEW	New buy
35	WMT	Walmart INC	—	EXIT	Sold out
36	DFSEUR	Discover Financial Services	—	EXIT	Sold out
37	✓		—	NEW	New buy
38	SO	Southern Co/the	—	EXIT	Sold out
39	✓	Apollo Invt CORP	—	EXIT	Sold out
40	✓	Spirit Realty Capital Inc	—	NEW	New buy
41	✓	Windstream Holdings Inc	—	EXIT	Sold out
42	LXPUSD	Lxp Industrial Trust	—	NEW	New buy
43	AMXN	America Movil-spn Adr Cl L	—	NEW	New buy
44	AVPUSD	Avon Products INC	—	NEW	New buy
45	NYMTEUR	Adamas Trust INC	—	NEW	New buy
46	OLN	Olin CORP	—	NEW	New buy
47	GAP	Gap Inc/the	—	NEW	New buy
48	APO	Apollo Global Management, Inc.	—	NEW	New buy
49	VIV1USD	Telefonica Brasil-adr Pref	—	EXIT	Sold out
50	✓		—	NEW	New buy