OF
OTA Financial Group L.P. Historical SEC 13F Holdings & Archive (Q2 2023)
OTA Financial Group L.P.CIK: 0001317346
Sector-focusedLong-term holder
Total reported value
$143.2M
Reporting period: 2023-06-30 · Number of holdings: 7
OTA Financial Group L.P. disclosed 7 holdings in its latest 13F filing for the period ending 2023-06-30, with total reported value of $143.2M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 0
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 100
- Diversification
- 14
- Sizing Uniformity
- —
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 0% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | OXY-WS | Occidental Petroleum-cw27 | Stock-Other | 45.22% | — | +207.12% | |
| 2 | BKNG | Booking Holdings Inc | Stock-Consumer Disc | 32.06% | — | — | |
| 3 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 14.29% | — | — | |
| 4 | ✓ | Scilex Holding Co | Stock-Other | 4.02% | — | -0.39% | |
| 5 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 3.56% | — | — | |
| 6 | LBRDK | Liberty Broadband-c | Stock-Comm Services | 0.59% | — | -67.20% | |
| 7 | ✓ | Biora Therapeutics Inc | Stock-Other | 0.26% | — | — |
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2023 Q2 | 7 | $143.2M | 0 | ||
| 2023 Q1 | 46 | $113.6M | 0 | ||
| 2022 Q4 | 70 | $100.3M | 0 | ||
| 2022 Q3 | 105 | $116.5M | 0 | ||
| 2022 Q2 | 93 | $208.8M | 0 | ||
| 2022 Q1 | 97 | $157.0M | 0 | ||
| 2021 Q4 | 82 | $146.3M | 0 | ||
| 2021 Q3 | 70 | $83.0M | 0 | ||
| 2021 Q2 | 95 | $90.2M | 100 | ||
| 2021 Q1 | 60 | $125.1M | 100 | ||
| 2020 Q4 | 58 | $151.2M | 100 | ||
| 2020 Q3 | 63 | $107.8M | 100 | ||
| 2020 Q2 | 38 | $88.3M | 100 | ||
| 2020 Q1 | 42 | $80.2M | 100 | ||
| 2019 Q4 | 54 | $149.7M | 100 | ||
| 2019 Q3 | 47 | $121.5M | 100 | ||
| 2019 Q2 | 48 | $128.3M | 100 | ||
| 2019 Q1 | 36 | $116.6M | 100 | ||
| 2018 Q4 | 62 | $212.6M | 65 | ||
| 2018 Q3 | 56 | $241.6M | 8 | ||
| 2018 Q2 | 65 | $261.3M | 59 | ||
| 2018 Q1 | 59 | $297.2M | 100 | ||
| 2017 Q4 | 62 | $253.7M | 100 | ||
| 2017 Q3 | 54 | $181.3M | 74 | ||
| 2017 Q2 | 54 | $152.1M | 5 | ||
| 2017 Q1 | 58 | $159.5M | 100 | ||
| 2016 Q4 | 54 | $191.2M | 100 | ||
| 2016 Q3 | 46 | $110.3M | 100 | ||
| 2016 Q2 | 71 | $130.8M | 100 | ||
| 2016 Q1 | 55 | $57.6M | 100 | ||
| 2015 Q4 | 37 | $41.6M | 100 | ||
| 2015 Q2 | 75 | $141.3M | 100 | ||
| 2015 Q1 | 61 | $186.4M | 100 | 1JBLU 5.5 10-15-38 B2NEE 5.889 09-01-153OCR 4 06-15-33 B | |
| 2014 Q4 | 75 | $141.3M | 100 | ||
| 2014 Q3 | 61 | $75.4M | 100 | ||
| 2014 Q1 | 63 | $104.8M | 100 | 1GT 5.875 04-01-142OCR 4 06-15-33 B3AROC 4.25 06-15-14 | |
| 2013 Q4 | 114 | $159.5M | 97 | ||
| 2013 Q3 | 71 | $178.5M | 100 | 1BFH 4.75 05-15-142TER 4.5 03-15-14 TER337045V | |
| 2013 Q2 | 78 | $217.6M | 0 | 1BFH 4.75 05-15-142HRI 5.25 06-01-143TER 4.5 03-15-14 TER |
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
Filing History
FAQ
What is OTA Financial Group L.P. and what type of investor is it?
OTA Financial Group L.P. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2023-06-30), the firm manages a tracked equity portfolio valued at approximately $143.2M, spread across 7 disclosed positions.
What are OTA Financial Group L.P.'s largest equity positions?
Based on the latest 13F filing, OTA Financial Group L.P.'s top holdings by market value are:
1. Occidental Petroleum-cw27 (OXY-WS) — $64.7M (45.2%)
2. Booking Holdings Inc (BKNG) — $45.9M (32.1%)
3. Berkshire Hathaway Inc-cl B (BRK-B) — $20.5M (14.3%)
4. Scilex Holding Co — $5.8M (4.0%)
5. Alphabet Inc-cl A (GOOGL) — $5.1M (3.6%)
What changes did OTA Financial Group L.P. make in its most recent portfolio filing?
No notable portfolio changes were recorded for OTA Financial Group L.P. in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does OTA Financial Group L.P. focus on?
OTA Financial Group L.P. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Consumer Discretionary: 64.2%
• Financials: 28.6%
• Communication Services: 7.1%
Investment Profile
OTA Financial Group L.P.'s portfolio is broadly diversified and long-term-holding, with 64.2% of the portfolio concentrated in Consumer Discretionary.
Its concentration score has fallen from 100 to 0 over the past 4 quarters — a shift toward broader diversification.
It has trimmed its LBRDK position for two straight quarters, cutting it by $5.0M while still holding $843.0K.
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Developer Access
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