OTA Financial Group L.P. — Q1 2019 13F Holdings

Name: OTA Financial Group L.P. — 13F Holdings, Q1 2019
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001317346

Total reported value

$143.2M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	33.42%	—	—
2	BPYPN	Brookfield Property Partners L.P.	Stock-Other	12.66%	—	—
3	CHTR	Charter Communications Inc-a	Stock-Comm Services	10.22%	—	—
4	AABAUSD	Altaba INC	Stock-Other	4.66%	—	+192.50%
5	LSXMKUSD	Liberty Media Cor-siriusxm C	Stock-Other	3.97%	—	+7.33%
6	QTS 6.5 PERP B	Qts Realty Trust INC	Stock-Other	3.94%	—	-34.77%
7	DD	DuPont de Nemours, Inc.	Stock-Other	2.60%	—	—
8	CUZ	Cousins Properties Incorporated	Stock-Real Estate	2.30%	—	—
9	✓		Stock-Other	2.28%	—	—
10	FIS	Fidelity National Info Serv	Stock-Tech	1.98%	—	—
11	LM03	Liberty Media Cor-siriusxm A	Stock-Other	1.89%	—	-53.64%
12	PSLV	Sprott Physical Silver Trust	Stock-Other	1.81%	—	-67.00%
13	LEN-B	Lennar CORP - B Shs	Stock-Other	1.74%	—	+9.26%
14	ZION	Zions Bancorporation, National Association	Stock-Financials	1.61%	—	-3.73%
15	✓	Sprint CORP	Stock-Other	1.39%	—	+136.96%
16	FDC	First Data Corp- Class A	Stock-Other	1.34%	—	—
17	FOXA	Fox CORP - Class A	Stock-Comm Services	1.20%	—	—
18	CEF	Sprott Physical Gold And Sil	Stock-Other	1.20%	—	+83.02%
19	EXPE	Expedia Group INC	Stock-Consumer Disc	1.18%	—	—
20	EFA	Ishares Msci Eafe ETF	ETF-Other	1.07%	—	+15.30%
21	DIS	Walt Disney Co/the	Stock-Comm Services	1.04%	—	—
22	LTRPAUSD	Liberty Tripadvisor Hdg-a	Stock-Other	0.93%	—	+218.61%
23	✓	Medequities Realty Trust INC	Stock-Other	0.68%	—	—
24	✓	Rowan Companies PLC	Stock-Other	0.65%	—	—
25	QNDX	State Street SPDR Portfolio Nasdaq 100 ETF	ETF-Tech	0.61%	—	-73.25%
26	CNC	Centene CORP	Stock-Healthcare	0.52%	—	—
27	GECCUSD	Great Elm Capital CORP	Stock-Other	0.47%	—	-47.08%
28	NEM	Newmont CORP	Stock-Materials	0.46%	—	—
29	NZF	Nuveen Municipal Credit Income Fund	Stock-Other	0.45%	—	+111.54%
30	GHY	Pgim Global High Yield Fund	Stock-Other	0.33%	—	—
31	✓		Stock-Other	0.32%	—	—
32	LKSDQ	Lsc Communications INC	Stock-Other	0.29%	—	—
33	GIEQ	Goldman Sachs Data Enhanced International Equity ETF	ETF-Commodities	0.25%	—	—
34	✓	Tcf Finl CORP	Stock-Other	0.20%	—	—
35	✓	Viking Therapeutics INC	Stock-Other	0.18%	—	—
36	IIM	Invesco Value Municipal Inco	Stock-Other	0.18%	—	—

Holding changes this quarter

Position changes disclosed by OTA Financial Group L.P. for the quarter ending Q1 2019, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	AABAUSD	Altaba INC	+4%	+192.50%	Add
2	QTS 6.5 PERP B	Qts Realty Trust INC	+1.1%	-34.77%	Trim
3	✓	Sprint CORP	+1.1%	+136.96%	Add
4	LEN-B	Lennar CORP - B Shs	+1%	+9.26%	Add
5	CEF	Sprott Physical Gold And Sil	+0.8%	+83.02%	Add
6	LTRPAUSD	Liberty Tripadvisor Hdg-a	+0.8%	+218.61%	Add
7	LM03	Liberty Media Cor-siriusxm A	-0.3%	-53.64%	Trim
8	QNDX	State Street SPDR Portfolio Nasdaq 100 ETF	-0.6%	-73.25%	Trim
9	PSLV	Sprott Physical Silver Trust	-1.2%	-67.00%	Trim
10	BAC	Bank of America Corporation	—	EXIT	Sold out
11	GOOGL	Alphabet Inc-cl A	—	NEW	New buy
12	BPYPN	Brookfield Property Partners L.P.	—	NEW	New buy
13	CHTR	Charter Communications Inc-a	—	NEW	New buy
14	✓	Randgold Resources Ltd-adr	—	EXIT	Sold out
15	DD	DuPont de Nemours, Inc.	—	NEW	New buy
16	CUZ	Cousins Properties Incorporated	—	NEW	New buy
17	✓		—	NEW	New buy
18	FIS	Fidelity National Info Serv	—	NEW	New buy
19	✓	Mb Financial INC	—	EXIT	Sold out
20	PHYS	Sprott Physical Gold Trust	—	EXIT	Sold out
21	FDC	First Data Corp- Class A	—	NEW	New buy
22	CSFLUSD	Centerstate Bank CORP	—	EXIT	Sold out
23	✓	Tahoe Res INC	—	EXIT	Sold out
24	HRSEUR	L3harris Technologies INC	—	EXIT	Sold out
25	1JFD	Pimco Dynamic Credit And Mor	—	EXIT	Sold out
26	FOXA	Fox CORP - Class A	—	NEW	New buy
27	EXPE	Expedia Group INC	—	NEW	New buy
28	HES 8 02-01-19	Hess CORP	—	EXIT	Sold out
29	DIS	Walt Disney Co/the	—	NEW	New buy
30	GLIBAEUR	Gci Liberty INC - Class A	—	EXIT	Sold out
31	JPC	Nuveen Prefered & Income Opp	—	EXIT	Sold out
32	THW	Abrdn World Healthcare Fund	—	EXIT	Sold out
33	XXI	Twenty One Capital, Inc.	—	EXIT	Sold out
34	TYGEUR	Tortoise Energy Infrastruct	—	EXIT	Sold out
35	✓	Medequities Realty Trust INC	—	NEW	New buy
36	✓		—	EXIT	Sold out
37	✓	Rowan Companies PLC	—	NEW	New buy
38	WES	Western Midstream Partners, LP	—	EXIT	Sold out
39	SGOL	abrdn Physical Gold Shares ETF	—	EXIT	Sold out
40	XEXGX	Eaton Vance Tax-managed Glob	—	EXIT	Sold out
41	RDS-A	Shell Plc-spon Adr-a	—	EXIT	Sold out
42	GOF	Guggenheim Strategic Opportunities Fund	—	EXIT	Sold out
43	CNC	Centene CORP	—	NEW	New buy
44	ETJ	Eaton Vance Rsk-mgd Divers	—	EXIT	Sold out
45	✓	America Movil Sab De Cv	—	EXIT	Sold out
46	XMYDX	Blackrock Muniyield Fund	—	EXIT	Sold out
47	✓	Allianzgi Conv & Income Fd	—	EXIT	Sold out
48	NEM	Newmont CORP	—	NEW	New buy
49	PTY	Pimco Corporate & Income Opp	—	EXIT	Sold out
50	VBTX	Veritex Holdings INC	—	EXIT	Sold out

OTA Financial Group L.P. — Q1 2019 13F Holdings

CIK: 0001317346

Total reported value

$143.2M

← Back to latest quarter

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	33.42%	—	—
2	BPYPN	Brookfield Property Partners L.P.	Stock-Other	12.66%	—	—
3	CHTR	Charter Communications Inc-a	Stock-Comm Services	10.22%	—	—
4	AABAUSD	Altaba INC	Stock-Other	4.66%	—	+192.50%
5	LSXMKUSD	Liberty Media Cor-siriusxm C	Stock-Other	3.97%	—	+7.33%
6	QTS 6.5 PERP B	Qts Realty Trust INC	Stock-Other	3.94%	—	-34.77%
7	DD	DuPont de Nemours, Inc.	Stock-Other	2.60%	—	—
8	CUZ	Cousins Properties Incorporated	Stock-Real Estate	2.30%	—	—
9	✓		Stock-Other	2.28%	—	—
10	FIS	Fidelity National Info Serv	Stock-Tech	1.98%	—	—
11	LM03	Liberty Media Cor-siriusxm A	Stock-Other	1.89%	—	-53.64%
12	PSLV	Sprott Physical Silver Trust	Stock-Other	1.81%	—	-67.00%
13	LEN-B	Lennar CORP - B Shs	Stock-Other	1.74%	—	+9.26%
14	ZION	Zions Bancorporation, National Association	Stock-Financials	1.61%	—	-3.73%
15	✓	Sprint CORP	Stock-Other	1.39%	—	+136.96%
16	FDC	First Data Corp- Class A	Stock-Other	1.34%	—	—
17	FOXA	Fox CORP - Class A	Stock-Comm Services	1.20%	—	—
18	CEF	Sprott Physical Gold And Sil	Stock-Other	1.20%	—	+83.02%
19	EXPE	Expedia Group INC	Stock-Consumer Disc	1.18%	—	—
20	EFA	Ishares Msci Eafe ETF	ETF-Other	1.07%	—	+15.30%
21	DIS	Walt Disney Co/the	Stock-Comm Services	1.04%	—	—
22	LTRPAUSD	Liberty Tripadvisor Hdg-a	Stock-Other	0.93%	—	+218.61%
23	✓	Medequities Realty Trust INC	Stock-Other	0.68%	—	—
24	✓	Rowan Companies PLC	Stock-Other	0.65%	—	—
25	QNDX	State Street SPDR Portfolio Nasdaq 100 ETF	ETF-Tech	0.61%	—	-73.25%
26	CNC	Centene CORP	Stock-Healthcare	0.52%	—	—
27	GECCUSD	Great Elm Capital CORP	Stock-Other	0.47%	—	-47.08%
28	NEM	Newmont CORP	Stock-Materials	0.46%	—	—
29	NZF	Nuveen Municipal Credit Income Fund	Stock-Other	0.45%	—	+111.54%
30	GHY	Pgim Global High Yield Fund	Stock-Other	0.33%	—	—
31	✓		Stock-Other	0.32%	—	—
32	LKSDQ	Lsc Communications INC	Stock-Other	0.29%	—	—
33	GIEQ	Goldman Sachs Data Enhanced International Equity ETF	ETF-Commodities	0.25%	—	—
34	✓	Tcf Finl CORP	Stock-Other	0.20%	—	—
35	✓	Viking Therapeutics INC	Stock-Other	0.18%	—	—
36	IIM	Invesco Value Municipal Inco	Stock-Other	0.18%	—	—

Holding changes this quarter

Position changes disclosed by OTA Financial Group L.P. for the quarter ending Q1 2019, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	AABAUSD	Altaba INC	+4%	+192.50%	Add
2	QTS 6.5 PERP B	Qts Realty Trust INC	+1.1%	-34.77%	Trim
3	✓	Sprint CORP	+1.1%	+136.96%	Add
4	LEN-B	Lennar CORP - B Shs	+1%	+9.26%	Add
5	CEF	Sprott Physical Gold And Sil	+0.8%	+83.02%	Add
6	LTRPAUSD	Liberty Tripadvisor Hdg-a	+0.8%	+218.61%	Add
7	LM03	Liberty Media Cor-siriusxm A	-0.3%	-53.64%	Trim
8	QNDX	State Street SPDR Portfolio Nasdaq 100 ETF	-0.6%	-73.25%	Trim
9	PSLV	Sprott Physical Silver Trust	-1.2%	-67.00%	Trim
10	BAC	Bank of America Corporation	—	EXIT	Sold out
11	GOOGL	Alphabet Inc-cl A	—	NEW	New buy
12	BPYPN	Brookfield Property Partners L.P.	—	NEW	New buy
13	CHTR	Charter Communications Inc-a	—	NEW	New buy
14	✓	Randgold Resources Ltd-adr	—	EXIT	Sold out
15	DD	DuPont de Nemours, Inc.	—	NEW	New buy
16	CUZ	Cousins Properties Incorporated	—	NEW	New buy
17	✓		—	NEW	New buy
18	FIS	Fidelity National Info Serv	—	NEW	New buy
19	✓	Mb Financial INC	—	EXIT	Sold out
20	PHYS	Sprott Physical Gold Trust	—	EXIT	Sold out
21	FDC	First Data Corp- Class A	—	NEW	New buy
22	CSFLUSD	Centerstate Bank CORP	—	EXIT	Sold out
23	✓	Tahoe Res INC	—	EXIT	Sold out
24	HRSEUR	L3harris Technologies INC	—	EXIT	Sold out
25	1JFD	Pimco Dynamic Credit And Mor	—	EXIT	Sold out
26	FOXA	Fox CORP - Class A	—	NEW	New buy
27	EXPE	Expedia Group INC	—	NEW	New buy
28	HES 8 02-01-19	Hess CORP	—	EXIT	Sold out
29	DIS	Walt Disney Co/the	—	NEW	New buy
30	GLIBAEUR	Gci Liberty INC - Class A	—	EXIT	Sold out
31	JPC	Nuveen Prefered & Income Opp	—	EXIT	Sold out
32	THW	Abrdn World Healthcare Fund	—	EXIT	Sold out
33	XXI	Twenty One Capital, Inc.	—	EXIT	Sold out
34	TYGEUR	Tortoise Energy Infrastruct	—	EXIT	Sold out
35	✓	Medequities Realty Trust INC	—	NEW	New buy
36	✓		—	EXIT	Sold out
37	✓	Rowan Companies PLC	—	NEW	New buy
38	WES	Western Midstream Partners, LP	—	EXIT	Sold out
39	SGOL	abrdn Physical Gold Shares ETF	—	EXIT	Sold out
40	XEXGX	Eaton Vance Tax-managed Glob	—	EXIT	Sold out
41	RDS-A	Shell Plc-spon Adr-a	—	EXIT	Sold out
42	GOF	Guggenheim Strategic Opportunities Fund	—	EXIT	Sold out
43	CNC	Centene CORP	—	NEW	New buy
44	ETJ	Eaton Vance Rsk-mgd Divers	—	EXIT	Sold out
45	✓	America Movil Sab De Cv	—	EXIT	Sold out
46	XMYDX	Blackrock Muniyield Fund	—	EXIT	Sold out
47	✓	Allianzgi Conv & Income Fd	—	EXIT	Sold out
48	NEM	Newmont CORP	—	NEW	New buy
49	PTY	Pimco Corporate & Income Opp	—	EXIT	Sold out
50	VBTX	Veritex Holdings INC	—	EXIT	Sold out