OTA Financial Group L.P. — Q4 2015 13F Holdings

Name: OTA Financial Group L.P. — 13F Holdings, Q4 2015
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001317346

Total reported value

$143.2M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	✓	Ramco-gershenson Pptys Tr	Stock-Other	10.69%	—	-30.14%
2	WMB	Williams Cos INC	Stock-Energy	9.50%	—	—
3	CI	The Cigna Group	Stock-Healthcare	8.20%	—	—
4	TMUS 5.5 12-15-17	T-mobile US INC	Stock-Comm Services	8.04%	—	—
5	✓	Time Warner Cable INC	Stock-Other	7.13%	—	-21.61%
6	USA	Liberty All-Star Equity Fund	Stock-Other	5.47%	—	—
7	✓	Array Biopharma INC	Stock-Other	4.83%	—	—
8	HE	Hawaiian Electric Inds	Stock-Utilities	3.64%	—	—
9	USA	Liberty All-Star Equity Fund	Stock-Other	3.44%	—	—
10	✓		Stock-Other	3.18%	—	—
11	✓	Alcatel-lucent	Stock-Other	3.11%	—	—
12	LBTYA	Liberty Global Ltd.	Stock-Other	2.98%	—	—
13	LBRDA	Liberty Broadband-a	Stock-Other	2.93%	—	—
14	EEM	Ishares Msci Emerging Market	ETF-Emerging Markets	2.85%	—	—
15	MT	ArcelorMittal S.A.	Stock-Other	1.93%	—	+345.18%
16	MDPUSD	Meredith CORP	Stock-Other	1.83%	—	—
17	ENB	Enbridge Inc.	Stock-Energy	1.54%	—	—
18	NFJ	Virtus Dividend, Interest & Premium Strategy Fund	Stock-Other	1.51%	—	+96.87%
19	WTW	Willis Towers Watson Public Limited Company	Stock-Financials	1.41%	—	—
20	✓	Babson Cap Glb Sht Durhgh Yl	Stock-Other	1.26%	—	—
21	VEA	Vanguard Ftse Developed ETF	ETF-Other	1.20%	—	—
22	PHYS	Sprott Physical Gold Trust	Stock-Other	1.20%	—	+68.95%
23	✓	Powershares ETF Tr Ii	ETF-Other	1.09%	—	—
24	✓	Fiduciary/claymore Mlp Oppor	Stock-Other	0.96%	—	—
25	ARNC 5.375 10-01-17 1	Alcoa INC	Stock-Other	0.95%	—	—
26	HISF	First Trust High Income Strategic Focus ETF	ETF-Other	0.91%	—	+81.13%
27	DSL	Doubleline Income Solutions	Stock-Other	0.90%	—	—
28	✓	Powershares Global ETF Trust	ETF-Other	0.89%	—	—
29	1JFD	Pimco Dynamic Credit And Mor	Stock-Other	0.89%	—	-82.85%
30	INDY	Ishares India 50 ETF	ETF-Other	0.85%	—	—
31	CII	Blackrock Enhan Lrg Cap Core	Stock-Other	0.84%	—	+4.25%
32	PRIV	State Street IG Public & Private Credit ETF	ETF-Other	0.78%	—	-24.09%
33	XEXGX	Eaton Vance Tax-managed Glob	Stock-Other	0.75%	—	—
34	VOYA	Voya Financial, Inc.	Stock-Financials	0.69%	—	-44.03%
35	NAD	Nuveen Quality Municipal Income Fund	Stock-Other	0.57%	—	—
36	BTT	Blackrock 2030 Muni Trgt Trm	Stock-Other	0.54%	—	-71.77%
37	DYN	Dynegy INC New Del	Stock-Other	0.51%	—	—

Holding changes this quarter

Position changes disclosed by OTA Financial Group L.P. for the quarter ending Q4 2015, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	✓	Ramco-gershenson Pptys Tr	+5.3%	-30.14%	Trim
2	1JFD	Pimco Dynamic Credit And Mor	-0.8%	-82.85%	Trim
3	SPY	Ss Spdr S&p 500 ETF Trust-us	—	EXIT	Sold out
4	OCR 4 06-15-33 B	Omnicare Cap Trust Ii	—	EXIT	Sold out
5	NEE 5.889 09-01-15	Nextera Energy INC	—	EXIT	Sold out
6	HA 5 03-15-16	Hawaiian Holdings INC	—	EXIT	Sold out
7	GILD 1.625 05-01-16 D	Gilead Sciences INC	—	EXIT	Sold out
8	✓	General Mtrs Co	—	EXIT	Sold out
9	✓	Directv	—	EXIT	Sold out
10	WMB	Williams Cos INC	—	NEW	New buy
11	CI	The Cigna Group	—	NEW	New buy
12	TMUS 5.5 12-15-17	T-mobile US INC	—	NEW	New buy
13	✓	Triquint Semiconductor INC	—	EXIT	Sold out
14	EPR 5.75 PERP C	Epr Properties	—	EXIT	Sold out
15	TEAM	Atlassian Corporation	—	EXIT	Sold out
16	✓	Allergan INC	—	EXIT	Sold out
17	✓	Safeway INC	—	EXIT	Sold out
18	USA	Liberty All-Star Equity Fund	—	NEW	New buy
19	RDS-A	Shell Plc-spon Adr-a	—	EXIT	Sold out
20	XAWFX	Alliancebernstein Gl Hi INC	—	EXIT	Sold out
21	✓	Array Biopharma INC	—	NEW	New buy
22	GWR 5 10-01-15	Genesee & Wyoming INC	—	EXIT	Sold out
23	✓	Wisconsin Energy CORP	—	EXIT	Sold out
24	HE	Hawaiian Electric Inds	—	NEW	New buy
25	TRIP	Tripadvisor INC	—	EXIT	Sold out
26	USA	Liberty All-Star Equity Fund	—	NEW	New buy
27	LBRDK	Liberty Broadband-c	—	EXIT	Sold out
28	✓	Safeway INC	—	EXIT	Sold out
29	CYEUR	Cypress Semiconductor CORP	—	EXIT	Sold out
30	✓	Susquehanna Bancshares INC Pa	—	EXIT	Sold out
31	✓		—	NEW	New buy
32	✓	Alcatel-lucent	—	NEW	New buy
33	IEMG	Ishares Core Msci Emerging	—	EXIT	Sold out
34	LBTYA	Liberty Global Ltd.	—	NEW	New buy
35	LBRDA	Liberty Broadband-a	—	NEW	New buy
36	EPI	Wisdomtree India Earnings	—	EXIT	Sold out
37	EEM	Ishares Msci Emerging Market	—	NEW	New buy
38	TEI	Templeton Emrg Mkts INC	—	EXIT	Sold out
39	✓	America Movil Sab De Cv	—	EXIT	Sold out
40	✓		—	EXIT	Sold out
41	GGN	Gamco Glbl Gold Ntrl Res INC	—	EXIT	Sold out
42	✓	Linn Energy LLC	—	EXIT	Sold out
43	NHC 0.8 PERP A	Natl Healthcare CORP	—	EXIT	Sold out
44	VGK	Vanguard Ftse Europe ETF	—	EXIT	Sold out
45	✓	Auxilium Pharmaceuticals	—	EXIT	Sold out
46	TMUS	T-mobile US INC	—	EXIT	Sold out
47	✓	Access Midstream Partners L	—	EXIT	Sold out
48	QQQX	Nuveen Nasdaq 100 Dyn Overwr	—	EXIT	Sold out
49	MDPUSD	Meredith CORP	—	NEW	New buy
50	XBXMX	Nuveen S&p 500 Buy-wr INC	—	EXIT	Sold out