OTA Financial Group L.P. — Q3 2018 13F Holdings

Name: OTA Financial Group L.P. — 13F Holdings, Q3 2018
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001317346

Total reported value

$143.2M

← Back to latest quarter

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	BAC	Bank of America Corporation	Stock-Financials	52.54%	—	—
2	JCPB	JPMorgan Core Plus Bond ETF	ETF-Other	7.77%	—	—
3	PSLV	Sprott Physical Silver Trust	Stock-Other	3.89%	—	—
4	CEF	Sprott Physical Gold And Sil	Stock-Other	3.72%	—	—
5	LBRDK	Liberty Broadband-c	Stock-Comm Services	3.24%	—	—
6	LM03	Liberty Media Cor-siriusxm A	Stock-Other	2.90%	—	—
7	ZION	Zions Bancorporation, National Association	Stock-Financials	1.96%	—	—
8	PHYS	Sprott Physical Gold Trust	Stock-Other	1.86%	—	—
9	LSXMKUSD	Liberty Media Cor-siriusxm C	Stock-Other	1.65%	—	—
10	XXI	Twenty One Capital, Inc.	Stock-Other	1.44%	—	—
11	Z	Zillow Group INC - C	Stock-Comm Services	1.42%	—	—
12	CADEEUR	Cadence Bancorp	Stock-Other	1.22%	—	—
13	AABAUSD	Altaba INC	Stock-Other	1.02%	—	—
14	LEN-B	Lennar CORP - B Shs	Stock-Other	0.96%	—	—
15	✓	Pnc Financial Services Group	Stock-Other	0.90%	—	—
16	PNW	Pinnacle West Capital Corporation	Stock-Utilities	0.90%	—	—
17	✓	Mb Financial INC	Stock-Other	0.79%	—	—
18	✓	Guaranty Bancorp	Stock-Other	0.78%	—	—
19	WFC	Wells Fargo & Company	Stock-Financials	0.75%	—	—
20	TRIP	Tripadvisor INC	Stock-Other	0.71%	—	—
21	✓	Convergys CORP Com	Stock-Other	0.70%	—	—
22	✓		Stock-Other	0.63%	—	—
23	✓	Tcf Finl CORP	Stock-Other	0.51%	—	—
24	NAD	Nuveen Quality Municipal Income Fund	Stock-Other	0.49%	—	—
25	✓	Sprint CORP	Stock-Other	0.47%	—	—
26	XBGYX	Blackrock Enh Intl Dvd Tr	Stock-Other	0.44%	—	—
27	NVG	Nuveen Amt-fr Muni Crdt	Stock-Other	0.39%	—	—
28	QNDX	State Street SPDR Portfolio Nasdaq 100 ETF	ETF-Tech	0.39%	—	—
29	AIG	American International Group	Stock-Financials	0.35%	—	—
30	NFJ	Virtus Dividend, Interest & Premium Strategy Fund	Stock-Other	0.34%	—	—
31	BBL	Bhp Group Plc-adr	Stock-Other	0.31%	—	—
32	✓	Gores Hldin-cw20	Stock-Other	0.29%	—	—
33	CSQ	Calamos Strat Ttl Rtrn Fnd	Stock-Other	0.29%	—	—
34	LEXEA	Liberty Expedia Hold-a	Stock-Other	0.27%	—	—
35	TFI	Ss Spdr N Ice Muni Bond ETF	ETF-Other	0.27%	—	—
36	GHY	Pgim Global High Yield Fund	Stock-Other	0.27%	—	—
37	POH3	Carnival Plc-adr	Stock-Other	0.25%	—	—
38	NZF	Nuveen Municipal Credit INC	Stock-Other	0.24%	—	—
39	SJNK	Ss Spdr Bb St Hi Yield ETF	ETF-Other	0.23%	—	—
40	✓	Ramco-gershenson Pptys Tr	Stock-Other	0.23%	—	—
41	EIDO	Ishares Msci Indonesia ETF	ETF-Other	0.23%	—	—
42	VVR	Invesco Senior Income Trust	Stock-Other	0.23%	—	—
43	EEM	Ishares Msci Emerging Market	ETF-Emerging Markets	0.18%	—	—
44	PTY	Pimco Corporate & Income Opp	Stock-Other	0.17%	—	—
45	USA	Liberty All Star Equity Fund	Stock-Other	0.17%	—	—
46	EFT	Eaton Vance Fltng Rt INC Tr	Stock-Other	0.17%	—	—
47	✓	Abeona Therapeutics INC	Stock-Other	0.15%	—	—
48	DISCKUSD	Discovery Inc-c	Stock-Other	0.12%	—	—
49	TY	Tri-continental CORP	Stock-Other	0.11%	—	—
50	XAODX	Abrdn Total Dynamic Dividend	Stock-Other	0.11%	—	—

1–50 of 56

Holding changes this quarter

Position changes disclosed by OTA Financial Group L.P. for the quarter ending Q3 2018, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	JCPB	JPMorgan Core Plus Bond ETF	+0.6%	—	Unchanged
2	PSLV	Sprott Physical Silver Trust	+0.3%	—	Unchanged
3	CEF	Sprott Physical Gold And Sil	+0.3%	—	Unchanged
4	LBRDK	Liberty Broadband-c	+0.2%	—	Unchanged
5	LM03	Liberty Media Cor-siriusxm A	+0.2%	—	Unchanged
6	PHYS	Sprott Physical Gold Trust	+0.1%	—	Unchanged
7	XXI	Twenty One Capital, Inc.	+0.1%	—	Unchanged
8	CADEEUR	Cadence Bancorp	+0.1%	—	Unchanged
9	PNW	Pinnacle West Capital Corporation	+0.1%	—	Unchanged
10	LEN-B	Lennar CORP - B Shs	+0.1%	—	Unchanged
11	AABAUSD	Altaba INC	+0.1%	—	Unchanged
12	✓	Pnc Financial Services Group	+0.1%	—	Unchanged
13	✓		+0.1%	—	Unchanged
14	TRIP	Tripadvisor INC	+0.1%	—	Unchanged
15	✓	Sprint CORP	0%	—	Unchanged
16	✓	Tcf Finl CORP	0%	—	Unchanged
17	NAD	Nuveen Quality Municipal Income Fund	0%	—	Unchanged
18	AIG	American International Group	0%	—	Unchanged
19	NVG	Nuveen Amt-fr Muni Crdt	0%	—	Unchanged
20	XBGYX	Blackrock Enh Intl Dvd Tr	0%	—	Unchanged
21	BBL	Bhp Group Plc-adr	0%	—	Unchanged
22	GHY	Pgim Global High Yield Fund	0%	—	Unchanged
23	NZF	Nuveen Municipal Credit INC	0%	—	Unchanged
24	CSQ	Calamos Strat Ttl Rtrn Fnd	0%	—	Unchanged
25	TFI	Ss Spdr N Ice Muni Bond ETF	0%	—	Unchanged
26	POH3	Carnival Plc-adr	0%	—	Unchanged
27	EIDO	Ishares Msci Indonesia ETF	0%	—	Unchanged
28	✓	Ramco-gershenson Pptys Tr	0%	—	Unchanged
29	✓	Gores Hldin-cw20	0%	—	Unchanged
30	SJNK	Ss Spdr Bb St Hi Yield ETF	0%	—	Unchanged
31	BXSY	Bexil Investment Trust	0%	—	Unchanged
32	✓	Abeona Therapeutics INC	0%	—	Unchanged
33	DISCKUSD	Discovery Inc-c	0%	—	Unchanged
34	XCIFX	Mfs Intermediate High Income	0%	—	Unchanged
35	EEM	Ishares Msci Emerging Market	0%	—	Unchanged
36	✓	Goldman Sachs Mlp Energy Ren	0%	—	Unchanged
37	EFT	Eaton Vance Fltng Rt INC Tr	0%	—	Unchanged
38	TY	Tri-continental CORP	0%	—	Unchanged
39	PTY	Pimco Corporate & Income Opp	0%	—	Unchanged
40	✓	Tcf Financial Corp-cw18	—	—	Unchanged
41	RVT	Royce Small-cap Trust INC	—	—	Unchanged
42	✓	Williams Partners LP	—	EXIT	Sold out
43	✓	Rsp Permian INC	—	EXIT	Sold out
44	KDP	Keurig Dr Pepper Inc.	—	EXIT	Sold out
45	FTR 11.125 06-29-18 A	Frontier Communications	—	EXIT	Sold out
46	✓	Tallgrass Energy Partners, LP	—	EXIT	Sold out
47	HD	The Home Depot, Inc.	—	EXIT	Sold out
48	✓	Kayne Anderson Energy Dev Co	—	EXIT	Sold out
49	✓	Ilg Inc	—	EXIT	Sold out
50	KRSP	Rice Acquisition Corporation 3	—	EXIT	Sold out