FA
Financial Architects, Inc Historical SEC 13F Holdings & Archive (Q2 2023)
Financial Architects, IncCIK: 0001416692
Diversified strategyLong-term holderSector-focused
Total reported value
$662.5M
Reporting period: 2023-06-30 · Number of holdings: 316
Financial Architects, Inc disclosed 316 holdings in its latest 13F filing for the period ending 2023-06-30, with total reported value of $662.5M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 0
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 79.88
- Diversification
- 100
- Sizing Uniformity
- —
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 0% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 316 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | Stock-Tech | 5.25% | — | +5.90% | |
| 2 | SCHB | Schwab US Broad Market ETF | ETF-Other | 4.02% | — | +0.54% | |
| 3 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 3.69% | — | +2.36% | |
| 4 | MSFT | Microsoft CORP | Stock-Tech | 3.29% | — | +64.89% | |
| 5 | JEPI | Jpmorgan Equity Premium Inco | ETF-Other | 2.96% | — | +6.80% | |
| 6 | TSLA | Tesla Inc | Stock-Consumer Disc | 2.86% | — | — | |
| 7 | USMV | Ishares Msci USA Min Vol Fac | ETF-Other | 2.45% | — | -2.74% | |
| 8 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 2.17% | — | +0.01% | |
| 9 | VCSH | Vanguard S/t CORP Bond ETF | ETF-Corp Bonds | 1.96% | — | +4.63% | |
| 10 | XLK | Ss Technology Select Sector | ETF-Tech | 1.95% | — | +1.77% | |
| 11 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 1.94% | — | -0.59% | |
| 12 | SCHZ | Schwab US Aggregate Bond ETF | ETF-Other | 1.86% | — | -1.77% | |
| 13 | COWZ | Pacer US Cash Cows 100 ETF | ETF-Other | 1.68% | — | +2.88% | |
| 14 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 1.50% | — | -2.21% | |
| 15 | SCHF | Schwab Intl Equity ETF | ETF-Other | 1.46% | — | +0.61% | |
| 16 | LVHI | Franklin International Low V | ETF-Other | 1.37% | — | +48.95% | |
| 17 | VTIP | Vanguard Short-term Tips | ETF-Other | 1.33% | — | -26.00% | |
| 18 | RPG | Invesco S&p 500 Pure Growth | ETF-Large Cap & Growth | 1.18% | — | -2.99% | |
| 19 | JEPQ | JPM Nasdaq Equity Premium | ETF-Tech | 1.17% | — | +141.65% | |
| 20 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.13% | — | -1.50% | |
| 21 | SCHM | Schwab US Mid Cap ETF | ETF-Other | 1.13% | — | +1.31% | |
| 22 | VUG | Vanguard Growth ETF | ETF-Other | 1.08% | — | +3.39% | |
| 23 | FNDX | Schwab Fndmntl US Lrg Co ETF | ETF-Other | 1.03% | — | +8.39% | |
| 24 | GLD | Spdr Gold Shares | ETF-Commodities | 0.97% | — | -2.33% | |
| 25 | PEP | Pepsico Inc | Stock-Consumer Staples | 0.92% | — | -0.61% | |
| 26 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 0.89% | — | +4.06% | |
| 27 | IXUS | Ishares Core Intl Stock ETF | ETF-Other | 0.87% | — | +0.36% | |
| 28 | SNOW | Snowflake Inc | Stock-Tech | 0.82% | — | — | |
| 29 | VYMI | Vanguard Int High Dvd Yld In | ETF-Other | 0.73% | — | +3.71% | |
| 30 | SCHG | Schwab US Large-cap Growth | ETF-Other | 0.68% | — | +0.29% | |
| 31 | SCHJ | Schwab 1-5 Yr CORP Bnd ETF | ETF-Other | 0.66% | — | +0.01% | |
| 32 | TFLO | Ishares Treasury Floating Ra | ETF-Gov Bonds | 0.65% | — | -4.40% | |
| 33 | FLRN | Ss Spdr Bb Ig Float Rt ETF | ETF-Other | 0.65% | — | -8.74% | |
| 34 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.63% | — | +5.12% | |
| 35 | MDB | Mongodb Inc | Stock-Tech | 0.62% | — | — | |
| 36 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.62% | — | +8.44% | |
| 37 | PFFD | Global X US Preferred ETF | ETF-Other | 0.58% | — | +1.47% | |
| 38 | POCT | Innovator U.s. Equity Power | ETF-Other | 0.57% | — | -1.66% | |
| 39 | BCE | Bce Inc | Stock-Comm Services | 0.57% | — | -1.03% | |
| 40 | SCHY | Schwab International Dvd ETF | ETF-Other | 0.55% | — | -1.40% | |
| 41 | V | Visa Inc-class A Shares | Stock-Financials | 0.55% | — | +0.44% | |
| 42 | EFAV | Ishares Msci Eafe Min Vol Fa | ETF-Other | 0.54% | — | -11.02% | |
| 43 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.52% | — | +2.17% | |
| 44 | SRLN | Ss Blackstone Sr Loan ETF | ETF-Other | 0.52% | — | -3.75% | |
| 45 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.51% | — | +3.89% | |
| 46 | DVY | Ishares Select Dividend ETF | ETF-Other | 0.48% | — | -0.38% | |
| 47 | ABBV | Abbvie Inc | Stock-Healthcare | 0.47% | — | -1.16% | |
| 48 | MUB | Ishares National Muni Bond E | ETF-Other | 0.47% | — | +6.62% | |
| 49 | PLTR | Palantir Technologies Inc-a | Stock-Tech | 0.47% | — | — | |
| 50 | BX | Blackstone Inc | Stock-Financials | 0.46% | — | -2.91% |
1–50 of 200
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Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Portfolio Performance
Performance for Q3 2026
+3.1%
Performance Last 4 Quarters
+18.4%
- Stdev
- +10.6%
- Beta
- +0.77
- Alpha
- +1.5%
- Max Drawdown
- -5.3%
- Annualized Perf
- +17.6%
- Batting Avg vs S&P
- +44.4%
- Sortino
- +3.33
- Stutzer
- +0.46
- Treynor
- +0.22
- Sterling
- +1.23
- Calmar
- +3.33
- Information Ratio
- -0.66
- Tracking Error
- +4.7%
- Stdev Down
- +5.1%
- Winning Months %
- +69.4%
- Losing Months %
- +30.6%
- Best 12 Months
- +26.7%
- Worst 12 Months
- +9.7%
- Efficiency Ratio
- +0.62
- Sharpe
- +1.59
- Stdev Sectors
- +13.1%
- Skewness
- -0.09
- Kurtosis
- -0.58
- Upside Potential
- +4.97
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2023 Q2 | 316 | $662.5M | 0 | ||
| 2023 Q1 | 311 | $622.9M | 0 | ||
| 2022 Q4 | 322 | $602.5M | 0 | ||
| 2022 Q3 | 309 | $572.7M | 0 | ||
| 2022 Q2 | 57 | $78.6M | 0 | ||
| 2022 Q1 | 328 | $697.9M | 0 | ||
| 2021 Q4 | 334 | $739.7M | 0 | ||
| 2021 Q3 | 323 | $688.5M | 0 | ||
| 2021 Q2 | 335 | $694.0M | 96 | ||
| 2021 Q1 | 328 | $638.2M | 25 | ||
| 2020 Q4 | 299 | $540.6M | 27 | ||
| 2020 Q3 | 274 | $453.5M | 19 | ||
| 2020 Q2 | 855 | $434.7M | 28 | ||
| 2020 Q1 | 858 | $365.2M | 33 | ||
| 2019 Q4 | 909 | $463.1M | 16 | ||
| 2019 Q3 | 1003 | $428.2M | 33 | ||
| 2019 Q2 | 1191 | $536.0M | 22 | ||
| 2019 Q1 | 1867 | $587.5M | 18 | ||
| 2018 Q4 | 1730 | $521.8M | 25 | ||
| 2018 Q3 | 1822 | $613.7M | 15 | ||
| 2018 Q2 | 1739 | $559.9M | 27 | ||
| 2018 Q1 | 1788 | $512.1M | 29 | ||
| 2017 Q4 | 1930 | $599.3M | 17 | ||
| 2017 Q3 | 1882 | $561.9M | 17 | ||
| 2017 Q2 | 1933 | $557.7M | 23 | ||
| 2017 Q1 | 1991 | $564.3M | 36 | ||
| 2016 Q4 | 1788 | $425.8M | 28 | ||
| 2016 Q3 | 1876 | $372.5M | 16 | ||
| 2016 Q2 | 1855 | $354.6M | 29 | ||
| 2016 Q1 | 1189 | $279.8M | 25 | ||
| 2015 Q4 | 215 | $249.6M | 24 | ||
| 2015 Q3 | 205 | $236.9M | 33 | ||
| 2015 Q2 | 1259 | $278.3M | 21 | ||
| 2015 Q1 | 925 | $258.1M | 25 | ||
| 2014 Q4 | 954 | $228.9M | 36 | ||
| 2014 Q3 | 909 | $204.1M | 26 | ||
| 2014 Q2 | 938 | $207.2M | 23 | ||
| 2014 Q1 | 150 | $167.3M | 16 | ||
| 2013 Q4 | 152 | $170.9M | 41 | ||
| 2013 Q3 | 751 | $154.8M | 19 | ||
| 2013 Q2 | 644 | $136.0M | 0 |
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
Filing History
FAQ
What is Financial Architects, Inc and what type of investor is it?
Financial Architects, Inc is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2023-06-30), the firm manages a tracked equity portfolio valued at approximately $662.5M, spread across 316 disclosed positions.
What are Financial Architects, Inc's largest equity positions?
Based on the latest 13F filing, Financial Architects, Inc's top holdings by market value are:
1. Apple Inc (AAPL) — $34.8M (5.3%)
2. Schwab US Broad Market ETF (SCHB) — $26.6M (4.0%)
3. Schwab US Dvd Equity ETF (SCHD) — $24.5M (3.7%)
4. Microsoft CORP (MSFT) — $21.8M (3.3%)
5. Jpmorgan Equity Premium Inco (JEPI) — $19.6M (3.0%)
What changes did Financial Architects, Inc make in its most recent portfolio filing?
No notable portfolio changes were recorded for Financial Architects, Inc in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does Financial Architects, Inc focus on?
Financial Architects, Inc is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 45.8%
• Consumer Discretionary: 16.7%
• Health Care: 10.9%
• Communication Services: 8.3%
• Consumer Staples: 7.1%
• Financials: 6.1%
Investment Profile
Financial Architects, Inc returned an annualized 17.6% over the trailing 36 months — outperforming the S&P 500 by 1.5 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.77 (less volatile than the market) and a 44% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 45.8% of the portfolio concentrated in Information Technology.
Its concentration score has fallen from 42 to 0 over the past 4 quarters — a shift toward broader diversification.
It has added to its AAPL position over the past two quarters (+$12.6M, now $34.8M), while trimming VTIP over the same stretch (-$8.0M, still holding $8.8M).
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Developer Access
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