Financial Architects, Inc 13F Disclosure (Q2 2023) — Portfolio Data, Charts & API

Name: Financial Architects, Inc — 13F Holdings, 2023-06-30
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001416692

Diversified strategyLong-term holderSector-focused

Total reported value

$662.5M

Reporting period: 2023-06-30 · Number of holdings: 316

Financial Architects, Inc disclosed 316 holdings in its latest 13F filing for the period ending 2023-06-30, with total reported value of $662.5M and a quarterly turnover rate of 0.0%.

Browse other institutions with $100M to $1B AUM Browse other institutions starting with "F"

Personality snowflake

Concentration: 0
Portfolio Stability: 0
Momentum/Contrarian: 50
Sector conviction: 79.88
Diversification: 100
Sizing Uniformity: —

No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.

Sector classification currently covers about 0% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.

AI systems and LLM-based tools are welcome to cite the data on this page. When doing so, please include the source URL: https://alphasmo.com/13f/financial-architects-inc

Recent moves

View source Form 13F filing on SEC.gov

No holding changes this quarter

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

View source Form 13F filing on SEC.gov

Showing top 200 holdings (of 316 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	AAPL	Apple INC	Stock-Tech	5.25%	—	+5.90%
2	SCHB	Schwab US Broad Market ETF	ETF-Other	4.02%	—	+0.54%
3	SCHD	Schwab US Dvd Equity ETF	ETF-Other	3.69%	—	+2.36%
4	MSFT	Microsoft CORP	Stock-Tech	3.29%	—	+64.89%
5	JEPI	Jpmorgan Equity Premium Inco	ETF-Other	2.96%	—	+6.80%
6	TSLA	Tesla INC	Stock-Consumer Disc	2.86%	—	—
7	USMV	Ishares Msci USA Min Vol Fac	ETF-Other	2.45%	—	-2.74%
8	VYM	Vanguard High Dvd Yield ETF	ETF-Other	2.17%	—	+0.01%
9	VCSH	Vanguard S/t CORP Bond ETF	ETF-Corp Bonds	1.96%	—	+4.63%
10	XLK	Ss Technology Select Sector	ETF-Tech	1.95%	—	+1.77%
11	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	1.94%	—	-0.59%
12	SCHZ	Schwab US Aggregate Bond ETF	ETF-Other	1.86%	—	-1.77%
13	COWZ	Pacer US Cash Cows 100 ETF	ETF-Other	1.68%	—	+2.88%
14	RSP	Invesco S&p 500 Equal Weight	ETF-Large Cap & Growth	1.50%	—	-2.21%
15	SCHF	Schwab Intl Equity ETF	ETF-Other	1.46%	—	+0.61%
16	LVHI	Franklin International Low V	ETF-Other	1.37%	—	+48.95%
17	VTIP	Vanguard Short-term Tips	ETF-Other	1.33%	—	-26.00%
18	RPG	Invesco S&p 500 Pure Growth	ETF-Large Cap & Growth	1.18%	—	-2.99%
19	JEPQ	JPM Nasdaq Equity Premium	ETF-Tech	1.17%	—	+141.65%
20	JNJ	Johnson & Johnson	Stock-Healthcare	1.13%	—	-1.50%
21	SCHM	Schwab US Mid Cap ETF	ETF-Other	1.13%	—	+1.31%
22	VUG	Vanguard Growth ETF	ETF-Other	1.08%	—	+3.39%
23	FNDX	Schwab Fndmntl US Lrg Co ETF	ETF-Other	1.03%	—	+8.39%
24	GLD	Spdr Gold Shares	ETF-Commodities	0.97%	—	-2.33%
25	PEP	Pepsico INC	Stock-Consumer Staples	0.92%	—	-0.61%
26	VIG	Vanguard Dividend Apprec ETF	ETF-Other	0.89%	—	+4.06%
27	IXUS	Ishares Core Intl Stock ETF	ETF-Other	0.87%	—	+0.36%
28	SNOW	Snowflake INC	Stock-Tech	0.82%	—	—
29	VYMI	Vanguard Int High Dvd Yld In	ETF-Other	0.73%	—	+3.71%
30	SCHG	Schwab US Large-cap Growth	ETF-Other	0.68%	—	+0.29%
31	SCHJ	Schwab 1-5 Yr CORP Bnd ETF	ETF-Other	0.66%	—	+0.01%
32	TFLO	Ishares Treasury Floating Ra	ETF-Gov Bonds	0.65%	—	-4.40%
33	FLRN	Ss Spdr Bb Ig Float Rt ETF	ETF-Other	0.65%	—	-8.74%
34	META	Meta Platforms Inc-class A	Stock-Comm Services	0.63%	—	+5.12%
35	MDB	Mongodb INC	Stock-Tech	0.62%	—	—
36	AMZN	Amazon.com INC	Stock-Consumer Disc	0.62%	—	+8.44%
37	PFFD	Global X US Preferred ETF	ETF-Other	0.58%	—	+1.47%
38	POCT	Innovator U.s. Equity Power	ETF-Other	0.57%	—	-1.66%
39	BCE	Bce INC	Stock-Comm Services	0.57%	—	-1.03%
40	SCHY	Schwab International Dvd ETF	ETF-Other	0.55%	—	-1.40%
41	V	Visa Inc-class A Shares	Stock-Financials	0.55%	—	+0.44%
42	EFAV	Ishares Msci Eafe Min Vol Fa	ETF-Other	0.54%	—	-11.02%
43	GOOG	Alphabet Inc-cl C	Stock-Comm Services	0.52%	—	+2.17%
44	SRLN	Ss Blackstone Sr Loan ETF	ETF-Other	0.52%	—	-3.75%
45	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.51%	—	+3.89%
46	DVY	Ishares Select Dividend ETF	ETF-Other	0.48%	—	-0.38%
47	ABBV	Abbvie INC	Stock-Healthcare	0.47%	—	-1.16%
48	MUB	Ishares National Muni Bond E	ETF-Other	0.47%	—	+6.62%
49	PLTR	Palantir Technologies Inc-a	Stock-Tech	0.47%	—	—
50	BX	Blackstone INC	Stock-Financials	0.46%	—	-2.91%

1–50 of 200

Portfolio Performance

Performance for Q3 2026

+3.5%

Performance Last 4 Quarters

+17.3%

Based on 75% of reported portfolio value with available pricing

Stdev: +10%
Beta: +0.72
Alpha: +1.8%
Max Drawdown: -5.5%
Annualized Perf: +15.7%
Batting Avg vs S&P: +47.2%
Sortino: +3.06
Stutzer: +0.44
Treynor: +0.21
Sterling: +1.09
Calmar: +2.85
Information Ratio: -0.69
Tracking Error: +4.8%
Stdev Down: +4.9%
Winning Months %: +72.2%
Losing Months %: +27.8%
Best 12 Months: +27.8%
Worst 12 Months: +11.1%
Efficiency Ratio: +0.58
Sharpe: +1.52
Stdev Sectors: +13.1%
Skewness: -0.12
Kurtosis: -0.57
Upside Potential: +4.71

Reported value over time

Sector allocation

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2023 Q2	316	$662.5M	0	1AAPL 2SCHB 3SCHD Top holdings2023 Q2 1.AAPL 2.SCHB 3.SCHD 4.MSFT 5.JEPI 6.TSLA 7.USMV 8.VYM 9.VCSH 10.XLK
2023 Q1	311	$622.9M	0	1AAPL 2SCHB 3SCHD Top holdings2023 Q1 1.AAPL 2.SCHB 3.SCHD 4.JEPI 5.USMV 6.TSLA 7.VYM 8.SCHZ 9.IJR 10.VCSH
2022 Q4	322	$602.5M	0	1SCHD 2SCHB 3AAPL Top holdings2022 Q4 1.SCHD 2.SCHB 3.AAPL 4.JEPI 5.VTIP 6.USMV 7.VYM 8.SCHZ 9.IJR 10.VCSH
2022 Q3	309	$572.7M	0	1AAPL 2SCHB 3VTIP Top holdings2022 Q3 1.AAPL 2.SCHB 3.VTIP 4.SCHD 5.TSLA 6.USMV 7.JEPI 8.VYM 9.VCSH 10.SCHZ
2022 Q2	57	$78.6M	0	1AAPL 2BCE 3ABBV Top holdings2022 Q2 1.AAPL 2.BCE 3.ABBV 4.GOOG 5.AMZN 6.GOOGL 7.BX 8.GAA 9.BTAL 10.SWAN
2022 Q1	328	$697.9M	0	1SCHB 2AAPL 3TSLA Top holdings2022 Q1 1.SCHB 2.AAPL 3.TSLA 4.SCHD 5.VTIP 6.USMV 7.IJR 8.VYM 9.SCHZ 10.VCSH
2021 Q4	334	$739.7M	0	1SCHB 2AAPL 3TSLA Top holdings2021 Q4 1.SCHB 2.AAPL 3.TSLA 4.USMV 5.SCHD 6.VTIP 7.XLK 8.IJR 9.SCHZ 10.VCSH
2021 Q3	323	$688.5M	0	1SCHB 2AAPL 3USMV Top holdings2021 Q3 1.SCHB 2.AAPL 3.USMV 4.TSLA 5.SCHD 6.VCSH 7.VTIP 8.SCHZ 9.IJR 10.XLK
2021 Q2	335	$694.0M	96	1SCHB 2AAPL 3USMV Top holdings2021 Q2 1.SCHB 2.AAPL 3.USMV 4.ZM 5.IJR 6.SCHD 7.TSLA 8.VCSH 9.VTIP 10.SCHZ
2021 Q1	328	$638.2M	25	1SCHB 2AAPL 3USMV Top holdings2021 Q1 1.SCHB 2.AAPL 3.USMV 4.IJR 5.TSLA 6.SCHD 7.SCHZ 8.ZM 9.VCSH 10.VTIP
2020 Q4	299	$540.6M	27	1SCHB 2AAPL 3USMV Top holdings2020 Q4 1.SCHB 2.AAPL 3.USMV 4.SCHZ 5.IJR 6.VCSH 7.XLK 8.ZM 9.SCHD 10.RPG
2020 Q3	274	$453.5M	19	1USMV 2SCHB 3AAPL Top holdings2020 Q3 1.USMV 2.SCHB 3.AAPL 4.SCHZ 5.VCSH 6.EFAV 7.XLK 8.RPG 9.IJR 10.RSP
2020 Q2	855	$434.7M	28	1USMV 2SCHB 3AAPL Top holdings2020 Q2 1.USMV 2.SCHB 3.AAPL 4.SCHZ 5.EFAV 6.RPG 7.IJR 8.RSP 9.XLK 10.SCHF
2020 Q1	858	$365.2M	33	1USMV 2SCHB 3SCHZ Top holdings2020 Q1 1.USMV 2.SCHB 3.SCHZ 4.AAPL 5.EFAV 6.RSP 7.IJR 8.RPG 9.SCHF 10.VYM
2019 Q4	909	$463.1M	16	1SCHB 2USMV 3RSP Top holdings2019 Q4 1.SCHB 2.USMV 3.RSP 4.IJR 5.SCHZ 6.AAPL 7.EFAV 8.RPG 9.SCHF 10.RPV
2019 Q3	1003	$428.2M	33	1SCHB 2USMV 3RSP Top holdings2019 Q3 1.SCHB 2.USMV 3.RSP 4.IJR 5.SCHZ 6.RPG 7.EFAV 8.SCHF 9.AAPL 10.RPV
2019 Q2	1191	$536.0M	22	1BRK-B 2SCHB 3USMV Top holdings2019 Q2 1.BRK-B 2.SCHB 3.USMV 4.RSP 5.IJR 6.MDY 7.RPG 8.XLF 9.EFAV 10.SCHF
2019 Q1	1867	$587.5M	18	1BRK-B 2SCHB 3JPM Top holdings2019 Q1 1.BRK-B 2.SCHB 3.JPM 4.RSP 5.USMV 6.XLF 7.MDY 8.IJR 9.RPG 10.WFC
2018 Q4	1730	$521.8M	25	1BRK-B 2JPM 3SCHB Top holdings2018 Q4 1.BRK-B 2.JPM 3.SCHB 4.RSP 5.XLF 6.USMV 7.MDY 8.IJR 9.RPG 10.WFC
2018 Q3	1822	$613.7M	15	1BRK-B 2JPM 3RSP Top holdings2018 Q3 1.BRK-B 2.JPM 3.RSP 4.SCHB 5.XLF 6.IJR 7.MDY 8.RPG 9.SCHF 10.RPV
2018 Q2	1739	$559.9M	27	1BRK-B 2RSP 3JPM Top holdings2018 Q2 1.BRK-B 2.RSP 3.JPM 4.SCHB 5.XLF 6.MDY 7.IJR 8.RPG 9.SCHF 10.RPV
2018 Q1	1788	$512.1M	29	1BRK-B 2JPM 3XLF Top holdings2018 Q1 1.BRK-B 2.JPM 3.XLF 4.SCHB 5.MDY 6.IJR 7.SCHF 8.SCHZ 9.WFC 10.USMV
2017 Q4	1930	$599.3M	17	1BRK-B 2JPM 3SCHD Top holdings2017 Q4 1.BRK-B 2.JPM 3.SCHD 4.XLF 5.MDY 6.SCHB 7.WFC 8.IJR 9.78355W 10.78355W
2017 Q3	1882	$561.9M	17	1BRK-B 2SCHD 3JPM Top holdings2017 Q3 1.BRK-B 2.SCHD 3.JPM 4.XLF 5.MDY 6.SCHB 7.IJR 8.78355W 9.WFC 10.SCHF
2017 Q2	1933	$557.7M	23	1BRK-B 2MU 3SCHD Top holdings2017 Q2 1.BRK-B 2.MU 3.SCHD 4.JPM 5.XLF 6.MDY 7.WFC 8.SCHB 9.78355W 10.78355W
2017 Q1	1991	$564.3M	36	1BRK-B 2SCHD 3JPM Top holdings2017 Q1 1.BRK-B 2.SCHD 3.JPM 4.SCHB 5.XLF 6.MDY 7.IJR 8.78355W 9.MUB 10.WFC
2016 Q4	1788	$425.8M	28	1SCHD 2IJR378355W Top holdings2016 Q4 1.SCHD 2.IJR 3.78355W 4.MUB 5.SCHB 6.VYM 7.78355W 8.78355W 9.SCHF 10.USMV
2016 Q3	1876	$372.5M	16	1SCHD278355W3SCHF Top holdings2016 Q3 1.SCHD 2.78355W 3.SCHF 4.78355W 5.IJR 6.SCHZ 7.78355W 8.AAPL 9.JNJ 10.AEP
2016 Q2	1855	$354.6M	29	1SCHD278355W378355W Top holdings2016 Q2 1.SCHD 2.78355W 3.78355W 4.IJR 5.JNJ 6.SCHF 7.78355W 8.78355W 9.AEP 10.SCHZ
2016 Q1	1189	$279.8M	25	1SCHD278355W378355W Top holdings2016 Q1 1.SCHD 2.78355W 3.78355W 4.SCHF 5.IJR 6.78355W 7.AEP 8.78355W 9.AAPL 10.SCHB
2015 Q4	215	$249.6M	24	1SCHD278355W378355W Top holdings2015 Q4 1.SCHD 2.78355W 3.78355W 4.SCHF 5.IJR 6.78355W 7.AEP 8.78355W 9.AAPL 10.SCHB
2015 Q3	205	$236.9M	33	1SCHD 2GAA378355W Top holdings2015 Q3 1.SCHD 2.GAA 3.78355W 4.78355W 5.SCHF 6.IJR 7.AAPL 8.78355W 9.AEP 10.BSGT
2015 Q2	1259	$278.3M	21	1SCHD278355W3GAA Top holdings2015 Q2 1.SCHD 2.78355W 3.GAA 4.78355W 5.SCHF 6.IJR 7.BSGT 8.AAPL 9.AEP 10.78355W
2015 Q1	925	$258.1M	25	1SCHD278355W378355W Top holdings2015 Q1 1.SCHD 2.78355W 3.78355W 4.IJR 5.GAA 6.BSGT 7.AAPL 8.AEP 9.78355W 10.BRK-B
2014 Q4	954	$228.9M	36	1SCHD278355W378355W Top holdings2014 Q4 1.SCHD 2.78355W 3.78355W 4.IJR 5.BSGT 6.AEP 7.BRK-B 8.AAPL 9.JNJ 10.SDIVEUR
2014 Q3	909	$204.1M	26	1SCHD278355W378355W Top holdings2014 Q3 1.SCHD 2.78355W 3.78355W 4.IJR 5.BSGT 6.BRK-B 7.AEP 8.AAPL 9.SDIVEUR 10.JNJ
2014 Q2	938	$207.2M	23	1SCHD278355W378355W Top holdings2014 Q2 1.SCHD 2.78355W 3.78355W 4.IJR 5.BSGT 6.AEP 7.SDIVEUR 8.AAPL 9.BRK-B 10.JNJ
2014 Q1	150	$167.3M	16	178355W2SCHD378355W Top holdings2014 Q1 1.78355W 2.SCHD 3.78355W 4.IJR 5.BSGT 6.AEP 7.SDIVEUR 8.BRK-B 9.AAPL 10.JNJ
2013 Q4	152	$170.9M	41	178355W2SCHD378355W Top holdings2013 Q4 1.78355W 2.SCHD 3.78355W 4.IJR 5.SDIVEUR 6.AEP 7.BSGT 8.AAPL 9.DEM 10.JNJ
2013 Q3	751	$154.8M	19	178355W2SCHD378355W Top holdings2013 Q3 1.78355W 2.SCHD 3.78355W 4.IJR 5.SDIVEUR 6.DEM 7.AEP 8.BSGT 9.BRK-B 10.DVY
2013 Q2	644	$136.0M	0	1SCHD278355W378355W Top holdings2013 Q2 1.SCHD 2.78355W 3.78355W 4.SDIVEUR 5.DEM 6.IJR 7.AEP 8.BRK-B 9.DVY 10.JNJ

Holding changes this quarter

View source Form 13F filing on SEC.gov

Position changes disclosed by Financial Architects, Inc for the quarter ending 2023-06-30, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action

Filing History

Period	Filed	Type	EDGAR
2023 Q2	2023-08-10	13F-HR	View on EDGAR
2023 Q1	2023-05-12	13F-HR	View on EDGAR
2022 Q4	2023-02-07	13F-HR	View on EDGAR
2022 Q3	2022-11-14	13F-HR	View on EDGAR
2022 Q2	2022-08-11	13F-HR	View on EDGAR
2022 Q1	2022-05-05	13F-HR	View on EDGAR
2021 Q4	2022-02-14	13F-HR	View on EDGAR
2021 Q3	2021-11-12	13F-HR	View on EDGAR
2021 Q2	2021-08-10	13F-HR	View on EDGAR
2021 Q1	2021-05-17	13F-HR	View on EDGAR
2020 Q4	2021-02-17	13F-HR	View on EDGAR
2020 Q3	2020-11-09	13F-HR	View on EDGAR
2020 Q2	2020-08-11	13F-HR	View on EDGAR
2020 Q1	2020-05-07	13F-HR	View on EDGAR
2019 Q4	2020-02-14	13F-HR	View on EDGAR
2019 Q3	2019-11-06	13F-HR	View on EDGAR
2019 Q2	2019-08-14	13F-HR	View on EDGAR
2019 Q1	2019-05-13	Amendment	View on EDGAR
2019 Q1	2019-05-03	13F-HR	View on EDGAR
2018 Q4	2019-02-01	13F-HR	View on EDGAR
2018 Q3	2018-10-29	13F-HR	View on EDGAR
2018 Q2	2018-08-03	13F-HR	View on EDGAR
2018 Q1	2018-04-23	13F-HR	View on EDGAR
2017 Q4	2018-02-12	13F-HR	View on EDGAR
2017 Q3	2017-11-01	Amendment	View on EDGAR
2017 Q3	2017-10-23	13F-HR	View on EDGAR
2017 Q2	2017-07-21	13F-HR	View on EDGAR
2017 Q1	2017-04-26	13F-HR	View on EDGAR
2016 Q4	2017-02-06	13F-HR	View on EDGAR
2016 Q3	2016-10-28	13F-HR	View on EDGAR
2016 Q2	2016-07-25	13F-HR	View on EDGAR
2016 Q1	2016-05-09	13F-HR	View on EDGAR
2015 Q4	2016-02-16	13F-HR	View on EDGAR
2015 Q3	2015-11-13	13F-HR	View on EDGAR
2015 Q2	2015-08-05	13F-HR	View on EDGAR
2015 Q1	2015-04-30	13F-HR	View on EDGAR
2014 Q4	2015-02-03	13F-HR	View on EDGAR
2014 Q3	2014-10-24	13F-HR	View on EDGAR
2014 Q2	2014-08-06	13F-HR	View on EDGAR
2014 Q1	2014-04-30	13F-HR	View on EDGAR
2013 Q4	2014-02-07	13F-HR	View on EDGAR
2013 Q3	2013-12-04	Amendment	View on EDGAR
2013 Q3	2013-12-02	Amendment	View on EDGAR
2013 Q3	2013-11-25	13F-HR	View on EDGAR
2013 Q2	2013-08-06	13F-HR	View on EDGAR

FAQ

What is Financial Architects, Inc and what type of investor is it?

Financial Architects, Inc is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2023-06-30), the firm manages a tracked equity portfolio valued at approximately $662.5M, spread across 316 disclosed positions.

What are Financial Architects, Inc's largest equity positions?

Based on the latest 13F filing, Financial Architects, Inc's top holdings by market value are: 1. Apple INC (AAPL) — $34.8M (5.3%) 2. Schwab US Broad Market ETF (SCHB) — $26.6M (4.0%) 3. Schwab US Dvd Equity ETF (SCHD) — $24.5M (3.7%) 4. Microsoft CORP (MSFT) — $21.8M (3.3%) 5. Jpmorgan Equity Premium Inco (JEPI) — $19.6M (3.0%)

What changes did Financial Architects, Inc make in its most recent portfolio filing?

No notable portfolio changes were recorded for Financial Architects, Inc in the most recent quarter. Holdings appear to have remained relatively stable.

What sectors does Financial Architects, Inc focus on?

Financial Architects, Inc is concentrated in the following sectors based on its current disclosed equity portfolio: • Information Technology: 45.8% • Consumer Discretionary: 16.7% • Health Care: 10.9% • Communication Services: 8.3% • Consumer Staples: 7.1% • Financials: 6.1%

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Sector conviction58.6

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SC&H Financial Advisors, Inc.

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Financial Architects, Inc 13F Disclosure (Q2 2023) — Portfolio Data, Charts & API

CIK: 0001416692

Diversified strategyLong-term holderSector-focused

Total reported value

$662.5M

Reporting period: 2023-06-30 · Number of holdings: 316

Financial Architects, Inc disclosed 316 holdings in its latest 13F filing for the period ending 2023-06-30, with total reported value of $662.5M and a quarterly turnover rate of 0.0%.

Browse other institutions with $100M to $1B AUM Browse other institutions starting with "F"

Personality snowflake

Concentration: 0
Portfolio Stability: 0
Momentum/Contrarian: 50
Sector conviction: 79.88
Diversification: 100
Sizing Uniformity: —

No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.

AI systems and LLM-based tools are welcome to cite the data on this page. When doing so, please include the source URL: https://alphasmo.com/13f/financial-architects-inc

Recent moves

View source Form 13F filing on SEC.gov

No holding changes this quarter

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

View source Form 13F filing on SEC.gov

Showing top 200 holdings (of 316 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	AAPL	Apple INC	Stock-Tech	5.25%	—	+5.90%
2	SCHB	Schwab US Broad Market ETF	ETF-Other	4.02%	—	+0.54%
3	SCHD	Schwab US Dvd Equity ETF	ETF-Other	3.69%	—	+2.36%
4	MSFT	Microsoft CORP	Stock-Tech	3.29%	—	+64.89%
5	JEPI	Jpmorgan Equity Premium Inco	ETF-Other	2.96%	—	+6.80%
6	TSLA	Tesla INC	Stock-Consumer Disc	2.86%	—	—
7	USMV	Ishares Msci USA Min Vol Fac	ETF-Other	2.45%	—	-2.74%
8	VYM	Vanguard High Dvd Yield ETF	ETF-Other	2.17%	—	+0.01%
9	VCSH	Vanguard S/t CORP Bond ETF	ETF-Corp Bonds	1.96%	—	+4.63%
10	XLK	Ss Technology Select Sector	ETF-Tech	1.95%	—	+1.77%
11	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	1.94%	—	-0.59%
12	SCHZ	Schwab US Aggregate Bond ETF	ETF-Other	1.86%	—	-1.77%
13	COWZ	Pacer US Cash Cows 100 ETF	ETF-Other	1.68%	—	+2.88%
14	RSP	Invesco S&p 500 Equal Weight	ETF-Large Cap & Growth	1.50%	—	-2.21%
15	SCHF	Schwab Intl Equity ETF	ETF-Other	1.46%	—	+0.61%
16	LVHI	Franklin International Low V	ETF-Other	1.37%	—	+48.95%
17	VTIP	Vanguard Short-term Tips	ETF-Other	1.33%	—	-26.00%
18	RPG	Invesco S&p 500 Pure Growth	ETF-Large Cap & Growth	1.18%	—	-2.99%
19	JEPQ	JPM Nasdaq Equity Premium	ETF-Tech	1.17%	—	+141.65%
20	JNJ	Johnson & Johnson	Stock-Healthcare	1.13%	—	-1.50%
21	SCHM	Schwab US Mid Cap ETF	ETF-Other	1.13%	—	+1.31%
22	VUG	Vanguard Growth ETF	ETF-Other	1.08%	—	+3.39%
23	FNDX	Schwab Fndmntl US Lrg Co ETF	ETF-Other	1.03%	—	+8.39%
24	GLD	Spdr Gold Shares	ETF-Commodities	0.97%	—	-2.33%
25	PEP	Pepsico INC	Stock-Consumer Staples	0.92%	—	-0.61%
26	VIG	Vanguard Dividend Apprec ETF	ETF-Other	0.89%	—	+4.06%
27	IXUS	Ishares Core Intl Stock ETF	ETF-Other	0.87%	—	+0.36%
28	SNOW	Snowflake INC	Stock-Tech	0.82%	—	—
29	VYMI	Vanguard Int High Dvd Yld In	ETF-Other	0.73%	—	+3.71%
30	SCHG	Schwab US Large-cap Growth	ETF-Other	0.68%	—	+0.29%
31	SCHJ	Schwab 1-5 Yr CORP Bnd ETF	ETF-Other	0.66%	—	+0.01%
32	TFLO	Ishares Treasury Floating Ra	ETF-Gov Bonds	0.65%	—	-4.40%
33	FLRN	Ss Spdr Bb Ig Float Rt ETF	ETF-Other	0.65%	—	-8.74%
34	META	Meta Platforms Inc-class A	Stock-Comm Services	0.63%	—	+5.12%
35	MDB	Mongodb INC	Stock-Tech	0.62%	—	—
36	AMZN	Amazon.com INC	Stock-Consumer Disc	0.62%	—	+8.44%
37	PFFD	Global X US Preferred ETF	ETF-Other	0.58%	—	+1.47%
38	POCT	Innovator U.s. Equity Power	ETF-Other	0.57%	—	-1.66%
39	BCE	Bce INC	Stock-Comm Services	0.57%	—	-1.03%
40	SCHY	Schwab International Dvd ETF	ETF-Other	0.55%	—	-1.40%
41	V	Visa Inc-class A Shares	Stock-Financials	0.55%	—	+0.44%
42	EFAV	Ishares Msci Eafe Min Vol Fa	ETF-Other	0.54%	—	-11.02%
43	GOOG	Alphabet Inc-cl C	Stock-Comm Services	0.52%	—	+2.17%
44	SRLN	Ss Blackstone Sr Loan ETF	ETF-Other	0.52%	—	-3.75%
45	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.51%	—	+3.89%
46	DVY	Ishares Select Dividend ETF	ETF-Other	0.48%	—	-0.38%
47	ABBV	Abbvie INC	Stock-Healthcare	0.47%	—	-1.16%
48	MUB	Ishares National Muni Bond E	ETF-Other	0.47%	—	+6.62%
49	PLTR	Palantir Technologies Inc-a	Stock-Tech	0.47%	—	—
50	BX	Blackstone INC	Stock-Financials	0.46%	—	-2.91%

1–50 of 200

Portfolio Performance

Performance for Q3 2026

+3.5%

Performance Last 4 Quarters

+17.3%

Based on 75% of reported portfolio value with available pricing

Stdev: +10%
Beta: +0.72
Alpha: +1.8%
Max Drawdown: -5.5%
Annualized Perf: +15.7%
Batting Avg vs S&P: +47.2%
Sortino: +3.06
Stutzer: +0.44
Treynor: +0.21
Sterling: +1.09
Calmar: +2.85
Information Ratio: -0.69
Tracking Error: +4.8%
Stdev Down: +4.9%
Winning Months %: +72.2%
Losing Months %: +27.8%
Best 12 Months: +27.8%
Worst 12 Months: +11.1%
Efficiency Ratio: +0.58
Sharpe: +1.52
Stdev Sectors: +13.1%
Skewness: -0.12
Kurtosis: -0.57
Upside Potential: +4.71

Reported value over time

Sector allocation

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2023 Q2	316	$662.5M	0	1AAPL 2SCHB 3SCHD Top holdings2023 Q2 1.AAPL 2.SCHB 3.SCHD 4.MSFT 5.JEPI 6.TSLA 7.USMV 8.VYM 9.VCSH 10.XLK
2023 Q1	311	$622.9M	0	1AAPL 2SCHB 3SCHD Top holdings2023 Q1 1.AAPL 2.SCHB 3.SCHD 4.JEPI 5.USMV 6.TSLA 7.VYM 8.SCHZ 9.IJR 10.VCSH
2022 Q4	322	$602.5M	0	1SCHD 2SCHB 3AAPL Top holdings2022 Q4 1.SCHD 2.SCHB 3.AAPL 4.JEPI 5.VTIP 6.USMV 7.VYM 8.SCHZ 9.IJR 10.VCSH
2022 Q3	309	$572.7M	0	1AAPL 2SCHB 3VTIP Top holdings2022 Q3 1.AAPL 2.SCHB 3.VTIP 4.SCHD 5.TSLA 6.USMV 7.JEPI 8.VYM 9.VCSH 10.SCHZ
2022 Q2	57	$78.6M	0	1AAPL 2BCE 3ABBV Top holdings2022 Q2 1.AAPL 2.BCE 3.ABBV 4.GOOG 5.AMZN 6.GOOGL 7.BX 8.GAA 9.BTAL 10.SWAN
2022 Q1	328	$697.9M	0	1SCHB 2AAPL 3TSLA Top holdings2022 Q1 1.SCHB 2.AAPL 3.TSLA 4.SCHD 5.VTIP 6.USMV 7.IJR 8.VYM 9.SCHZ 10.VCSH
2021 Q4	334	$739.7M	0	1SCHB 2AAPL 3TSLA Top holdings2021 Q4 1.SCHB 2.AAPL 3.TSLA 4.USMV 5.SCHD 6.VTIP 7.XLK 8.IJR 9.SCHZ 10.VCSH
2021 Q3	323	$688.5M	0	1SCHB 2AAPL 3USMV Top holdings2021 Q3 1.SCHB 2.AAPL 3.USMV 4.TSLA 5.SCHD 6.VCSH 7.VTIP 8.SCHZ 9.IJR 10.XLK
2021 Q2	335	$694.0M	96	1SCHB 2AAPL 3USMV Top holdings2021 Q2 1.SCHB 2.AAPL 3.USMV 4.ZM 5.IJR 6.SCHD 7.TSLA 8.VCSH 9.VTIP 10.SCHZ
2021 Q1	328	$638.2M	25	1SCHB 2AAPL 3USMV Top holdings2021 Q1 1.SCHB 2.AAPL 3.USMV 4.IJR 5.TSLA 6.SCHD 7.SCHZ 8.ZM 9.VCSH 10.VTIP
2020 Q4	299	$540.6M	27	1SCHB 2AAPL 3USMV Top holdings2020 Q4 1.SCHB 2.AAPL 3.USMV 4.SCHZ 5.IJR 6.VCSH 7.XLK 8.ZM 9.SCHD 10.RPG
2020 Q3	274	$453.5M	19	1USMV 2SCHB 3AAPL Top holdings2020 Q3 1.USMV 2.SCHB 3.AAPL 4.SCHZ 5.VCSH 6.EFAV 7.XLK 8.RPG 9.IJR 10.RSP
2020 Q2	855	$434.7M	28	1USMV 2SCHB 3AAPL Top holdings2020 Q2 1.USMV 2.SCHB 3.AAPL 4.SCHZ 5.EFAV 6.RPG 7.IJR 8.RSP 9.XLK 10.SCHF
2020 Q1	858	$365.2M	33	1USMV 2SCHB 3SCHZ Top holdings2020 Q1 1.USMV 2.SCHB 3.SCHZ 4.AAPL 5.EFAV 6.RSP 7.IJR 8.RPG 9.SCHF 10.VYM
2019 Q4	909	$463.1M	16	1SCHB 2USMV 3RSP Top holdings2019 Q4 1.SCHB 2.USMV 3.RSP 4.IJR 5.SCHZ 6.AAPL 7.EFAV 8.RPG 9.SCHF 10.RPV
2019 Q3	1003	$428.2M	33	1SCHB 2USMV 3RSP Top holdings2019 Q3 1.SCHB 2.USMV 3.RSP 4.IJR 5.SCHZ 6.RPG 7.EFAV 8.SCHF 9.AAPL 10.RPV
2019 Q2	1191	$536.0M	22	1BRK-B 2SCHB 3USMV Top holdings2019 Q2 1.BRK-B 2.SCHB 3.USMV 4.RSP 5.IJR 6.MDY 7.RPG 8.XLF 9.EFAV 10.SCHF
2019 Q1	1867	$587.5M	18	1BRK-B 2SCHB 3JPM Top holdings2019 Q1 1.BRK-B 2.SCHB 3.JPM 4.RSP 5.USMV 6.XLF 7.MDY 8.IJR 9.RPG 10.WFC
2018 Q4	1730	$521.8M	25	1BRK-B 2JPM 3SCHB Top holdings2018 Q4 1.BRK-B 2.JPM 3.SCHB 4.RSP 5.XLF 6.USMV 7.MDY 8.IJR 9.RPG 10.WFC
2018 Q3	1822	$613.7M	15	1BRK-B 2JPM 3RSP Top holdings2018 Q3 1.BRK-B 2.JPM 3.RSP 4.SCHB 5.XLF 6.IJR 7.MDY 8.RPG 9.SCHF 10.RPV
2018 Q2	1739	$559.9M	27	1BRK-B 2RSP 3JPM Top holdings2018 Q2 1.BRK-B 2.RSP 3.JPM 4.SCHB 5.XLF 6.MDY 7.IJR 8.RPG 9.SCHF 10.RPV
2018 Q1	1788	$512.1M	29	1BRK-B 2JPM 3XLF Top holdings2018 Q1 1.BRK-B 2.JPM 3.XLF 4.SCHB 5.MDY 6.IJR 7.SCHF 8.SCHZ 9.WFC 10.USMV
2017 Q4	1930	$599.3M	17	1BRK-B 2JPM 3SCHD Top holdings2017 Q4 1.BRK-B 2.JPM 3.SCHD 4.XLF 5.MDY 6.SCHB 7.WFC 8.IJR 9.78355W 10.78355W
2017 Q3	1882	$561.9M	17	1BRK-B 2SCHD 3JPM Top holdings2017 Q3 1.BRK-B 2.SCHD 3.JPM 4.XLF 5.MDY 6.SCHB 7.IJR 8.78355W 9.WFC 10.SCHF
2017 Q2	1933	$557.7M	23	1BRK-B 2MU 3SCHD Top holdings2017 Q2 1.BRK-B 2.MU 3.SCHD 4.JPM 5.XLF 6.MDY 7.WFC 8.SCHB 9.78355W 10.78355W
2017 Q1	1991	$564.3M	36	1BRK-B 2SCHD 3JPM Top holdings2017 Q1 1.BRK-B 2.SCHD 3.JPM 4.SCHB 5.XLF 6.MDY 7.IJR 8.78355W 9.MUB 10.WFC
2016 Q4	1788	$425.8M	28	1SCHD 2IJR378355W Top holdings2016 Q4 1.SCHD 2.IJR 3.78355W 4.MUB 5.SCHB 6.VYM 7.78355W 8.78355W 9.SCHF 10.USMV
2016 Q3	1876	$372.5M	16	1SCHD278355W3SCHF Top holdings2016 Q3 1.SCHD 2.78355W 3.SCHF 4.78355W 5.IJR 6.SCHZ 7.78355W 8.AAPL 9.JNJ 10.AEP
2016 Q2	1855	$354.6M	29	1SCHD278355W378355W Top holdings2016 Q2 1.SCHD 2.78355W 3.78355W 4.IJR 5.JNJ 6.SCHF 7.78355W 8.78355W 9.AEP 10.SCHZ
2016 Q1	1189	$279.8M	25	1SCHD278355W378355W Top holdings2016 Q1 1.SCHD 2.78355W 3.78355W 4.SCHF 5.IJR 6.78355W 7.AEP 8.78355W 9.AAPL 10.SCHB
2015 Q4	215	$249.6M	24	1SCHD278355W378355W Top holdings2015 Q4 1.SCHD 2.78355W 3.78355W 4.SCHF 5.IJR 6.78355W 7.AEP 8.78355W 9.AAPL 10.SCHB
2015 Q3	205	$236.9M	33	1SCHD 2GAA378355W Top holdings2015 Q3 1.SCHD 2.GAA 3.78355W 4.78355W 5.SCHF 6.IJR 7.AAPL 8.78355W 9.AEP 10.BSGT
2015 Q2	1259	$278.3M	21	1SCHD278355W3GAA Top holdings2015 Q2 1.SCHD 2.78355W 3.GAA 4.78355W 5.SCHF 6.IJR 7.BSGT 8.AAPL 9.AEP 10.78355W
2015 Q1	925	$258.1M	25	1SCHD278355W378355W Top holdings2015 Q1 1.SCHD 2.78355W 3.78355W 4.IJR 5.GAA 6.BSGT 7.AAPL 8.AEP 9.78355W 10.BRK-B
2014 Q4	954	$228.9M	36	1SCHD278355W378355W Top holdings2014 Q4 1.SCHD 2.78355W 3.78355W 4.IJR 5.BSGT 6.AEP 7.BRK-B 8.AAPL 9.JNJ 10.SDIVEUR
2014 Q3	909	$204.1M	26	1SCHD278355W378355W Top holdings2014 Q3 1.SCHD 2.78355W 3.78355W 4.IJR 5.BSGT 6.BRK-B 7.AEP 8.AAPL 9.SDIVEUR 10.JNJ
2014 Q2	938	$207.2M	23	1SCHD278355W378355W Top holdings2014 Q2 1.SCHD 2.78355W 3.78355W 4.IJR 5.BSGT 6.AEP 7.SDIVEUR 8.AAPL 9.BRK-B 10.JNJ
2014 Q1	150	$167.3M	16	178355W2SCHD378355W Top holdings2014 Q1 1.78355W 2.SCHD 3.78355W 4.IJR 5.BSGT 6.AEP 7.SDIVEUR 8.BRK-B 9.AAPL 10.JNJ
2013 Q4	152	$170.9M	41	178355W2SCHD378355W Top holdings2013 Q4 1.78355W 2.SCHD 3.78355W 4.IJR 5.SDIVEUR 6.AEP 7.BSGT 8.AAPL 9.DEM 10.JNJ
2013 Q3	751	$154.8M	19	178355W2SCHD378355W Top holdings2013 Q3 1.78355W 2.SCHD 3.78355W 4.IJR 5.SDIVEUR 6.DEM 7.AEP 8.BSGT 9.BRK-B 10.DVY
2013 Q2	644	$136.0M	0	1SCHD278355W378355W Top holdings2013 Q2 1.SCHD 2.78355W 3.78355W 4.SDIVEUR 5.DEM 6.IJR 7.AEP 8.BRK-B 9.DVY 10.JNJ

Holding changes this quarter

View source Form 13F filing on SEC.gov

Position changes disclosed by Financial Architects, Inc for the quarter ending 2023-06-30, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action

Filing History

Period	Filed	Type	EDGAR
2023 Q2	2023-08-10	13F-HR	View on EDGAR
2023 Q1	2023-05-12	13F-HR	View on EDGAR
2022 Q4	2023-02-07	13F-HR	View on EDGAR
2022 Q3	2022-11-14	13F-HR	View on EDGAR
2022 Q2	2022-08-11	13F-HR	View on EDGAR
2022 Q1	2022-05-05	13F-HR	View on EDGAR
2021 Q4	2022-02-14	13F-HR	View on EDGAR
2021 Q3	2021-11-12	13F-HR	View on EDGAR
2021 Q2	2021-08-10	13F-HR	View on EDGAR
2021 Q1	2021-05-17	13F-HR	View on EDGAR
2020 Q4	2021-02-17	13F-HR	View on EDGAR
2020 Q3	2020-11-09	13F-HR	View on EDGAR
2020 Q2	2020-08-11	13F-HR	View on EDGAR
2020 Q1	2020-05-07	13F-HR	View on EDGAR
2019 Q4	2020-02-14	13F-HR	View on EDGAR
2019 Q3	2019-11-06	13F-HR	View on EDGAR
2019 Q2	2019-08-14	13F-HR	View on EDGAR
2019 Q1	2019-05-13	Amendment	View on EDGAR
2019 Q1	2019-05-03	13F-HR	View on EDGAR
2018 Q4	2019-02-01	13F-HR	View on EDGAR
2018 Q3	2018-10-29	13F-HR	View on EDGAR
2018 Q2	2018-08-03	13F-HR	View on EDGAR
2018 Q1	2018-04-23	13F-HR	View on EDGAR
2017 Q4	2018-02-12	13F-HR	View on EDGAR
2017 Q3	2017-11-01	Amendment	View on EDGAR
2017 Q3	2017-10-23	13F-HR	View on EDGAR
2017 Q2	2017-07-21	13F-HR	View on EDGAR
2017 Q1	2017-04-26	13F-HR	View on EDGAR
2016 Q4	2017-02-06	13F-HR	View on EDGAR
2016 Q3	2016-10-28	13F-HR	View on EDGAR
2016 Q2	2016-07-25	13F-HR	View on EDGAR
2016 Q1	2016-05-09	13F-HR	View on EDGAR
2015 Q4	2016-02-16	13F-HR	View on EDGAR
2015 Q3	2015-11-13	13F-HR	View on EDGAR
2015 Q2	2015-08-05	13F-HR	View on EDGAR
2015 Q1	2015-04-30	13F-HR	View on EDGAR
2014 Q4	2015-02-03	13F-HR	View on EDGAR
2014 Q3	2014-10-24	13F-HR	View on EDGAR
2014 Q2	2014-08-06	13F-HR	View on EDGAR
2014 Q1	2014-04-30	13F-HR	View on EDGAR
2013 Q4	2014-02-07	13F-HR	View on EDGAR
2013 Q3	2013-12-04	Amendment	View on EDGAR
2013 Q3	2013-12-02	Amendment	View on EDGAR
2013 Q3	2013-11-25	13F-HR	View on EDGAR
2013 Q2	2013-08-06	13F-HR	View on EDGAR

FAQ

What is Financial Architects, Inc and what type of investor is it?

What are Financial Architects, Inc's largest equity positions?

What changes did Financial Architects, Inc make in its most recent portfolio filing?

No notable portfolio changes were recorded for Financial Architects, Inc in the most recent quarter. Holdings appear to have remained relatively stable.

What sectors does Financial Architects, Inc focus on?

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Developer Access

Access Financial Architects, Inc's institutional profile programmatically:

REST API

curl https://alphasmo.com/api/v1/institutions/financial-architects-inc

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