Financial Architects, Inc — Q4 2016 13F Holdings

Name: Financial Architects, Inc — 13F Holdings, Q4 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001416692

Total reported value

$662.5M

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Full holdings list this quarter

Showing top 200 holdings (of 1386 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SCHD	Schwab U.S. Dividend Equity ETF	ETF-Other	4.24%	—	+32.14%
2	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	2.77%	—	+20.36%
3	✓	Rydex ETF Trust	ETF-Other	2.76%	—	+8.65%
4	MUB	Ishares National Muni Bond E	ETF-Other	2.63%	—	+1122.94%
5	SCHB	Schwab US Broad Market ETF	ETF-Other	2.61%	—	+54.70%
6	VYM	Vanguard High Dvd Yield ETF	ETF-Other	2.45%	—	+88.68%
7	✓	Guggenheim S&p 500 Pure Growth	Stock-Other	2.14%	—	+11.78%
8	✓	Rydex ETF Trust	ETF-Other	2.14%	—	-1.56%
9	SCHF	Schwab Intl Equity ETF	ETF-Other	2.06%	—	-0.25%
10	USMV	Ishares Msci USA Min Vol Fac	ETF-Other	1.98%	—	+20.63%
11	AAPL	Apple INC	Stock-Tech	1.87%	—	-3.96%
12	AEP	American Electric Power Company, Inc.	Stock-Utilities	1.85%	—	+4.03%
13	✓	Rydex ETF Trust	ETF-Other	1.84%	—	+13.52%
14	JNJ	Johnson & Johnson	Stock-Healthcare	1.84%	—	-0.00%
15	SCHZ	Schwab US Aggregate Bond ETF	ETF-Other	1.83%	—	-4.20%
16	WFC	Wells Fargo & Co	Stock-Financials	1.47%	—	-1.96%
17	EZM	Wisdomtree US Midcap Fund	ETF-Other	1.34%	—	+70.27%
18	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	1.30%	—	-0.87%
19	XLK	Ss Technology Select Sector	ETF-Tech	1.28%	—	+29.38%
20	JPM	Jpmorgan Chase & Co	Stock-Financials	1.20%	—	-4.65%
21	XLF	Ss Financial Select Sector	ETF-Other	1.18%	—	+4.85%
22	GS	Goldman Sachs Group INC	Stock-Financials	1.09%	—	+3.30%
23	FNDX	Schwab Fndmntl US Lrg Co ETF	ETF-Other	1.04%	—	+14.33%
24	EFAV	Ishares Msci Eafe Min Vol Fa	ETF-Other	0.96%	—	+153.40%
25	DVY	Ishares Select Dividend ETF	ETF-Other	0.93%	—	-0.67%
26	VZ	Verizon Communications INC	Stock-Comm Services	0.93%	—	-1.97%
27	XOM	Exxon Mobil CORP	Stock-Energy	0.80%	—	-2.37%
28	ESGRP	Enstar Group Limited - Deposita	Stock-Other	0.79%	—	—
29	ABBV	Abbvie INC	Stock-Healthcare	0.73%	—	+0.24%
30	SCHO	Schwab Short-term US Treas	ETF-Other	0.66%	—	+10.41%
31	FNDC	Schwab Fndmnt Intl Sm Eq ETF	ETF-Other	0.65%	—	+1626.92%
32	META	Meta Platforms Inc-class A	Stock-Comm Services	0.63%	—	-5.14%
33	PEP	Pepsico INC	Stock-Consumer Staples	0.63%	—	-0.39%
34	T	At&t INC	Stock-Comm Services	0.60%	—	-3.25%
35	MSFT	Microsoft CORP	Stock-Tech	0.59%	—	-3.97%
36	PFF	Ishares Preferred & Income S	ETF-Other	0.50%	—	-2.02%
37	VBR	Vanguard Small-cap Value ETF	ETF-Other	0.50%	—	+791.28%
38	GIS	General Mills INC	Stock-Consumer Staples	0.48%	—	-12.46%
39	VO	Vanguard Mid-cap ETF	ETF-Other	0.47%	—	+17958.82%
40	SCHV	Schwab US Large-cap Value	ETF-Other	0.47%	—	+15.23%
41	FNDF	Schwab Fndmn Intl Lrg Co ETF	ETF-Other	0.46%	—	+51.19%
42	SCHE	Schwab Emrg Mrkts Eqty ETF	ETF-Other	0.46%	—	+55.19%
43	INTC	Intel CORP	Stock-Tech	0.45%	—	-9.14%
44	BCE	Bce INC	Stock-Comm Services	0.45%	—	+0.79%
45	CWB	Ss Spdr Bb Conv Sec ETF	ETF-Other	0.45%	—	-2.40%
46	MDY	State Street Spdr S&p Midcap	ETF-Other	0.45%	—	+1.12%
47	WMT	Walmart INC	Stock-Consumer Staples	0.44%	—	+139.43%
48	✓	Rydex ETF Trust	ETF-Other	0.44%	—	+416.23%
49	MRK	Merck & Co. INC.	Stock-Healthcare	0.43%	—	-5.75%
50	IWR	Ishares Russell Mid-cap ETF	ETF-Other	0.43%	—	+0.68%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Financial Architects, Inc for the quarter ending Q4 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	MUB	Ishares National Muni Bond E	+2.4%	+1122.94%	Add
2	VYM	Vanguard High Dvd Yield ETF	+1%	+88.68%	Add
3	SCHB	Schwab US Broad Market ETF	+0.8%	+54.70%	Add
4	SCHD	Schwab U.S. Dividend Equity ETF	+0.7%	+32.14%	Add
5	FNDC	Schwab Fndmnt Intl Sm Eq ETF	+0.6%	+1626.92%	Add
6	EZM	Wisdomtree US Midcap Fund	+0.5%	+70.27%	Add
7	EFAV	Ishares Msci Eafe Min Vol Fa	+0.5%	+153.40%	Add
8	VO	Vanguard Mid-cap ETF	+0.5%	+17958.82%	Add
9	VBR	Vanguard Small-cap Value ETF	+0.4%	+791.28%	Add
10	IJR	Ishares Core S&p Small-cap E	+0.4%	+20.36%	Add
11	✓	Rydex ETF Trust	+0.4%	+416.23%	Add
12	GS	Goldman Sachs Group INC	+0.3%	+3.30%	Add
13	VCR	Vanguard Consumer Discre ETF	+0.3%	+3786.38%	Add
14	SCHG	Schwab US Large-cap Growth	+0.3%	+289.25%	Add
15	PG	Procter & Gamble Co/the	+0.2%	+172.31%	Add
16	WMT	Walmart INC	+0.2%	+139.43%	Add
17	XLK	Ss Technology Select Sector	+0.2%	+29.38%	Add
18	PGR	Progressive CORP	+0.2%	+3222.30%	Add
19	XLF	Ss Financial Select Sector	+0.1%	+4.85%	Add
20	FNDF	Schwab Fndmn Intl Lrg Co ETF	+0.1%	+51.19%	Add
21	BSGT	Invesco Bulletshares 2029 Treasury Bond ETF	+0.1%	+439.53%	Add
22	✓	Rydex ETF Trust	+0.1%	+8.65%	Add
23	SCHE	Schwab Emrg Mrkts Eqty ETF	+0.1%	+55.19%	Add
24	BNDX	Vanguard Total Intl Bond ETF	+0.1%	+112.92%	Add
25	✓		+0.1%	+520.39%	Add
26	USMV	Ishares Msci USA Min Vol Fac	+0.1%	+20.63%	Add
27	WFC	Wells Fargo & Co	+0.1%	-1.96%	Trim
28	JPM	Jpmorgan Chase & Co	+0.1%	-4.65%	Trim
29	BAC	Bank Of America CORP	+0.1%	+1.43%	Add
30	JCPCHF	Old Copper Co INC	+0.1%	+507.49%	Add
31	EXPE	Expedia Group INC	+0.1%	+120.12%	Add
32	FNDX	Schwab Fndmntl US Lrg Co ETF	+0.1%	+14.33%	Add
33	ESGRP	Enstar Group Limited - Deposita	0%	—	Unchanged
34	BRK-B	Berkshire Hathaway Inc-cl B	0%	-0.87%	Trim
35	AEP	American Electric Power Company, Inc.	-0.1%	+4.03%	Add
36	✓	Rydex ETF Trust	-0.1%	+13.52%	Add
37	✓	Guggenheim S&p 500 Pure Growth	-0.1%	+11.78%	Add
38	TLT	Ishares 20+ Year Treasury Bd	-0.1%	-98.65%	Trim
39	SO	Southern Co/the	-0.1%	-53.82%	Trim
40	GIS	General Mills INC	-0.2%	-12.46%	Trim
41	VUG	Vanguard Growth ETF	-0.2%	-76.33%	Trim
42	UL	Unilever PLC	-0.2%	-24.41%	Trim
43	META	Meta Platforms Inc-class A	-0.2%	-5.14%	Trim
44	VTV	Vanguard Value ETF	-0.2%	-98.02%	Trim
45	✓	Headwaters INC	-0.4%	-80.00%	Trim
46	SCHF	Schwab Intl Equity ETF	-0.4%	-0.25%	Trim
47	XLU	St Sr Utl Sl Se Spdr Etf-usd	-0.4%	-48.59%	Trim
48	SCHZ	Schwab US Aggregate Bond ETF	-0.4%	-4.20%	Trim
49	VTIP	Vanguard Short-term Tips	—	NEW	New buy
50	ARNCCHF	Arconic INC	—	NEW	New buy