Financial Architects, Inc — Q3 2014 13F Holdings

Name: Financial Architects, Inc — 13F Holdings, Q3 2014
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001416692

Total reported value

$662.5M

← Back to latest quarter

Full holdings list this quarter

Showing top 200 holdings (of 875 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SCHD	Schwab U.S. Dividend Equity ETF	ETF-Other	6.08%	—	-0.97%
2	✓	Rydex ETF Trust	ETF-Other	5.53%	—	-8.91%
3	✓	Rydex ETF Trust	ETF-Other	5.00%	—	+1.99%
4	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	3.27%	—	-2.74%
5	BSGT	Invesco Bulletshares 2029 Treasury Bond ETF	ETF-Gov Bonds	3.14%	—	+4.74%
6	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	3.00%	—	+78.50%
7	AEP	American Electric Power Company, Inc.	Stock-Utilities	2.68%	—	+1.29%
8	AAPL	Apple INC	Stock-Tech	2.32%	—	-16.36%
9	SDIVEUR	Global X Superdividend ETF	ETF-Other	2.20%	—	-2.43%
10	JNJ	Johnson & Johnson	Stock-Healthcare	2.12%	—	+1.38%
11	DVY	Ishares Select Dividend ETF	ETF-Other	1.69%	—	+0.70%
12	CWB	Ss Spdr Bb Conv Sec ETF	ETF-Other	1.54%	—	+7.15%
13	XOM	Exxon Mobil CORP	Stock-Energy	1.45%	—	+0.55%
14	VZ	Verizon Communications INC	Stock-Comm Services	1.33%	—	+6.03%
15	AEBA	Allete INC	Stock-Other	1.26%	—	+24129.00%
16	BKR	Baker Hughes Company	Stock-Energy	1.20%	—	+22035.29%
17	NLYEUR	Annaly Capital Management In	Stock-Other	1.17%	—	+682.84%
18	NVS	Novartis Ag-sponsored Adr	Stock-Healthcare	1.11%	—	+0.58%
19	✓	Rydex ETF Trust	ETF-Other	1.06%	—	+39.81%
20	XLK	Ss Technology Select Sector	ETF-Tech	0.93%	—	+6.97%
21	PEP	Pepsico INC	Stock-Consumer Staples	0.92%	—	+0.08%
22	DIA	Ss Spdr Dow Jones Indus Avg	ETF-Large Cap & Growth	0.83%	—	-4.35%
23	IWR	Ishares Russell Mid-cap ETF	ETF-Other	0.83%	—	+0.41%
24	PFF	Ishares Preferred & Income S	ETF-Other	0.80%	—	-2.50%
25	ESGRP	Enstar Group Limited - Deposita	Stock-Other	0.74%	—	—
26	✓	Airgas INC	Stock-Other	0.72%	—	+11.71%
27	T	At&t INC	Stock-Comm Services	0.68%	—	-0.79%
28	✓	Boardwalk Pipeline Partners	Stock-Other	0.67%	—	+1701.20%
29	MIC2EUR	Macquarie Infrastructure Hol	Stock-Other	0.65%	—	-1.70%
30	INTC	Intel CORP	Stock-Tech	0.65%	—	+3.04%
31	IBM	Intl Business Machines CORP	Stock-Tech	0.61%	—	+7.46%
32	CVX	Chevron CORP	Stock-Energy	0.61%	—	-0.27%
33	AEP	American Electric Power	Stock-Utilities	0.59%	—	+268.98%
34	MSFT	Microsoft CORP	Stock-Tech	0.58%	—	+3.05%
35	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	0.58%	—	-13.52%
36	MRK	Merck & Co. INC.	Stock-Healthcare	0.57%	—	+2.71%
37	IXJ	Ishares Global Healthcare Et	ETF-Other	0.57%	—	—
38	DUK	Duke Energy CORP	Stock-Utilities	0.57%	—	-5.69%
39	XLU	St Sr Utl Sl Se Spdr Etf-usd	ETF-Other	0.55%	—	+0.06%
40	COP	Conocophillips	Stock-Energy	0.54%	—	-3.51%
41	PFE	Pfizer INC	Stock-Healthcare	0.54%	—	+7.15%
42	OAK	Oaktree Capital Group LLC	Stock-Other	0.51%	—	-18.35%
43	TTEN	Totalenergies Se -spon Adr	Stock-Other	0.50%	—	-4.82%
44	MKL	Markel Group INC	Stock-Financials	0.50%	—	-11.19%
45	REZ	Ishars Res And Multi Reales	ETF-Other	0.49%	—	+0.01%
46	XLP	Ss Consumer Staples Sel Sect	ETF-Other	0.48%	—	+11.27%
47	QCOM	Qualcomm INC	Stock-Tech	0.47%	—	-2.43%
48	GLD	Spdr Gold Shares	ETF-Commodities	0.47%	—	-16.86%
49	✓	Alcatel-lucent	Stock-Other	0.46%	—	+3720.93%
50	WTRG	Essential Utilities, Inc.	Stock-Utilities	0.45%	—	+9.80%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Financial Architects, Inc for the quarter ending Q3 2014, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	AEBA	Allete INC	+1.3%	+24129.00%	Add
2	BKR	Baker Hughes Company	+1.2%	+22035.29%	Add
3	NLYEUR	Annaly Capital Management In	+1.1%	+682.84%	Add
4	BRK-B	Berkshire Hathaway Inc-cl B	+0.9%	+78.50%	Add
5	✓	Boardwalk Pipeline Partners	+0.7%	+1701.20%	Add
6	AEP	American Electric Power	+0.5%	+268.98%	Add
7	✓	Alcatel-lucent	+0.5%	+3720.93%	Add
8	✓	Rydex ETF Trust	+0.3%	+39.81%	Add
9	✓	Anadigics INC	+0.3%	+27.30%	Add
10	PSEC	Prospect Capital CORP	+0.3%	+1300.00%	Add
11	YUSD	Alleghany CORP	+0.2%	+5371.60%	Add
12	VZ	Verizon Communications INC	+0.1%	+6.03%	Add
13	INTC	Intel CORP	+0.1%	+3.04%	Add
14	TRN	Trinity Industries INC	+0.1%	+72.02%	Add
15	XLK	Ss Technology Select Sector	+0.1%	+6.97%	Add
16	XLF	Ss Financial Select Sector	+0.1%	+26.48%	Add
17	✓	Och Ziff Cap Mgmt Group	+0.1%	+218.90%	Add
18	SCHD	Schwab U.S. Dividend Equity ETF	-0.1%	-0.97%	Trim
19	XOM	Exxon Mobil CORP	-0.1%	+0.55%	Add
20	SPY	Ss Spdr S&p 500 ETF Trust-us	-0.1%	-13.52%	Trim
21	TTEN	Totalenergies Se -spon Adr	-0.1%	-4.82%	Trim
22	COP	Conocophillips	-0.1%	-3.51%	Trim
23	MKL	Markel Group INC	-0.1%	-11.19%	Trim
24	OAK	Oaktree Capital Group LLC	-0.1%	-18.35%	Trim
25	MODV	ModivCare Inc.	-0.1%	-50.00%	Trim
26	✓	Restoration Hardware Hldgs I	-0.1%	-22.84%	Trim
27	XLY	Ss Consumer Disc Select Sect	-0.1%	-66.92%	Trim
28	GLD	Spdr Gold Shares	-0.1%	-16.86%	Trim
29	✓	Lorillard INC	-0.2%	-40.48%	Trim
30	SDIVEUR	Global X Superdividend ETF	-0.2%	-2.43%	Trim
31	✓	Leucadia Natl CORP	-0.3%	-41.42%	Trim
32	AMZN	Amazon.com INC	-0.3%	-20.15%	Trim
33	IJR	Ishares Core S&p Small-cap E	-0.3%	-2.74%	Trim
34	MCD	Mcdonald's CORP	-0.3%	-46.19%	Trim
35	ADP	Automatic Data Processing	-0.5%	-97.92%	Trim
36	META	Meta Platforms Inc-class A	-0.6%	-95.44%	Trim
37	✓	Rydex ETF Trust	-0.6%	-8.91%	Trim
38	BP	Bp Plc-spons Adr	-0.8%	-88.33%	Trim
39	BCE	Bce INC	—	EXIT	Sold out
40	AMJEUR	Jpmorgan Alerian Mlp Index	—	EXIT	Sold out
41	AMLPUSD	Alerian Mlp ETF	—	EXIT	Sold out
42	EZM	Wisdomtree US Midcap Fund	—	NEW	New buy
43	NEE	Nextera Energy INC	—	EXIT	Sold out
44	ABBV	Abbvie INC	—	EXIT	Sold out
45	✓	Actua CORP	—	NEW	New buy
46	BACR 7.1 PERP 3	Barclays Bank PLC	—	EXIT	Sold out
47	RDS-A	Shell Plc-spon Adr-a	—	NEW	New buy
48	NGG	National Grid plc	—	EXIT	Sold out
49	BXUSD	Blackstone Group Lp/the	—	EXIT	Sold out
50	BPLUSD	Buckeye Partners LP	—	EXIT	Sold out