CC
Catawba Capital Management /va Historical SEC 13F Holdings & Archive (Q2 2018)
Catawba Capital Management /vaCIK: 0001080366
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$425.0M
Reporting period: 2018-06-30 · Number of holdings: 210
CATAWBA CAPITAL MANAGEMENT /VA disclosed 210 holdings in its latest 13F filing for the period ending 2018-06-30, with total reported value of $425.0M and a quarterly turnover rate of 10.2%.
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Personality snowflake
- Concentration
- 5.59
- Portfolio Stability
- 10.19
- Momentum
- 100
- Sector conviction
- 51.16
- Diversification
- 100
- Sizing Uniformity
- 86.06
Catawba Capital Management /va's disclosed holdings carry a Herfindahl concentration index of 0.014 — mathematically equivalent to about 72 equally-sized positions, well below its 210 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.39), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 55% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim BWA
-3.9% -$1.3M
Add AAPL
-2.0% $1.8M
Trim LMT
-2.1% -$1.1M
Trim PNR
-0.3% -$947.0K
Add WEP
+15.7% $818.0K
Add MSFT
-1.0% $971.0K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 210 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | Stock-Tech | 5.73% | +0.33% | -2.00% | |
| 2 | MSFT | Microsoft CORP | Stock-Tech | 3.53% | +0.16% | -1.05% | |
| 3 | LOW | Lowe's Cos Inc | Stock-Consumer Disc | 2.38% | +0.09% | -2.67% | |
| 4 | UNP | Union Pacific CORP | Stock-Industrials | 2.14% | +0.03% | -2.08% | |
| 5 | DIS | Walt Disney Co/the | Stock-Comm Services | 1.94% | +0.03% | -0.47% | |
| 6 | ✓ | Stock-Other | 1.92% | +0.13% | +0.53% | ||
| 7 | BDX | Becton Dickinson And Co | Stock-Healthcare | 1.80% | +0.08% | -3.69% | |
| 8 | CVS | Cvs Health CORP | Stock-Healthcare | 1.71% | — | +0.58% | |
| 9 | BBTUSD | Bb&t CORP | Stock-Other | 1.71% | -0.13% | -2.37% | |
| 10 | ✓ | Stock-Other | 1.69% | +0.06% | -6.15% | ||
| 11 | INTC | Intel CORP | Stock-Tech | 1.64% | -0.12% | -0.45% | |
| 12 | PFE | Pfizer Inc | Stock-Healthcare | 1.61% | — | +0.99% | |
| 13 | CSCO | Cisco Systems Inc | Stock-Tech | 1.55% | — | -0.35% | |
| 14 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 1.52% | — | +1.85% | |
| 15 | LMT | Lockheed Martin CORP | Stock-Industrials | 1.51% | -0.29% | -2.09% | |
| 16 | ✓ | DuPont de Nemours, Inc. | Stock-Other | 1.50% | — | +0.35% | |
| 17 | ELV | Elevance Health Inc | Stock-Healthcare | 1.48% | +0.08% | -0.69% | |
| 18 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.48% | -0.10% | +1.06% | |
| 19 | BWA | Borgwarner Inc | Stock-Consumer Disc | 1.44% | -0.34% | -3.95% | |
| 20 | BA | Boeing Co/the | Stock-Industrials | 1.44% | — | -1.45% | |
| 21 | FDX | Fedex CORP | Stock-Industrials | 1.43% | -0.12% | -0.66% | |
| 22 | ✓ | Stock-Other | 1.41% | +0.07% | -1.83% | ||
| 23 | WFC | Wells Fargo & Co | Stock-Financials | 1.35% | +0.06% | +0.39% | |
| 24 | DG | Dollar General CORP | Stock-Consumer Staples | 1.28% | — | -0.03% | |
| 25 | PEP | Pepsico Inc | Stock-Consumer Staples | 1.23% | — | -3.43% | |
| 26 | ✓ | Stock-Other | 1.22% | — | -3.78% | ||
| 27 | WY | Weyerhaeuser Co | Stock-Real Estate | 1.15% | — | -1.23% | |
| 28 | BAX | Baxter International Inc | Stock-Healthcare | 1.15% | +0.11% | -0.98% | |
| 29 | CVX | Chevron CORP | Stock-Energy | 1.15% | +0.10% | +1.21% | |
| 30 | EPD | Enterprise Products Partners | Stock-Energy | 1.14% | +0.13% | +2.28% | |
| 31 | ZBH | Zimmer Biomet Holdings Inc | Stock-Healthcare | 1.10% | — | -0.27% | |
| 32 | VZ | Verizon Communications Inc | Stock-Comm Services | 1.07% | — | +0.24% | |
| 33 | ✓ | Stock-Other | 1.06% | — | -1.23% | ||
| 34 | ORCL | Oracle CORP | Stock-Tech | 1.03% | — | +2.82% | |
| 35 | ✓ | Stock-Other | 0.99% | +0.08% | +0.62% | ||
| 36 | HON | Honeywell International Inc | Stock-Industrials | 0.98% | — | -5.35% | |
| 37 | IBM | Intl Business Machines CORP | Stock-Tech | 0.97% | -0.15% | -3.07% | |
| 38 | NKE | Nike Inc -cl B | Stock-Consumer Disc | 0.94% | +0.12% | -2.42% | |
| 39 | SLB | Slb LTD | Stock-Energy | 0.92% | — | +2.03% | |
| 40 | ✓ | Stock-Other | 0.92% | -0.13% | -0.58% | ||
| 41 | ✓ | Stock-Other | 0.90% | +0.14% | +7.52% | ||
| 42 | ALL | Allstate CORP | Stock-Financials | 0.84% | — | +1.46% | |
| 43 | NUE | Nucor CORP | Stock-Materials | 0.81% | — | +2.20% | |
| 44 | MCK | Mckesson CORP | Stock-Healthcare | 0.78% | — | -1.77% | |
| 45 | EMR | Emerson Electric Co | Stock-Industrials | 0.78% | — | +1.38% | |
| 46 | ✓ | Stock-Other | 0.77% | — | -2.52% | ||
| 47 | ✓ | Stock-Other | 0.77% | -0.10% | -2.99% | ||
| 48 | ✓ | Stock-Other | 0.74% | — | +18.62% | ||
| 49 | SYY | Sysco CORP | Stock-Consumer Staples | 0.73% | — | -10.19% | |
| 50 | WEP | Magellan Midstream Partners | Stock-Other | 0.71% | +0.18% | +15.69% |
1–50 of 200
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2018 Q2 | 210 | $425.0M | 10 | ||
| 2018 Q1 | 205 | $416.8M | 10 | ||
| 2017 Q4 | 212 | $442.9M | 9 | ||
| 2017 Q3 | 221 | $442.6M | 14 | ||
| 2017 Q2 | 225 | $438.8M | 15 | ||
| 2017 Q1 | 258 | $458.3M | 12 | ||
| 2016 Q4 | 251 | $427.9M | 12 | ||
| 2016 Q3 | 244 | $421.9M | 13 | ||
| 2016 Q2 | 235 | $411.9M | 13 | ||
| 2016 Q1 | 230 | $393.1M | 16 | ||
| 2015 Q4 | 233 | $368.2M | 13 | ||
| 2015 Q3 | 239 | $365.2M | 23 | ||
| 2015 Q2 | 245 | $419.3M | 8 | ||
| 2015 Q1 | 248 | $435.4M | 11 | ||
| 2014 Q4 | 247 | $433.2M | 20 | ||
| 2014 Q3 | 248 | $429.6M | 10 | ||
| 2014 Q2 | 254 | $444.5M | 10 | ||
| 2014 Q1 | 250 | $419.4M | 8 | ||
| 2013 Q4 | 244 | $417.0M | 15 | ||
| 2013 Q3 | 233 | $381.8M | 10 | ||
| 2013 Q2 | 220 | $359.7M | 0 |
Holding changes this quarter
Catawba Capital Management /va's most significant position changes for 2018-06-30: Sold out: Time Warner Inc (TWXCHF); New buy: Invesco S&p 500 Low Volatili (SPLV); Sold out: Powershares S&P 500 Low Vola; Sold out: Rydex ETF Trust; New buy: Invesco S&p 500 Top 50 ETF (XLG).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | +0.3% | -2.00% | Trim |
| 2 | WEP | Magellan Midstream Partners | +0.2% | +15.69% | Add |
| 3 | MSFT | Microsoft CORP | +0.2% | -1.05% | Trim |
| 4 | ✓ | +0.1% | +7.52% | Add | |
| 5 | ✓ | +0.1% | +0.53% | Add | |
| 6 | EPD | Enterprise Products Partners | +0.1% | +2.28% | Add |
| 7 | NKE | Nike Inc -cl B | +0.1% | -2.42% | Trim |
| 8 | BAX | Baxter International Inc | +0.1% | -0.98% | Trim |
| 9 | AMZN | Amazon.com Inc | +0.1% | +60.56% | Add |
| 10 | CVX | Chevron CORP | +0.1% | +1.21% | Add |
| 11 | LOW | Lowe's Cos Inc | +0.1% | -2.67% | Trim |
| 12 | ✓ | +0.1% | +2.73% | Add | |
| 13 | OKE | Oneok Inc | +0.1% | -3.52% | Trim |
| 14 | BDX | Becton Dickinson And Co | +0.1% | -3.69% | Trim |
| 15 | ELV | Elevance Health Inc | +0.1% | -0.69% | Trim |
| 16 | ✓ | +0.1% | +0.62% | Add | |
| 17 | ✓ | +0.1% | -1.83% | Trim | |
| 18 | ✓ | +0.1% | -0.31% | Trim | |
| 19 | LLY | Eli Lilly & Co | +0.1% | +17.72% | Add |
| 20 | ✓ | +0.1% | -6.15% | Trim | |
| 21 | WFC | Wells Fargo & Co | +0.1% | +0.39% | Add |
| 22 | DIS | Walt Disney Co/the | 0% | -0.47% | Trim |
| 23 | UNP | Union Pacific CORP | 0% | -2.08% | Trim |
| 24 | PNC | Pnc Financial Services Group | -0.1% | -0.39% | Trim |
| 25 | SWK | Stanley Black & Decker Inc | -0.1% | -1.22% | Trim |
| 26 | DOV | Dover CORP | -0.1% | -0.89% | Trim |
| 27 | ✓ | -0.1% | -2.99% | Trim | |
| 28 | BMY | Bristol-myers Squibb Co | -0.1% | +1.27% | Add |
| 29 | JNJ | Johnson & Johnson | -0.1% | +1.06% | Add |
| 30 | XYL | Xylem Inc | -0.1% | -6.39% | Trim |
| 31 | FDX | Fedex CORP | -0.1% | -0.66% | Trim |
| 32 | INTC | Intel CORP | -0.1% | -0.45% | Trim |
| 33 | ✓ | -0.1% | -0.58% | Trim | |
| 34 | BBTUSD | Bb&t CORP | -0.1% | -2.37% | Trim |
| 35 | RTN1USD | Raytheon Company | -0.1% | -29.18% | Trim |
| 36 | IBM | Intl Business Machines CORP | -0.2% | -3.07% | Trim |
| 37 | PNR | Pentair plc | -0.2% | -0.28% | Trim |
| 38 | LMT | Lockheed Martin CORP | -0.3% | -2.09% | Trim |
| 39 | BWA | Borgwarner Inc | -0.3% | -3.95% | Trim |
| 40 | TWXCHF | Time Warner Inc | — | EXIT | Sold out |
| 41 | SPLV | Invesco S&p 500 Low Volatili | — | NEW | New buy |
| 42 | ✓ | Powershares S&P 500 Low Vola | — | EXIT | Sold out |
| 43 | ✓ | Rydex ETF Trust | — | EXIT | Sold out |
| 44 | XLG | Invesco S&p 500 Top 50 ETF | — | NEW | New buy |
| 45 | ✓ | Cnx Midstream Pa | — | EXIT | Sold out |
| 46 | ✓ | — | NEW | New buy | |
| 47 | ✓ | Westar Energy Inc | — | EXIT | Sold out |
| 48 | ✓ | Powershares ETF Trust | — | EXIT | Sold out |
| 49 | PFM | Invesco Dividend Achievers E | — | NEW | New buy |
| 50 | ✓ | — | NEW | New buy |
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Filing History
FAQ
What is Catawba Capital Management /va and what type of investor is it?
Catawba Capital Management /va is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2018-06-30), the firm manages a tracked equity portfolio valued at approximately $425.0M, spread across 210 disclosed positions.
What are Catawba Capital Management /va's largest equity positions?
Based on the latest 13F filing, Catawba Capital Management /va's top holdings by market value are:
1. Apple Inc (AAPL) — $24.3M (5.7%)
2. Microsoft CORP (MSFT) — $15.0M (3.5%)
3. Lowe's Cos Inc (LOW) — $10.1M (2.4%)
4. Union Pacific CORP (UNP) — $9.1M (2.1%)
5. Walt Disney Co/the (DIS) — $8.3M (1.9%)
What changes did Catawba Capital Management /va make in its most recent portfolio filing?
In the latest reported quarter, Catawba Capital Management /va made 50 notable position adjustments: 5 new positions were initiated, 12 existing holdings were added to, 27 positions were partially reduced, and 6 were completely exited. The largest of these moves: Sold out: Time Warner Inc (TWXCHF); New buy: Invesco S&p 500 Low Volatili (SPLV); Sold out: Powershares S&P 500 Low Vola; Sold out: Rydex ETF Trust; New buy: Invesco S&p 500 Top 50 ETF (XLG)
What sectors does Catawba Capital Management /va focus on?
Catawba Capital Management /va is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 27.9%
• Health Care: 20.9%
• Industrials: 13.8%
• Consumer Discretionary: 9.9%
• Communication Services: 9.8%
• Financials: 7.4%
Investment Profile
Catawba Capital Management /va's portfolio is broadly diversified and long-term-holding.
It has added to its MSFT position over the past two quarters (+$1.4M, now $15.0M), while trimming BWA over the same stretch (-$1.7M, still holding $6.1M).
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