Catawba Capital Management /va — Q3 2016 13F Holdings

Name: Catawba Capital Management /va — 13F Holdings, Q3 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001080366

Total reported value

$425.0M

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Full holdings list this quarter

Showing top 200 holdings (of 244 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	AAPL	Apple INC	Stock-Tech	4.12%	+0.33%	-1.04%
2	CVS	Cvs Health CORP	Stock-Healthcare	2.62%	—	-2.36%
3	MSFT	Microsoft CORP	Stock-Tech	2.35%	+0.16%	-1.73%
4	LOW	Lowe's Cos INC	Stock-Consumer Disc	1.97%	+0.09%	-2.17%
5	DIS	Walt Disney Co/the	Stock-Comm Services	1.89%	+0.03%	-1.36%
6	BDX	Becton Dickinson And Co	Stock-Healthcare	1.89%	+0.08%	+0.43%
7	PG	Procter & Gamble Co/the	Stock-Consumer Staples	1.82%	—	-1.79%
8	UNP	Union Pacific CORP	Stock-Industrials	1.82%	+0.03%	-0.90%
9	JNJ	Johnson & Johnson	Stock-Healthcare	1.60%	-0.10%	-0.17%
10	PFE	Pfizer INC	Stock-Healthcare	1.57%	—	-1.77%
11	✓	Target Corporation	Stock-Other	1.49%	+0.07%	-2.10%
12	✓	Duke Energy Corporation	Stock-Other	1.49%	—	+1.23%
13	MCK	Mckesson CORP	Stock-Healthcare	1.46%	—	+1.45%
14	INTC	Intel CORP	Stock-Tech	1.45%	-0.12%	+1.60%
15	BBTUSD	Bb&t CORP	Stock-Other	1.42%	-0.13%	-0.07%
16	PEP	Pepsico INC	Stock-Consumer Staples	1.41%	—	-2.24%
17	ZBH	Zimmer Biomet Holdings INC	Stock-Healthcare	1.35%	—	+1.48%
18	DUK	Du Pont E I De Nemour&Co	Stock-Utilities	1.32%	—	-3.61%
19	LMT	Lockheed Martin CORP	Stock-Industrials	1.32%	-0.29%	-13.61%
20	BWA	Borgwarner INC	Stock-Consumer Disc	1.25%	-0.34%	-1.11%
21	AEP	American Electric Power Company, Inc.	Stock-Utilities	1.24%	—	-4.37%
22	EPD	Enterprise Products Partners	Stock-Energy	1.22%	+0.13%	+4.15%
23	CSCO	Cisco Systems INC	Stock-Tech	1.21%	—	-4.52%
24	IBM	Intl Business Machines CORP	Stock-Tech	1.20%	-0.15%	+0.86%
25	VZ	Verizon Communications INC	Stock-Comm Services	1.18%	—	+7.13%
26	✓	Mastercard Incorporated	Stock-Other	1.18%	+0.06%	+1.33%
27	FDX	Fedex CORP	Stock-Industrials	1.15%	-0.12%	-3.48%
28	SLB	Slb LTD	Stock-Energy	1.12%	—	-1.68%
29	ELV	Elevance Health INC	Stock-Healthcare	1.10%	+0.08%	-2.18%
30	WFC	Wells Fargo & Co	Stock-Financials	1.08%	+0.06%	-2.49%
31	CVX	Chevron CORP	Stock-Energy	1.03%	+0.10%	-2.55%
32	✓	3m Co	Stock-Other	0.97%	-0.13%	+5.36%
33	ORCL	Oracle CORP	Stock-Tech	0.97%	—	-3.42%
34	HON	Honeywell International INC	Stock-Industrials	0.96%	—	+3.59%
35	✓	Rowe T Price Intl Fds Emerg Mk	Stock-Other	0.92%	—	+0.10%
36	✓	Laboratory Corp. of America	Stock-Other	0.92%	+0.08%	+15.95%
37	✓	Waste Management, Inc.	Stock-Other	0.87%	—	-0.05%
38	✓	Welltower Inc.	Stock-Other	0.85%	+0.07%	-2.15%
39	DG	Dollar General CORP	Stock-Consumer Staples	0.84%	—	+2.23%
40	BAX	Baxter International INC	Stock-Healthcare	0.82%	+0.11%	+1.69%
41	✓	AT & T, Inc. New	Stock-Other	0.81%	—	-6.18%
42	NKE	Nike INC -cl B	Stock-Consumer Disc	0.80%	+0.12%	—
43	HAINX	Harbor International-inst	Stock-Other	0.80%	—	-0.03%
44	✓	Merck & Co., Inc.	Stock-Other	0.80%	+0.14%	-6.84%
45	KMB	Kimberly-clark CORP	Stock-Consumer Staples	0.80%	—	-7.10%
46	SYY	Sysco CORP	Stock-Consumer Staples	0.77%	—	+0.15%
47	✓	T. Rowe Price Group, Inc.	Stock-Other	0.76%	—	—
48	CB	Chubb Limited	Stock-Financials	0.75%	—	+15.50%
49	BA	Boeing Co/the	Stock-Industrials	0.72%	—	—
50	BMY	Bristol-myers Squibb Co	Stock-Healthcare	0.69%	-0.10%	+5.36%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Catawba Capital Management /va for the quarter ending Q3 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	AAPL	Apple INC	+0.5%	-1.04%	Trim
2	INTC	Intel CORP	+0.2%	+1.60%	Add
3	MSFT	Microsoft CORP	+0.2%	-1.73%	Trim
4	BWA	Borgwarner INC	+0.2%	-1.11%	Trim
5	✓	Mastercard Incorporated	+0.2%	+1.33%	Add
6	✓	Laboratory Corp. of America	+0.2%	+15.95%	Add
7	UNP	Union Pacific CORP	+0.1%	-0.90%	Trim
8	WY	Weyerhaeuser Co	+0.1%	+22.97%	Add
9	✓	Mplx LP	+0.1%	+268.68%	Add
10	BCE	Bce INC	+0.1%	+242.93%	Add
11	NTCT	Netscout Systems INC	+0.1%	-1.02%	Trim
12	PNR	Pentair plc	+0.1%	+45.48%	Add
13	ZBH	Zimmer Biomet Holdings INC	+0.1%	+1.48%	Add
14	FDX	Fedex CORP	+0.1%	-3.48%	Trim
15	EMR	Emerson Electric Co	+0.1%	+14.49%	Add
16	BDX	Becton Dickinson And Co	+0.1%	+0.43%	Add
17	ABT	Abbott Laboratories	+0.1%	+15.61%	Add
18	CMCSA	Comcast Corp-class A	+0.1%	+45.34%	Add
19	BBTUSD	Bb&t CORP	+0.1%	-0.07%	Trim
20	✓	Rowe T Price Intl Fds Emerg Mk	+0.1%	+0.10%	Add
21	ORCL	Oracle CORP	-0.1%	-3.42%	Trim
22	KHC	Kraft Heinz Co/the	-0.1%	-30.61%	Trim
23	ELV	Elevance Health INC	-0.1%	-2.18%	Trim
24	✓	AT & T, Inc. New	-0.1%	-6.18%	Trim
25	WFC	Wells Fargo & Co	-0.1%	-2.49%	Trim
26	PFE	Pfizer INC	-0.1%	-1.77%	Trim
27	✓	Duke Energy Corporation	-0.1%	+1.23%	Add
28	KMB	Kimberly-clark CORP	-0.2%	-7.10%	Trim
29	AEP	American Electric Power Company, Inc.	-0.2%	-4.37%	Trim
30	DIS	Walt Disney Co/the	-0.2%	-1.36%	Trim
31	MCK	Mckesson CORP	-0.2%	+1.45%	Add
32	BMY	Bristol-myers Squibb Co	-0.2%	+5.36%	Add
33	DG	Dollar General CORP	-0.3%	+2.23%	Add
34	LOW	Lowe's Cos INC	-0.3%	-2.17%	Trim
35	LMT	Lockheed Martin CORP	-0.3%	-13.61%	Trim
36	CVS	Cvs Health CORP	-0.3%	-2.36%	Trim
37	JNJ	Johnson & Johnson	—	NEW	New buy
38	✓	Tyco International	—	EXIT	Sold out
39	LDOS	Leidos Holdings INC	—	NEW	New buy
40	JNJ	Johnson & Johnson	—	EXIT	Sold out
41	VFIAX	Vanguard 500 Index-adm	—	NEW	New buy
42	✓	Tallgrass Energy Partners, LP	—	NEW	New buy
43	✓	Eqt Midstream Partners LP	—	NEW	New buy
44	DD	DuPont de Nemours, Inc.	—	EXIT	Sold out
45	XLNXEUR	Xilinx INC	—	NEW	New buy
46	✓	Tetra Tech INC New	—	NEW	New buy
47	✓		—	EXIT	Sold out
48	✓	Charter Communications, Inc.	—	EXIT	Sold out
49	USVAX	Victory Virginia Bond-fnd	—	NEW	New buy
50	VXX	iPath Series B S&P 500 VIX Short-Term Futures ETN	—	EXIT	Sold out