Catawba Capital Management /va — Q3 2014 13F Holdings

Name: Catawba Capital Management /va — 13F Holdings, Q3 2014
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001080366

Total reported value

$425.0M

← Back to latest quarter

Full holdings list this quarter

Showing top 200 holdings (of 248 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	AAPL	Apple INC	Stock-Tech	3.74%	+0.33%	-0.13%
2	CVS	Cvs Health CORP	Stock-Healthcare	2.57%	—	-4.16%
3	UNP	Union Pacific CORP	Stock-Industrials	2.36%	+0.03%	-1.01%
4	DIS	Walt Disney Co/the	Stock-Comm Services	1.87%	+0.03%	-12.26%
5	MSFT	Microsoft CORP	Stock-Tech	1.75%	+0.16%	-0.76%
6	DUK	Du Pont E I De Nemour&Co	Stock-Utilities	1.58%	—	-0.46%
7	JNJ	Johnson & Johnson	Stock-Healthcare	1.56%	-0.10%	-1.67%
8	EPD	Enterprise Products Partners	Stock-Energy	1.53%	+0.13%	+97.58%
9	NOVEUR	National Oilwell Varco INC	Stock-Other	1.52%	—	-1.68%
10	PFE	Pfizer INC	Stock-Healthcare	1.48%	—	-3.77%
11	IBM	Intl Business Machines CORP	Stock-Tech	1.47%	-0.15%	-0.16%
12	LOW	Lowe's Cos INC	Stock-Consumer Disc	1.47%	+0.09%	+0.14%
13	PG	Procter & Gamble Co/the	Stock-Consumer Staples	1.45%	—	+3.20%
14	BBTUSD	Bb&t CORP	Stock-Other	1.39%	-0.13%	-0.70%
15	✓	Wellpoint INC	Stock-Other	1.36%	—	-4.51%
16	LMT	Lockheed Martin CORP	Stock-Industrials	1.35%	-0.29%	-1.10%
17	INTC	Intel CORP	Stock-Tech	1.35%	-0.12%	-7.78%
18	SLB	Slb LTD	Stock-Energy	1.35%	—	+1.63%
19	✓	Target Corporation	Stock-Other	1.34%	+0.07%	-0.74%
20	CVX	Chevron CORP	Stock-Energy	1.34%	+0.10%	+2.91%
21	✓	Duke Energy Corporation	Stock-Other	1.31%	—	—
22	BDX	Becton Dickinson And Co	Stock-Healthcare	1.30%	+0.08%	-0.20%
23	WFC	Wells Fargo & Co	Stock-Financials	1.29%	+0.06%	-7.61%
24	BAX	Baxter International INC	Stock-Healthcare	1.28%	+0.11%	-0.05%
25	CB	Chubb Limited	Stock-Financials	1.27%	—	-0.10%
26	QCOM	Qualcomm INC	Stock-Tech	1.19%	—	-5.65%
27	PEP	Pepsico INC	Stock-Consumer Staples	1.18%	—	+2.01%
28	FDX	Fedex CORP	Stock-Industrials	1.12%	-0.12%	-3.52%
29	CSCO	Cisco Systems INC	Stock-Tech	1.08%	—	-0.16%
30	HAINX	Harbor International-inst	Stock-Other	1.07%	—	-0.00%
31	✓	Rowe T Price Intl Fds Emerg Mk	Stock-Other	1.05%	—	+0.40%
32	ZBH	Zimmer Biomet Holdings INC	Stock-Healthcare	1.05%	—	-7.15%
33	AEP	American Electric Power Company, Inc.	Stock-Utilities	1.03%	—	-1.76%
34	KMI	Kinder Morgan, Inc.	Stock-Energy	1.00%	—	-4.54%
35	✓	T. Rowe Price Group, Inc.	Stock-Other	0.99%	—	-0.49%
36	ORCL	Oracle CORP	Stock-Tech	0.98%	—	-0.25%
37	NKE	Nike INC -cl B	Stock-Consumer Disc	0.96%	+0.12%	-23.31%
38	✓	Cenovus Energy Inc	Stock-Other	0.88%	—	-0.14%
39	BA	Boeing Co/the	Stock-Industrials	0.85%	—	-0.24%
40	✓	Oneok Partners LP	Stock-Other	0.84%	—	-0.31%
41	SU	Suncor Energy INC	Stock-Energy	0.83%	—	-0.06%
42	DHR	Danaher CORP	Stock-Healthcare	0.78%	—	-1.12%
43	VZ	Verizon Communications INC	Stock-Comm Services	0.74%	—	—
44	✓	Waste Management, Inc.	Stock-Other	0.73%	—	—
45	PAA	Plains All Amer Pipeline LP	Stock-Energy	0.72%	—	-0.82%
46	NUE	Nucor CORP	Stock-Materials	0.71%	—	+0.36%
47	✓	Noble Corporation Baar Namen -	Stock-Other	0.70%	—	-0.18%
48	✓	3m Co	Stock-Other	0.70%	-0.13%	-0.16%
49	✓	Mastercard Incorporated	Stock-Other	0.70%	+0.06%	-0.25%
50	KMB	Kimberly-clark CORP	Stock-Consumer Staples	0.69%	—	+2.00%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Catawba Capital Management /va for the quarter ending Q3 2014, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	AAPL	Apple INC	+0.4%	-0.13%	Trim
2	UNP	Union Pacific CORP	+0.2%	-1.01%	Trim
3	MSFT	Microsoft CORP	+0.2%	-0.76%	Trim
4	LMT	Lockheed Martin CORP	+0.2%	-1.10%	Trim
5	LOW	Lowe's Cos INC	+0.2%	+0.14%	Add
6	DUK	Du Pont E I De Nemour&Co	+0.2%	-0.46%	Trim
7	PG	Procter & Gamble Co/the	+0.2%	+3.20%	Add
8	✓	Target Corporation	+0.1%	-0.74%	Trim
9	✓	Wellpoint INC	+0.1%	-4.51%	Trim
10	KMI	Kinder Morgan, Inc.	+0.1%	-4.54%	Trim
11	IBM	Intl Business Machines CORP	+0.1%	-0.16%	Trim
12	PEP	Pepsico INC	+0.1%	+2.01%	Add
13	NUE	Nucor CORP	+0.1%	+0.36%	Add
14	✓	Hcp INC	+0.1%	+66.04%	Add
15	✓	Tc Pipelines LP	+0.1%	—	Unchanged
16	PFE	Pfizer INC	0%	-3.77%	Trim
17	CVX	Chevron CORP	0%	+2.91%	Add
18	✓	T. Rowe Price Group, Inc.	0%	-0.49%	Trim
19	HAINX	Harbor International-inst	0%	-0.00%	Trim
20	BBTUSD	Bb&t CORP	-0.1%	-0.70%	Trim
21	KMT	Kennametal INC	-0.1%	—	Unchanged
22	UTXZ	United Tech CORP	-0.1%	-7.21%	Trim
23	EMR	Emerson Electric Co	-0.1%	-6.76%	Trim
24	GEL	Genesis Energy L.p.	-0.1%	-21.57%	Trim
25	WMB	Williams Cos INC	-0.1%	-29.65%	Trim
26	WFC	Wells Fargo & Co	-0.1%	-7.61%	Trim
27	FLR	Fluor CORP	-0.1%	-0.08%	Trim
28	DOV	Dover CORP	-0.1%	-7.33%	Trim
29	ZBH	Zimmer Biomet Holdings INC	-0.1%	-7.15%	Trim
30	✓	ConocoPhillips	-0.1%	-2.90%	Trim
31	NOVEUR	National Oilwell Varco INC	-0.1%	-1.68%	Trim
32	NKE	Nike INC -cl B	-0.1%	-23.31%	Trim
33	QCOM	Qualcomm INC	-0.1%	-5.65%	Trim
34	DIS	Walt Disney Co/the	-0.1%	-12.26%	Trim
35	SU	Suncor Energy INC	-0.1%	-0.06%	Trim
36	SLB	Slb LTD	-0.1%	+1.63%	Add
37	✓	Cenovus Energy Inc	-0.2%	-0.14%	Trim
38	DVN	Devon Energy CORP	-0.2%	-14.39%	Trim
39	✓	Noble Corporation Baar Namen -	-0.3%	-0.18%	Trim
40	✓		—	EXIT	Sold out
41	✓	Dnow Inc Com	—	EXIT	Sold out
42	VFIRX	Vanguard Shrt Trm Treas-adm	—	NEW	New buy
43	✓	TotalEnergies SE	—	EXIT	Sold out
44	CPT	Camden Property Trust	—	NEW	New buy
45	✓	Knowles Corporation	—	EXIT	Sold out
46	CR1USD	Crane Co	—	EXIT	Sold out
47	REYN	Reynolds Consumer Products Inc.	—	EXIT	Sold out
48	✓	Barclays Bk PLC	—	NEW	New buy
49	✓	Synaptics INC	—	EXIT	Sold out
50	✓	Lorillard INC	—	EXIT	Sold out