Catawba Capital Management /va — Q3 2013 13F Holdings

Name: Catawba Capital Management /va — 13F Holdings, Q3 2013
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001080366

Total reported value

$425.0M

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Full holdings list this quarter

Showing top 200 holdings (of 233 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	AAPL	Apple INC	Stock-Tech	2.97%	+0.33%	+1.43%
2	CVS	Cvs Health CORP	Stock-Healthcare	2.28%	—	-0.36%
3	UNP	Union Pacific CORP	Stock-Industrials	2.13%	+0.03%	+1.82%
4	DIS	Walt Disney Co/the	Stock-Comm Services	1.96%	+0.03%	-1.59%
5	NOVEUR	National Oilwell Varco INC	Stock-Other	1.85%	—	+2.86%
6	PFE	Pfizer INC	Stock-Healthcare	1.75%	—	-0.11%
7	IBM	Intl Business Machines CORP	Stock-Tech	1.72%	-0.15%	-0.33%
8	✓	Target Corporation	Stock-Other	1.55%	+0.07%	+2.58%
9	BBTUSD	Bb&t CORP	Stock-Other	1.49%	-0.13%	+1.60%
10	CB	Chubb Limited	Stock-Financials	1.49%	—	-1.17%
11	JNJ	Johnson & Johnson	Stock-Healthcare	1.45%	-0.10%	-0.60%
12	LOW	Lowe's Cos INC	Stock-Consumer Disc	1.44%	+0.09%	+40.90%
13	CVX	Chevron CORP	Stock-Energy	1.42%	+0.10%	+0.10%
14	MSFT	Microsoft CORP	Stock-Tech	1.39%	+0.16%	+0.42%
15	✓	Noble Corporation Baar	Stock-Other	1.37%	—	+1.34%
16	DUK	Du Pont E I De Nemour&Co	Stock-Utilities	1.35%	—	+4.95%
17	PG	Procter & Gamble Co/the	Stock-Consumer Staples	1.34%	—	+0.16%
18	✓	Duke Energy Corporation	Stock-Other	1.33%	—	+0.02%
19	BDX	Becton Dickinson And Co	Stock-Healthcare	1.32%	+0.08%	+0.00%
20	EPD	Enterprise Products Partners	Stock-Energy	1.31%	+0.13%	-0.81%
21	WFC	Wells Fargo & Co	Stock-Financials	1.31%	+0.06%	-2.08%
22	BAX	Baxter International INC	Stock-Healthcare	1.28%	+0.11%	+0.01%
23	HAINX	Harbor International-inst	Stock-Other	1.24%	—	-1.45%
24	NKE	Nike INC -cl B	Stock-Consumer Disc	1.23%	+0.12%	-3.91%
25	LMT	Lockheed Martin CORP	Stock-Industrials	1.21%	-0.29%	-9.18%
26	QCOM	Qualcomm INC	Stock-Tech	1.18%	—	+5.67%
27	✓	Rowe T Price Intl Fds Emerg Mk	Stock-Other	1.17%	—	-1.53%
28	✓	Wellpoint INC	Stock-Other	1.14%	—	+3.79%
29	✓	Cenovus Energy Inc	Stock-Other	1.13%	—	-0.59%
30	ZBH	Zimmer Biomet Holdings INC	Stock-Healthcare	1.12%	—	-3.74%
31	CSCO	Cisco Systems INC	Stock-Tech	1.11%	—	+1.61%
32	SLB	Slb LTD	Stock-Energy	1.10%	—	+3.51%
33	✓		Stock-Other	1.09%	—	-2.48%
34	AEP	American Electric Power Company, Inc.	Stock-Utilities	1.08%	—	+1.08%
35	✓	T. Rowe Price Group, Inc.	Stock-Other	1.06%	—	-2.42%
36	INTC	Intel CORP	Stock-Tech	1.05%	-0.12%	+2.79%
37	PEP	Pepsico INC	Stock-Consumer Staples	1.05%	—	+1.58%
38	FDX	Fedex CORP	Stock-Industrials	0.94%	-0.12%	+3.19%
39	✓	ConocoPhillips	Stock-Other	0.92%	+0.09%	-4.43%
40	BA	Boeing Co/the	Stock-Industrials	0.91%	—	-15.21%
41	ORCL	Oracle CORP	Stock-Tech	0.89%	—	+2.33%
42	✓	Mastercard Incorporated	Stock-Other	0.88%	+0.06%	-5.24%
43	VZ	Verizon Communications INC	Stock-Comm Services	0.85%	—	+1.24%
44	✓	Oneok Partners LP	Stock-Other	0.84%	—	-0.33%
45	DHR	Danaher CORP	Stock-Healthcare	0.83%	—	-2.97%
46	KMT	Kennametal INC	Stock-Other	0.82%	—	+12.76%
47	KMI	Kinder Morgan, Inc.	Stock-Energy	0.80%	—	-0.63%
48	FLR	Fluor CORP	Stock-Industrials	0.79%	—	—
49	EMR	Emerson Electric Co	Stock-Industrials	0.77%	—	+2.22%
50	XOM	Exxon Mobil CORP	Stock-Energy	0.77%	—	+0.65%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Catawba Capital Management /va for the quarter ending Q3 2013, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	LOW	Lowe's Cos INC	+0.5%	+40.90%	Add
2	AAPL	Apple INC	+0.4%	+1.43%	Add
3	SLB	Slb LTD	+0.2%	+3.51%	Add
4	NOVEUR	National Oilwell Varco INC	+0.2%	+2.86%	Add
5	KMT	Kennametal INC	+0.2%	+12.76%	Add
6	DUK	Du Pont E I De Nemour&Co	+0.1%	+4.95%	Add
7	NUE	Nucor CORP	+0.1%	+13.61%	Add
8	DOW	Dow Chem Co	+0.1%	+145.89%	Add
9	QCOM	Qualcomm INC	+0.1%	+5.67%	Add
10	FDX	Fedex CORP	+0.1%	+3.19%	Add
11	EMR	Emerson Electric Co	+0.1%	+2.22%	Add
12	FLR	Fluor CORP	+0.1%	—	Unchanged
13	DRCEUR	Dresser-rand Group INC	+0.1%	+100.09%	Add
14	✓	Canadian Oil Sands LTD F	+0.1%	+48.83%	Add
15	JNJ	Johnson & Johnson	+0.1%	+58.68%	Add
16	✓		+0.1%	-2.48%	Trim
17	DOV	Dover CORP	+0.1%	+4.25%	Add
18	PNR	Pentair plc	+0.1%	+21.37%	Add
19	UTXZ	United Tech CORP	+0.1%	+1.64%	Add
20	SU	Suncor Energy INC	+0.1%	-0.29%	Trim
21	PNC	Pnc Financial Services Group	+0.1%	+27.36%	Add
22	NKE	Nike INC -cl B	0%	-3.91%	Trim
23	HAINX	Harbor International-inst	0%	-1.45%	Trim
24	✓	Mastercard Incorporated	0%	-5.24%	Trim
25	ORCL	Oracle CORP	0%	+2.33%	Add
26	✓	ConocoPhillips	0%	-4.43%	Trim
27	DVN	Devon Energy CORP	0%	+0.60%	Add
28	LMT	Lockheed Martin CORP	0%	-9.18%	Trim
29	✓	Wellpoint INC	—	+3.79%	Add
30	CB	Chubb Limited	0%	-1.17%	Trim
31	KMB	Kimberly-clark CORP	-0.1%	-7.08%	Trim
32	KMI	Kinder Morgan, Inc.	-0.1%	-0.63%	Trim
33	BAX	Baxter International INC	-0.2%	+0.01%	Add
34	✓	Target Corporation	-0.2%	+2.58%	Add
35	IBM	Intl Business Machines CORP	-0.2%	-0.33%	Trim
36	POT1EUR	Potash CORP Of Saskatchewan	—	EXIT	Sold out
37	AZNN	Astrazeneca Plc-spons Adr	—	NEW	New buy
38	MCHP	Microchip Technology INC	—	NEW	New buy
39	FIZN	First Citizens Bancshares	—	EXIT	Sold out
40	ROST	Ross Stores INC	—	NEW	New buy
41	KLAC	Kla CORP	—	NEW	New buy
42	✓	Altera CORP	—	NEW	New buy
43	VTRIX	Vanguard Intl Val-inv	—	NEW	New buy
44	✓	Lufkin Inds INC	—	EXIT	Sold out
45	CLVT	Clarivate Plc	—	NEW	New buy
46	MRO*	Marathon Oil CORP	—	NEW	New buy
47	WDC	Western Digital CORP	—	EXIT	Sold out
48	LNN	Lindsay CORP	—	NEW	New buy
49	✓	Powershares S&P 500 Low Vola	—	NEW	New buy
50	✓	Praxair	—	NEW	New buy