Caprin Asset Management LLC /adv's SEC 13F Portfolio ($64.1M)

CIK: 0001034369

Long-term holderQuality / disciplined sizing

Total reported value

$64.1M

Reporting period: 2022-12-31 · Number of holdings: 21

CAPRIN ASSET MANAGEMENT LLC /ADV disclosed 21 holdings in its latest 13F filing for the period ending 2022-12-31, with total reported value of $64.1M and a quarterly turnover rate of 0.0%.

Browse other institutions with under $100M AUM Browse other institutions starting with "C"

Personality snowflake

Concentration: 64.43
Portfolio Stability: 0
Momentum/Contrarian: 50
Sector conviction: 0
Diversification: 42
Sizing Uniformity: 84.18

Sector classification currently covers about 0% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.

Recent moves

No holding changes this quarter

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SHM	Ss Spdr N Ice St Muni ETF	ETF-Other	23.13%	—	-22.60%
2	ITM	Vaneck Intermediate Muni ETF	ETF-Other	21.31%	—	-23.17%
3	MUB	Ishares National Muni Bond E	ETF-Other	17.80%	—	-28.96%
4	AGG	Ishares Core U.s. Aggregate	ETF-Other	13.73%	—	-18.97%
5	VTEB	Vanguard Tax-exempt Bond ETF	ETF-Other	8.04%	—	+267.68%
6	JMST	JPM Ultra-short Muni Income	ETF-Other	5.55%	—	+92540.79%
7	FLOT	Ishares Floating Rate Bond E	ETF-Other	3.57%	—	-7.31%
8	VCIT	Vanguard Int-term Corporate	ETF-Corp Bonds	1.65%	—	—
9	IGIB	Ishares 5-10y Inv Grade CORP	ETF-Corp Bonds	1.57%	—	-13.22%
10	NYF	Ishares New York Muni Bond E	ETF-Other	1.47%	—	-28.06%
11	IGSB	Ishares 1-5y Inv Grade CORP	ETF-Other	0.48%	—	-37.58%
12	CMF	Ishares California Muni Bond	ETF-Other	0.43%	—	—
13	TFI	Ss Spdr N Ice Muni Bond ETF	ETF-Other	0.30%	—	+1975.00%
14	SHY	Ishares 1-3 Year Treasury Bo	ETF-Gov Bonds	0.23%	—	—
15	HYD	Vaneck High Yield Muni ETF	ETF-High Yield	0.21%	—	-28.89%
16	BAB	Invesco Taxable Municipal Bo	ETF-Other	0.12%	—	-35.56%
17	SHYD	Vaneck Sh Hi Yld Muni	ETF-Other	0.11%	—	-29.67%
18	VCSH	Vanguard S/t CORP Bond ETF	ETF-Corp Bonds	0.09%	—	—
19	IEF	Ishares 7-10 Year Treasury B	ETF-Gov Bonds	0.09%	—	—
20	PZA	Invesco National Amt-free Mu	ETF-Other	0.06%	—	—
21	USIG	Ishares Broad Usd Investment	ETF-Other	0.05%	—	—

Portfolio Performance

Performance for Q3 2026

+0.3%

Performance Last 4 Quarters

+4.3%

Based on 83% of reported portfolio value with available pricing

Stdev: +4.1%
Beta: +0.21
Alpha: -0.6%
Max Drawdown: -2.8%
Annualized Perf: +3.4%
Batting Avg vs S&P: +41.7%
Sortino: +1.54
Stutzer: +0.25
Treynor: +0.16
Sterling: +0.28
Calmar: +1.18
Information Ratio: -1.41
Tracking Error: +10.7%
Stdev Down: +2.2%
Winning Months %: +63.9%
Losing Months %: +36.1%
Best 12 Months: +8.7%
Worst 12 Months: +1.4%
Efficiency Ratio: +0.32
Sharpe: +0.82
Stdev Sectors: —
Skewness: +0.74
Kurtosis: +2.29
Upside Potential: +3.21

Reported value over time

Sector allocation

Not enough sector-mapped data yet

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2022-12-31	21	$64.1M	0	1SHM 2ITM 3MUB Top holdings2022-12-31 1.SHM 2.ITM 3.MUB 4.AGG 5.VTEB 6.JMST 7.FLOT 8.VCIT 9.IGIB 10.NYF
2022-09-30	17	$69.6M	0	1SHM 2ITM 3MUB Top holdings2022-09-30 1.SHM 2.ITM 3.MUB 4.AGG 5.FLOT 6.VTEB 7.NYF 8.IGIB 9.IGSB 10.CMF
2022-06-30	17	$97.4M	0	1SHM 2ITM 3MUB Top holdings2022-06-30 1.SHM 2.ITM 3.MUB 4.AGG 5.FLOT 6.VTEB 7.NYF 8.IGIB 9.IGSB 10.CMF
2022-03-31	17	$116.8M	0	1ITM 2SHM 3MUB Top holdings2022-03-31 1.ITM 2.SHM 3.MUB 4.AGG 5.FLOT 6.VTEB 7.NYF 8.IGIB 9.IGSB 10.CMF
2021-12-31	17	$129.0M	0	1ITM 2SHM 3MUB Top holdings2021-12-31 1.ITM 2.SHM 3.MUB 4.AGG 5.FLOT 6.VTEB 7.IGIB 8.NYF 9.IGSB 10.CMF
2021-09-30	17	$130.0M	0	1ITM 2SHM 3MUB Top holdings2021-09-30 1.ITM 2.SHM 3.MUB 4.AGG 5.FLOT 6.VTEB 7.IGIB 8.NYF 9.IGSB 10.CMF
2021-06-30	18	$132.7M	0	1ITM 2SHM 3MUB Top holdings2021-06-30 1.ITM 2.SHM 3.MUB 4.AGG 5.FLOT 6.VTEB 7.NYF 8.IGIB 9.IGSB 10.CMF
2021-03-31	18	$130.8M	4	1ITM 2SHM 3MUB Top holdings2021-03-31 1.ITM 2.SHM 3.MUB 4.AGG 5.FLOT 6.VTEB 7.NYF 8.IGIB 9.IGSB 10.CMF
2020-12-31	18	$133.7M	2	1ITM 2SHM 3MUB Top holdings2020-12-31 1.ITM 2.SHM 3.MUB 4.AGG 5.FLOT 6.VTEB 7.NYF 8.IGSB 9.IGIB 10.USIG
2020-09-30	19	$132.2M	2	1ITM 2SHM 3MUB Top holdings2020-09-30 1.ITM 2.SHM 3.MUB 4.AGG 5.FLOT 6.VTEB 7.NYF 8.IGSB 9.IGIB 10.CMF
2020-06-30	20	$129.6M	2	1ITM 2SHM 3MUB Top holdings2020-06-30 1.ITM 2.SHM 3.MUB 4.AGG 5.FLOT 6.VTEB 7.NYF 8.IGSB 9.IGIB 10.CMF
2020-03-31	20	$127.7M	3	1ITM 2SHM 3MUB Top holdings2020-03-31 1.ITM 2.SHM 3.MUB 4.AGG 5.FLOT 6.VTEB 7.NYF 8.IGSB 9.IGIB 10.USIG
2019-12-31	18	$129.2M	1	1ITM 2SHM 3MUB Top holdings2019-12-31 1.ITM 2.SHM 3.MUB 4.AGG 5.VTEB 6.FLOT 7.NYF 8.IGSB 9.SHYD 10.USIG
2019-09-30	18	$130.2M	16	1ITM 2SHM 3MUB Top holdings2019-09-30 1.ITM 2.SHM 3.MUB 4.AGG 5.FLOT 6.VTEB 7.NYF 8.IGSB 9.SHYD 10.USIG
2019-06-30	18	$129.8M	2	1ITM 2SHM 3MUB Top holdings2019-06-30 1.ITM 2.SHM 3.MUB 4.FLOT 5.AGG 6.VTEB 7.NYF 8.IGSB 9.SHYD 10.USIG
2019-03-31	18	$129.2M	24	1ITM 2SHM 3MUB Top holdings2019-03-31 1.ITM 2.SHM 3.MUB 4.FLOT 5.AGG 6.VTEB 7.NYF 8.IGSB 9.CMF 10.SHYD
2018-12-31	18	$126.7M	6	1ITM 2SHM 3FLOT Top holdings2018-12-31 1.ITM 2.SHM 3.FLOT 4.AGG 5.VTEB 6.MUB 7.NYF 8.IGSB 9.CMF 10.SHYD
2018-09-30	18	$128.5M	70	1SHM 2ITM 3FLOT Top holdings2018-09-30 1.SHM 2.ITM 3.FLOT 4.AGG 5.VTEB 6.TFI 7.NYF 8.IGSB 9.CMF 10.SHYD
2018-06-30	18	$126.4M	2	1SHM 2SMHC 3FLOT Top holdings2018-06-30 1.SHM 2.SMHC 3.FLOT 4.AGG 5.VTEB 6.TFI 7.NYF 8.IGSB 9.SHYD 10.SMHC
2018-03-31	18	$125.1M	46	1SHM 2SMHC 3FLOT Top holdings2018-03-31 1.SHM 2.SMHC 3.FLOT 4.AGG 5.VTEB 6.TFI 7.NYF 8.IGSB 9.CMF 10.SHYD
2017-12-31	18	$128.2M	2	1SMHC 2SHM 3MUB Top holdings2017-12-31 1.SMHC 2.SHM 3.MUB 4.FLOT 5.AGG 6.TFI 7.CMF 8.NYF 9.SMHC 10.IGSB
2017-09-30	17	$129.9M	100	1SMHC 2SHM 3MUB Top holdings2017-09-30 1.SMHC 2.SHM 3.MUB 4.FLOT 5.AGG 6.TFI 7.CMF 8.NYF 9.SMHC 10.IGSB
2017-06-30	17	$128.3M	100	1IEI 2NYF 3LQD Top holdings2017-06-30 1.IEI 2.NYF 3.LQD 4.IGSB 5.AGG 6.SUB 7.NUV 8.CMF 9.FLOT 10.USIG
2017-03-31	18	$126.5M	26	1SMHC 2SHM 3MUB Top holdings2017-03-31 1.SMHC 2.SHM 3.MUB 4.FLOT 5.AGG 6.TFI 7.NYF 8.CMF 9.IGSB 10.IGIB
2016-12-31	19	$126.8M	23	1SHM 2SMHC 3MUB Top holdings2016-12-31 1.SHM 2.SMHC 3.MUB 4.FLOT 5.AGG 6.PST 7.TFI 8.LQD 9.TOTL 10.NYF
2016-09-30	26	$129.1M	36	1SMHC 2SHM 3MUB Top holdings2016-09-30 1.SMHC 2.SHM 3.MUB 4.FLOT 5.AGG 6.TFI 7.NYF 8.CMF 9.IEF 10.IGSB
2016-06-30	15	$125.7M	41	1MUB 2SMHC 3SHM Top holdings2016-06-30 1.MUB 2.SMHC 3.SHM 4.FLOT 5.AGG 6.TFI 7.NYF 8.CMF 9.IEF 10.IGSB
2016-03-31	16	$118.5M	50	1MUB 2SHM357060U Top holdings2016-03-31 1.MUB 2.SHM 3.57060U 4.FLOT 5.AGG 6.TFI 7.NYF 8.IEF 9.CMF 10.IGSB
2015-12-31	15	$116.5M	0	1MUB 2FLOT357060U Top holdings2015-12-31 1.MUB 2.FLOT 3.57060U 4.QNDX 5.AGG 6.PRIV 7.IEF 8.NYF 9.CMF 10.IGSB

Holding changes this quarter

Position changes disclosed by Caprin Asset Management LLC /adv for the quarter ending 2022-12-31, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action

Filing History

Period	Filed	Type	EDGAR
2022-12-31	2023-01-24	13F-HR	View on EDGAR
2022-09-30	2023-01-24	13F-HR	View on EDGAR
2022-06-30	2022-08-15	13F-HR	View on EDGAR
2022-03-31	2022-05-02	13F-HR	View on EDGAR
2021-12-31	2022-02-14	13F-HR	View on EDGAR
2021-09-30	2021-12-15	13F-HR	View on EDGAR
2021-06-30	2021-12-15	13F-HR	View on EDGAR
2021-03-31	2021-05-17	13F-HR	View on EDGAR
2020-12-31	2021-02-26	13F-HR	View on EDGAR
2020-09-30	2020-11-16	13F-HR	View on EDGAR
2020-06-30	2020-11-16	13F-HR	View on EDGAR
2020-03-31	2020-05-21	13F-HR	View on EDGAR
2019-12-31	2020-01-16	13F-HR	View on EDGAR
2019-09-30	2019-11-15	13F-HR	View on EDGAR
2019-06-30	2019-08-01	13F-HR	View on EDGAR
2019-03-31	2019-04-22	13F-HR	View on EDGAR
2018-12-31	2019-01-16	13F-HR	View on EDGAR
2018-09-30	2018-11-01	13F-HR	View on EDGAR
2018-06-30	2018-08-15	13F-HR	View on EDGAR
2018-03-31	2018-05-15	13F-HR	View on EDGAR
2017-12-31	2018-02-02	13F-HR	View on EDGAR
2017-09-30	2017-11-14	13F-HR	View on EDGAR
2017-06-30	2017-08-15	13F-HR	View on EDGAR
2017-03-31	2017-05-09	13F-HR	View on EDGAR
2016-12-31	2017-01-31	13F-HR	View on EDGAR
2016-09-30	2016-10-31	13F-HR	View on EDGAR
2016-06-30	2016-08-01	13F-HR	View on EDGAR
2016-03-31	2016-05-10	13F-HR	View on EDGAR
2015-12-31	2016-02-12	13F-HR	View on EDGAR

FAQ

What is Caprin Asset Management LLC /adv and what type of investor is it?

Caprin Asset Management LLC /adv is a investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2022-12-31), the firm manages a tracked equity portfolio valued at approximately $64.1M, spread across 21 disclosed positions.

What are Caprin Asset Management LLC /adv's largest equity positions?

Based on the latest 13F filing, Caprin Asset Management LLC /adv's top holdings by market value are: 1. Ss Spdr N Ice St Muni ETF (SHM) — $14.8M (23.1%) 2. Vaneck Intermediate Muni ETF (ITM) — $13.7M (21.3%) 3. Ishares National Muni Bond E (MUB) — $11.4M (17.8%) 4. Ishares Core U.s. Aggregate (AGG) — $8.8M (13.7%) 5. Vanguard Tax-exempt Bond ETF (VTEB) — $5.2M (8.0%)

What changes did Caprin Asset Management LLC /adv make in its most recent portfolio filing?

No notable portfolio changes were recorded for Caprin Asset Management LLC /adv in the most recent quarter. Holdings appear to have remained relatively stable.

What sectors does Caprin Asset Management LLC /adv focus on?

Sector breakdown data is not yet available for Caprin Asset Management LLC /adv. Check back after the next 13F processing cycle.

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Caprin Asset Management LLC /adv's SEC 13F Portfolio ($64.1M)

CIK: 0001034369

Long-term holderQuality / disciplined sizing

Total reported value

$64.1M

Reporting period: 2022-12-31 · Number of holdings: 21

CAPRIN ASSET MANAGEMENT LLC /ADV disclosed 21 holdings in its latest 13F filing for the period ending 2022-12-31, with total reported value of $64.1M and a quarterly turnover rate of 0.0%.

Browse other institutions with under $100M AUM Browse other institutions starting with "C"

Personality snowflake

Concentration: 64.43
Portfolio Stability: 0
Momentum/Contrarian: 50
Sector conviction: 0
Diversification: 42
Sizing Uniformity: 84.18

Recent moves

No holding changes this quarter

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SHM	Ss Spdr N Ice St Muni ETF	ETF-Other	23.13%	—	-22.60%
2	ITM	Vaneck Intermediate Muni ETF	ETF-Other	21.31%	—	-23.17%
3	MUB	Ishares National Muni Bond E	ETF-Other	17.80%	—	-28.96%
4	AGG	Ishares Core U.s. Aggregate	ETF-Other	13.73%	—	-18.97%
5	VTEB	Vanguard Tax-exempt Bond ETF	ETF-Other	8.04%	—	+267.68%
6	JMST	JPM Ultra-short Muni Income	ETF-Other	5.55%	—	+92540.79%
7	FLOT	Ishares Floating Rate Bond E	ETF-Other	3.57%	—	-7.31%
8	VCIT	Vanguard Int-term Corporate	ETF-Corp Bonds	1.65%	—	—
9	IGIB	Ishares 5-10y Inv Grade CORP	ETF-Corp Bonds	1.57%	—	-13.22%
10	NYF	Ishares New York Muni Bond E	ETF-Other	1.47%	—	-28.06%
11	IGSB	Ishares 1-5y Inv Grade CORP	ETF-Other	0.48%	—	-37.58%
12	CMF	Ishares California Muni Bond	ETF-Other	0.43%	—	—
13	TFI	Ss Spdr N Ice Muni Bond ETF	ETF-Other	0.30%	—	+1975.00%
14	SHY	Ishares 1-3 Year Treasury Bo	ETF-Gov Bonds	0.23%	—	—
15	HYD	Vaneck High Yield Muni ETF	ETF-High Yield	0.21%	—	-28.89%
16	BAB	Invesco Taxable Municipal Bo	ETF-Other	0.12%	—	-35.56%
17	SHYD	Vaneck Sh Hi Yld Muni	ETF-Other	0.11%	—	-29.67%
18	VCSH	Vanguard S/t CORP Bond ETF	ETF-Corp Bonds	0.09%	—	—
19	IEF	Ishares 7-10 Year Treasury B	ETF-Gov Bonds	0.09%	—	—
20	PZA	Invesco National Amt-free Mu	ETF-Other	0.06%	—	—
21	USIG	Ishares Broad Usd Investment	ETF-Other	0.05%	—	—

Portfolio Performance

Performance for Q3 2026

+0.3%

Performance Last 4 Quarters

+4.3%

Based on 83% of reported portfolio value with available pricing

Stdev: +4.1%
Beta: +0.21
Alpha: -0.6%
Max Drawdown: -2.8%
Annualized Perf: +3.4%
Batting Avg vs S&P: +41.7%
Sortino: +1.54
Stutzer: +0.25
Treynor: +0.16
Sterling: +0.28
Calmar: +1.18
Information Ratio: -1.41
Tracking Error: +10.7%
Stdev Down: +2.2%
Winning Months %: +63.9%
Losing Months %: +36.1%
Best 12 Months: +8.7%
Worst 12 Months: +1.4%
Efficiency Ratio: +0.32
Sharpe: +0.82
Stdev Sectors: —
Skewness: +0.74
Kurtosis: +2.29
Upside Potential: +3.21

Reported value over time

Sector allocation

Not enough sector-mapped data yet

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2022-12-31	21	$64.1M	0	1SHM 2ITM 3MUB Top holdings2022-12-31 1.SHM 2.ITM 3.MUB 4.AGG 5.VTEB 6.JMST 7.FLOT 8.VCIT 9.IGIB 10.NYF
2022-09-30	17	$69.6M	0	1SHM 2ITM 3MUB Top holdings2022-09-30 1.SHM 2.ITM 3.MUB 4.AGG 5.FLOT 6.VTEB 7.NYF 8.IGIB 9.IGSB 10.CMF
2022-06-30	17	$97.4M	0	1SHM 2ITM 3MUB Top holdings2022-06-30 1.SHM 2.ITM 3.MUB 4.AGG 5.FLOT 6.VTEB 7.NYF 8.IGIB 9.IGSB 10.CMF
2022-03-31	17	$116.8M	0	1ITM 2SHM 3MUB Top holdings2022-03-31 1.ITM 2.SHM 3.MUB 4.AGG 5.FLOT 6.VTEB 7.NYF 8.IGIB 9.IGSB 10.CMF
2021-12-31	17	$129.0M	0	1ITM 2SHM 3MUB Top holdings2021-12-31 1.ITM 2.SHM 3.MUB 4.AGG 5.FLOT 6.VTEB 7.IGIB 8.NYF 9.IGSB 10.CMF
2021-09-30	17	$130.0M	0	1ITM 2SHM 3MUB Top holdings2021-09-30 1.ITM 2.SHM 3.MUB 4.AGG 5.FLOT 6.VTEB 7.IGIB 8.NYF 9.IGSB 10.CMF
2021-06-30	18	$132.7M	0	1ITM 2SHM 3MUB Top holdings2021-06-30 1.ITM 2.SHM 3.MUB 4.AGG 5.FLOT 6.VTEB 7.NYF 8.IGIB 9.IGSB 10.CMF
2021-03-31	18	$130.8M	4	1ITM 2SHM 3MUB Top holdings2021-03-31 1.ITM 2.SHM 3.MUB 4.AGG 5.FLOT 6.VTEB 7.NYF 8.IGIB 9.IGSB 10.CMF
2020-12-31	18	$133.7M	2	1ITM 2SHM 3MUB Top holdings2020-12-31 1.ITM 2.SHM 3.MUB 4.AGG 5.FLOT 6.VTEB 7.NYF 8.IGSB 9.IGIB 10.USIG
2020-09-30	19	$132.2M	2	1ITM 2SHM 3MUB Top holdings2020-09-30 1.ITM 2.SHM 3.MUB 4.AGG 5.FLOT 6.VTEB 7.NYF 8.IGSB 9.IGIB 10.CMF
2020-06-30	20	$129.6M	2	1ITM 2SHM 3MUB Top holdings2020-06-30 1.ITM 2.SHM 3.MUB 4.AGG 5.FLOT 6.VTEB 7.NYF 8.IGSB 9.IGIB 10.CMF
2020-03-31	20	$127.7M	3	1ITM 2SHM 3MUB Top holdings2020-03-31 1.ITM 2.SHM 3.MUB 4.AGG 5.FLOT 6.VTEB 7.NYF 8.IGSB 9.IGIB 10.USIG
2019-12-31	18	$129.2M	1	1ITM 2SHM 3MUB Top holdings2019-12-31 1.ITM 2.SHM 3.MUB 4.AGG 5.VTEB 6.FLOT 7.NYF 8.IGSB 9.SHYD 10.USIG
2019-09-30	18	$130.2M	16	1ITM 2SHM 3MUB Top holdings2019-09-30 1.ITM 2.SHM 3.MUB 4.AGG 5.FLOT 6.VTEB 7.NYF 8.IGSB 9.SHYD 10.USIG
2019-06-30	18	$129.8M	2	1ITM 2SHM 3MUB Top holdings2019-06-30 1.ITM 2.SHM 3.MUB 4.FLOT 5.AGG 6.VTEB 7.NYF 8.IGSB 9.SHYD 10.USIG
2019-03-31	18	$129.2M	24	1ITM 2SHM 3MUB Top holdings2019-03-31 1.ITM 2.SHM 3.MUB 4.FLOT 5.AGG 6.VTEB 7.NYF 8.IGSB 9.CMF 10.SHYD
2018-12-31	18	$126.7M	6	1ITM 2SHM 3FLOT Top holdings2018-12-31 1.ITM 2.SHM 3.FLOT 4.AGG 5.VTEB 6.MUB 7.NYF 8.IGSB 9.CMF 10.SHYD
2018-09-30	18	$128.5M	70	1SHM 2ITM 3FLOT Top holdings2018-09-30 1.SHM 2.ITM 3.FLOT 4.AGG 5.VTEB 6.TFI 7.NYF 8.IGSB 9.CMF 10.SHYD
2018-06-30	18	$126.4M	2	1SHM 2SMHC 3FLOT Top holdings2018-06-30 1.SHM 2.SMHC 3.FLOT 4.AGG 5.VTEB 6.TFI 7.NYF 8.IGSB 9.SHYD 10.SMHC
2018-03-31	18	$125.1M	46	1SHM 2SMHC 3FLOT Top holdings2018-03-31 1.SHM 2.SMHC 3.FLOT 4.AGG 5.VTEB 6.TFI 7.NYF 8.IGSB 9.CMF 10.SHYD
2017-12-31	18	$128.2M	2	1SMHC 2SHM 3MUB Top holdings2017-12-31 1.SMHC 2.SHM 3.MUB 4.FLOT 5.AGG 6.TFI 7.CMF 8.NYF 9.SMHC 10.IGSB
2017-09-30	17	$129.9M	100	1SMHC 2SHM 3MUB Top holdings2017-09-30 1.SMHC 2.SHM 3.MUB 4.FLOT 5.AGG 6.TFI 7.CMF 8.NYF 9.SMHC 10.IGSB
2017-06-30	17	$128.3M	100	1IEI 2NYF 3LQD Top holdings2017-06-30 1.IEI 2.NYF 3.LQD 4.IGSB 5.AGG 6.SUB 7.NUV 8.CMF 9.FLOT 10.USIG
2017-03-31	18	$126.5M	26	1SMHC 2SHM 3MUB Top holdings2017-03-31 1.SMHC 2.SHM 3.MUB 4.FLOT 5.AGG 6.TFI 7.NYF 8.CMF 9.IGSB 10.IGIB
2016-12-31	19	$126.8M	23	1SHM 2SMHC 3MUB Top holdings2016-12-31 1.SHM 2.SMHC 3.MUB 4.FLOT 5.AGG 6.PST 7.TFI 8.LQD 9.TOTL 10.NYF
2016-09-30	26	$129.1M	36	1SMHC 2SHM 3MUB Top holdings2016-09-30 1.SMHC 2.SHM 3.MUB 4.FLOT 5.AGG 6.TFI 7.NYF 8.CMF 9.IEF 10.IGSB
2016-06-30	15	$125.7M	41	1MUB 2SMHC 3SHM Top holdings2016-06-30 1.MUB 2.SMHC 3.SHM 4.FLOT 5.AGG 6.TFI 7.NYF 8.CMF 9.IEF 10.IGSB
2016-03-31	16	$118.5M	50	1MUB 2SHM357060U Top holdings2016-03-31 1.MUB 2.SHM 3.57060U 4.FLOT 5.AGG 6.TFI 7.NYF 8.IEF 9.CMF 10.IGSB
2015-12-31	15	$116.5M	0	1MUB 2FLOT357060U Top holdings2015-12-31 1.MUB 2.FLOT 3.57060U 4.QNDX 5.AGG 6.PRIV 7.IEF 8.NYF 9.CMF 10.IGSB

Holding changes this quarter

Position changes disclosed by Caprin Asset Management LLC /adv for the quarter ending 2022-12-31, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action

Filing History

Period	Filed	Type	EDGAR
2022-12-31	2023-01-24	13F-HR	View on EDGAR
2022-09-30	2023-01-24	13F-HR	View on EDGAR
2022-06-30	2022-08-15	13F-HR	View on EDGAR
2022-03-31	2022-05-02	13F-HR	View on EDGAR
2021-12-31	2022-02-14	13F-HR	View on EDGAR
2021-09-30	2021-12-15	13F-HR	View on EDGAR
2021-06-30	2021-12-15	13F-HR	View on EDGAR
2021-03-31	2021-05-17	13F-HR	View on EDGAR
2020-12-31	2021-02-26	13F-HR	View on EDGAR
2020-09-30	2020-11-16	13F-HR	View on EDGAR
2020-06-30	2020-11-16	13F-HR	View on EDGAR
2020-03-31	2020-05-21	13F-HR	View on EDGAR
2019-12-31	2020-01-16	13F-HR	View on EDGAR
2019-09-30	2019-11-15	13F-HR	View on EDGAR
2019-06-30	2019-08-01	13F-HR	View on EDGAR
2019-03-31	2019-04-22	13F-HR	View on EDGAR
2018-12-31	2019-01-16	13F-HR	View on EDGAR
2018-09-30	2018-11-01	13F-HR	View on EDGAR
2018-06-30	2018-08-15	13F-HR	View on EDGAR
2018-03-31	2018-05-15	13F-HR	View on EDGAR
2017-12-31	2018-02-02	13F-HR	View on EDGAR
2017-09-30	2017-11-14	13F-HR	View on EDGAR
2017-06-30	2017-08-15	13F-HR	View on EDGAR
2017-03-31	2017-05-09	13F-HR	View on EDGAR
2016-12-31	2017-01-31	13F-HR	View on EDGAR
2016-09-30	2016-10-31	13F-HR	View on EDGAR
2016-06-30	2016-08-01	13F-HR	View on EDGAR
2016-03-31	2016-05-10	13F-HR	View on EDGAR
2015-12-31	2016-02-12	13F-HR	View on EDGAR

FAQ

What is Caprin Asset Management LLC /adv and what type of investor is it?

What are Caprin Asset Management LLC /adv's largest equity positions?

What changes did Caprin Asset Management LLC /adv make in its most recent portfolio filing?

No notable portfolio changes were recorded for Caprin Asset Management LLC /adv in the most recent quarter. Holdings appear to have remained relatively stable.

What sectors does Caprin Asset Management LLC /adv focus on?

Sector breakdown data is not yet available for Caprin Asset Management LLC /adv. Check back after the next 13F processing cycle.