Caprin Asset Management LLC /adv — Q4 2016 13F Holdings

Name: Caprin Asset Management LLC /adv — 13F Holdings, Q4 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001034369

Total reported value

$64.1M

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SHM	Ss Spdr N Ice St Muni ETF	ETF-Other	26.03%	—	+2.59%
2	SMHC	VanEck China Semiconductor ETF	ETF-Emerging Markets	21.65%	—	-26.80%
3	MUB	Ishares National Muni Bond E	ETF-Other	20.35%	—	+8.89%
4	FLOT	Ishares Floating Rate Bond E	ETF-Other	8.81%	—	-10.61%
5	AGG	Ishares Core U.s. Aggregate	ETF-Other	7.79%	—	-4.55%
6	PST	Proshares Ultrashort 7-10 Yr	ETF-Other	7.70%	—	—
7	TFI	Ss Spdr N Ice Muni Bond ETF	ETF-Other	3.19%	—	-7.73%
8	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	0.87%	—	—
9	TOTL	Ss Doubleline Tr Tact ETF	ETF-Other	0.83%	—	—
10	NYF	Ishares New York Muni Bond E	ETF-Other	0.61%	—	-29.29%
11	CMF	Ishares California Muni Bond	ETF-Other	0.47%	—	-14.41%
12	IEF	Ishares 7-10 Year Treasury B	ETF-Gov Bonds	0.32%	—	-35.68%
13	IGSB	Ishares 1-5y Inv Grade CORP	ETF-Other	0.28%	—	-6.51%
14	IEI	Ishares 3-7 Year Treasury Bo	ETF-Gov Bonds	0.28%	—	+33.89%
15	IGIB	Ishares 5-10y Inv Grade CORP	ETF-Corp Bonds	0.25%	—	-6.48%
16	BABUSD	Invesco Taxable Municipal Bo	ETF-Other	0.23%	—	-6.66%
17	SUB	Ishares Short-term National	ETF-Other	0.18%	—	—
18	USIG	Ishares Broad Usd Investment	ETF-Other	0.15%	—	—
19	NUV	Nuveen Municipal Value	Stock-Other	0.01%	—	—

Position changes disclosed by Caprin Asset Management LLC /adv for the quarter ending Q4 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	MUB	Ishares National Muni Bond E	+1.2%	+8.89%	Add
2	SHM	Ss Spdr N Ice St Muni ETF	+0.6%	+2.59%	Add
3	IEI	Ishares 3-7 Year Treasury Bo	+0.1%	+33.89%	Add
4	NUV	Nuveen Municipal Value	—	—	Unchanged
5	IGIB	Ishares 5-10y Inv Grade CORP	0%	-6.48%	Trim
6	IGSB	Ishares 1-5y Inv Grade CORP	0%	-6.51%	Trim
7	BABUSD	Invesco Taxable Municipal Bo	0%	-6.66%	Trim
8	CMF	Ishares California Muni Bond	-0.1%	-14.41%	Trim
9	IEF	Ishares 7-10 Year Treasury B	-0.2%	-35.68%	Trim
10	NYF	Ishares New York Muni Bond E	-0.3%	-29.29%	Trim
11	TFI	Ss Spdr N Ice Muni Bond ETF	-0.4%	-7.73%	Trim
12	AGG	Ishares Core U.s. Aggregate	-0.6%	-4.55%	Trim
13	FLOT	Ishares Floating Rate Bond E	-0.9%	-10.61%	Trim
14	SMHC	VanEck China Semiconductor ETF	-9.1%	-26.80%	Trim
15	PST	Proshares Ultrashort 7-10 Yr	—	NEW	New buy
16	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	—	NEW	New buy
17	TOTL	Ss Doubleline Tr Tact ETF	—	NEW	New buy
18	SUB	Ishares Short-term National	—	NEW	New buy
19	USIG	Ishares Broad Usd Investment	—	NEW	New buy
20	IJR	Ishares Core S&p Small-cap E	—	EXIT	Sold out
21	IGV	Ishares Expanded Tech-softwa	—	EXIT	Sold out
22	IAUUSD	Ishares Gold Trust	—	EXIT	Sold out
23	IHI	Ishares U.s. Medical Devices	—	EXIT	Sold out
24	IDU	Ishares US Utilities ETF	—	EXIT	Sold out
25	IYC	Ishares US Consumer Discreti	—	EXIT	Sold out
26	ITA	Ishares U.s. Aerospace & Def	—	EXIT	Sold out
27	SLV	Ishares Silver Trust	—	EXIT	Sold out
28	TLH	Ishares 10-20 Year Treasury	—	EXIT	Sold out
29	VCSH	Vanguard S/t CORP Bond ETF	—	EXIT	Sold out
30	✓	Powershs Db Multi Sector	—	EXIT	Sold out
31	DBPUSD	Invesco Db Precious Metals F	—	EXIT	Sold out