Caprin Asset Management LLC /adv — Q3 2018 13F Holdings

Name: Caprin Asset Management LLC /adv — 13F Holdings, Q3 2018
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001034369

Total reported value

$64.1M

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SHM	Ss Spdr N Ice St Muni ETF	ETF-Other	35.33%	—	+3.04%
2	ITM	Vaneck Intermediate Muni ETF	ETF-Other	33.93%	—	—
3	FLOT	Ishares Floating Rate Bond E	ETF-Other	21.06%	—	+1.98%
4	AGG	Ishares Core U.s. Aggregate	ETF-Other	5.16%	—	+1.01%
5	VTEB	Vanguard Tax-exempt Bond ETF	ETF-Other	1.27%	—	-16.93%
6	TFI	Ss Spdr N Ice Muni Bond ETF	ETF-Other	0.70%	—	-16.91%
7	NYF	Ishares New York Muni Bond E	ETF-Other	0.56%	—	—
8	IGSB	Ishares 1-5y Inv Grade CORP	ETF-Other	0.43%	—	+107.20%
9	CMF	Ishares California Muni Bond	ETF-Other	0.32%	—	+11.80%
10	SHYD	Vaneck Sh Hi Yld Muni	ETF-Other	0.30%	—	-0.89%
11	USIG	Ishares Broad Usd Investment	ETF-Other	0.29%	—	+112.50%
12	HYD	Vaneck High Yield Muni ETF	ETF-High Yield	0.29%	—	—
13	BAB	Invesco Taxable Municipal Bo	ETF-Other	0.18%	—	+6.12%
14	SUB	Ishares Short-term National	ETF-Other	0.06%	—	—
15	MUB	Ishares National Muni Bond E	ETF-Other	0.05%	—	+136.05%
16	IEF	Ishares 7-10 Year Treasury B	ETF-Gov Bonds	0.04%	—	+107.46%
17	SJNK	Ss Spdr Bb St Hi Yield ETF	ETF-Other	0.02%	—	+100.69%
18	NUV	Nuveen Municipal Value	Stock-Other	0.01%	—	—

Position changes disclosed by Caprin Asset Management LLC /adv for the quarter ending Q3 2018, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SHM	Ss Spdr N Ice St Muni ETF	+0.3%	+3.04%	Add
2	FLOT	Ishares Floating Rate Bond E	+0.1%	+1.98%	Add
3	CMF	Ishares California Muni Bond	0%	+11.80%	Add
4	MUB	Ishares National Muni Bond E	0%	+136.05%	Add
5	IEF	Ishares 7-10 Year Treasury B	0%	+107.46%	Add
6	USIG	Ishares Broad Usd Investment	0%	+112.50%	Add
7	IGSB	Ishares 1-5y Inv Grade CORP	0%	+107.20%	Add
8	SJNK	Ss Spdr Bb St Hi Yield ETF	0%	+100.69%	Add
9	BAB	Invesco Taxable Municipal Bo	0%	+6.12%	Add
10	NUV	Nuveen Municipal Value	—	—	Unchanged
11	SUB	Ishares Short-term National	—	—	Unchanged
12	SHYD	Vaneck Sh Hi Yld Muni	0%	-0.89%	Trim
13	NYF	Ishares New York Muni Bond E	0%	—	Unchanged
14	AGG	Ishares Core U.s. Aggregate	-0.1%	+1.01%	Add
15	TFI	Ss Spdr N Ice Muni Bond ETF	-0.2%	-16.91%	Trim
16	VTEB	Vanguard Tax-exempt Bond ETF	-0.3%	-16.93%	Trim
17	ITM	Vaneck Intermediate Muni ETF	—	NEW	New buy
18	SMHC	VanEck China Semiconductor ETF	—	EXIT	Sold out
19	SMHC	VanEck China Semiconductor ETF	—	EXIT	Sold out
20	HYD	Vaneck High Yield Muni ETF	—	NEW	New buy