Caprin Asset Management LLC /adv — Q3 2016 13F Holdings

Name: Caprin Asset Management LLC /adv — 13F Holdings, Q3 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001034369

Total reported value

$64.1M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SMHC	VanEck China Semiconductor ETF	ETF-Emerging Markets	30.78%	—	+58.04%
2	SHM	Ss Spdr N Ice St Muni ETF	ETF-Other	25.39%	—	+40.53%
3	MUB	Ishares National Muni Bond E	ETF-Other	19.11%	—	-44.80%
4	FLOT	Ishares Floating Rate Bond E	ETF-Other	9.68%	—	-1.94%
5	AGG	Ishares Core U.s. Aggregate	ETF-Other	8.34%	—	+4.95%
6	TFI	Ss Spdr N Ice Muni Bond ETF	ETF-Other	3.59%	—	-1.06%
7	NYF	Ishares New York Muni Bond E	ETF-Other	0.89%	—	+12.95%
8	CMF	Ishares California Muni Bond	ETF-Other	0.56%	—	-2.97%
9	IEF	Ishares 7-10 Year Treasury B	ETF-Gov Bonds	0.52%	—	-6.79%
10	IGSB	Ishares 1-5y Inv Grade CORP	ETF-Other	0.30%	—	-9.21%
11	IGIB	Ishares 5-10y Inv Grade CORP	ETF-Corp Bonds	0.26%	—	-9.27%
12	BABUSD	Invesco Taxable Municipal Bo	ETF-Other	0.26%	—	-8.67%
13	IEI	Ishares 3-7 Year Treasury Bo	ETF-Gov Bonds	0.21%	—	-1.83%
14	IAUUSD	Ishares Gold Trust	ETF-Commodities	0.01%	—	—
15	IGV	Ishares Expanded Tech-softwa	ETF-Tech	0.01%	—	—
16	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	0.01%	—	—
17	IDU	Ishares US Utilities ETF	ETF-Other	0.01%	—	—
18	IHI	Ishares U.s. Medical Devices	ETF-Other	0.01%	—	—
19	NUV	Nuveen Municipal Value	Stock-Other	0.01%	—	—
20	IYC	Ishares US Consumer Discreti	ETF-Other	0.01%	—	—
21	SLV	Ishares Silver Trust	ETF-Commodities	0.01%	—	—
22	ITA	Ishares U.s. Aerospace & Def	ETF-Other	0.01%	—	—
23	TLH	Ishares 10-20 Year Treasury	ETF-Gov Bonds	0.01%	—	-28.09%
24	✓	Powershs Db Multi Sector	Stock-Other	—	—	—
25	VCSH	Vanguard S/t CORP Bond ETF	ETF-Corp Bonds	—	—	—
26	DBPUSD	Invesco Db Precious Metals F	ETF-Other	—	—	—

Holding changes this quarter

Position changes disclosed by Caprin Asset Management LLC /adv for the quarter ending Q3 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SMHC	VanEck China Semiconductor ETF	+10.6%	+58.04%	Add
2	SHM	Ss Spdr N Ice St Muni ETF	+6.7%	+40.53%	Add
3	AGG	Ishares Core U.s. Aggregate	+0.2%	+4.95%	Add
4	NYF	Ishares New York Muni Bond E	+0.1%	+12.95%	Add
5	TLH	Ishares 10-20 Year Treasury	—	-28.09%	Trim
6	NUV	Nuveen Municipal Value	—	—	Unchanged
7	IEI	Ishares 3-7 Year Treasury Bo	0%	-1.83%	Trim
8	BABUSD	Invesco Taxable Municipal Bo	0%	-8.67%	Trim
9	IGSB	Ishares 1-5y Inv Grade CORP	0%	-9.21%	Trim
10	IGIB	Ishares 5-10y Inv Grade CORP	0%	-9.27%	Trim
11	CMF	Ishares California Muni Bond	0%	-2.97%	Trim
12	IEF	Ishares 7-10 Year Treasury B	-0.1%	-6.79%	Trim
13	TFI	Ss Spdr N Ice Muni Bond ETF	-0.2%	-1.06%	Trim
14	FLOT	Ishares Floating Rate Bond E	-0.4%	-1.94%	Trim
15	MUB	Ishares National Muni Bond E	-16.8%	-44.80%	Trim
16	IGV	Ishares Expanded Tech-softwa	—	NEW	New buy
17	IJR	Ishares Core S&p Small-cap E	—	NEW	New buy
18	IAUUSD	Ishares Gold Trust	—	NEW	New buy
19	IYC	Ishares US Consumer Discreti	—	NEW	New buy
20	IDU	Ishares US Utilities ETF	—	NEW	New buy
21	IHI	Ishares U.s. Medical Devices	—	NEW	New buy
22	SLV	Ishares Silver Trust	—	NEW	New buy
23	ITA	Ishares U.s. Aerospace & Def	—	NEW	New buy
24	✓	Powershs Db Multi Sector	—	NEW	New buy
25	VCSH	Vanguard S/t CORP Bond ETF	—	NEW	New buy
26	DBPUSD	Invesco Db Precious Metals F	—	NEW	New buy