Caprin Asset Management LLC /adv — Q1 2017 13F Holdings

Name: Caprin Asset Management LLC /adv — 13F Holdings, Q1 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001034369

Total reported value

$64.1M

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SMHC	VanEck China Semiconductor ETF	ETF-Emerging Markets	32.36%	—	+47.68%
2	SHM	Ss Spdr N Ice St Muni ETF	ETF-Other	27.19%	—	+3.19%
3	MUB	Ishares National Muni Bond E	ETF-Other	19.29%	—	-5.94%
4	FLOT	Ishares Floating Rate Bond E	ETF-Other	9.73%	—	+9.98%
5	AGG	Ishares Core U.s. Aggregate	ETF-Other	7.86%	—	+0.32%
6	TFI	Ss Spdr N Ice Muni Bond ETF	ETF-Other	1.18%	—	-63.60%
7	NYF	Ishares New York Muni Bond E	ETF-Other	0.62%	—	—
8	CMF	Ishares California Muni Bond	ETF-Other	0.44%	—	-6.62%
9	IGSB	Ishares 1-5y Inv Grade CORP	ETF-Other	0.23%	—	-18.79%
10	IGIB	Ishares 5-10y Inv Grade CORP	ETF-Corp Bonds	0.20%	—	-18.83%
11	BABUSD	Invesco Taxable Municipal Bo	ETF-Other	0.19%	—	-18.23%
12	SUB	Ishares Short-term National	ETF-Other	0.19%	—	—
13	IEF	Ishares 7-10 Year Treasury B	ETF-Gov Bonds	0.18%	—	-44.22%
14	SMHC	VanEck China Semiconductor ETF	ETF-Emerging Markets	0.14%	—	—
15	USIG	Ishares Broad Usd Investment	ETF-Other	0.13%	—	-16.48%
16	IEI	Ishares 3-7 Year Treasury Bo	ETF-Gov Bonds	0.06%	—	-78.99%
17	NUV	Nuveen Municipal Value	Stock-Other	0.01%	—	—
18	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	—	—	-99.62%

Position changes disclosed by Caprin Asset Management LLC /adv for the quarter ending Q1 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SMHC	VanEck China Semiconductor ETF	+10.7%	+47.68%	Add
2	SHM	Ss Spdr N Ice St Muni ETF	+1.2%	+3.19%	Add
3	FLOT	Ishares Floating Rate Bond E	+0.9%	+9.98%	Add
4	AGG	Ishares Core U.s. Aggregate	+0.1%	+0.32%	Add
5	NYF	Ishares New York Muni Bond E	0%	—	Unchanged
6	SUB	Ishares Short-term National	0%	—	Unchanged
7	NUV	Nuveen Municipal Value	—	—	Unchanged
8	USIG	Ishares Broad Usd Investment	0%	-16.48%	Trim
9	CMF	Ishares California Muni Bond	0%	-6.62%	Trim
10	BABUSD	Invesco Taxable Municipal Bo	0%	-18.23%	Trim
11	IGSB	Ishares 1-5y Inv Grade CORP	-0.1%	-18.79%	Trim
12	IGIB	Ishares 5-10y Inv Grade CORP	-0.1%	-18.83%	Trim
13	IEF	Ishares 7-10 Year Treasury B	-0.1%	-44.22%	Trim
14	IEI	Ishares 3-7 Year Treasury Bo	-0.2%	-78.99%	Trim
15	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	-0.9%	-99.62%	Trim
16	MUB	Ishares National Muni Bond E	-1.1%	-5.94%	Trim
17	TFI	Ss Spdr N Ice Muni Bond ETF	-2%	-63.60%	Trim
18	PST	Proshares Ultrashort 7-10 Yr	—	EXIT	Sold out
19	TOTL	Ss Doubleline Tr Tact ETF	—	EXIT	Sold out
20	SMHC	VanEck China Semiconductor ETF	—	NEW	New buy