WA
Wakefield Asset Management LLLP SEC 13F Holdings (Q2 2026) — Top Position: ISHARES MSCI EAFE GROWTH ETF
Wakefield Asset Management LLLPCIK: 0001600435
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$444.2M
Reporting period: 2026-06-30 · Number of holdings: 225
Wakefield Asset Management LLLP disclosed 225 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $444.2M and a quarterly turnover rate of 38.6%.
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Personality snowflake
- Concentration
- 4.44
- Portfolio Stability
- 38.62
- Momentum
- 100
- Sector conviction
- 38.32
- Diversification
- 100
- Sizing Uniformity
- 87.74
Wakefield Asset Management LLLP's disclosed holdings carry a Herfindahl concentration index of 0.011 — mathematically equivalent to about 90 equally-sized positions, well below its 225 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.23), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 57% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNew buy DVA
New buy AEP
Sold out ED
Sold out GILD
Sold out CELH
Sold out RMD
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 225 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | EFG | Ishares Msci Eafe Growth ETF | ETF-Other | 4.40% | +0.08% | +7.36% | |
| 2 | EFV | Ishares Msci Eafe Value ETF | ETF-Other | 4.36% | -0.14% | +10.81% | |
| 3 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 2.89% | -0.08% | -3.46% | |
| 4 | LRCX | Lam Research CORP | Stock-Tech | 1.60% | +0.43% | -20.36% | |
| 5 | NVDA | Nvidia CORP | Stock-Tech | 1.59% | -0.04% | — | |
| 6 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.48% | -0.08% | +0.78% | |
| 7 | MPC | Marathon Petroleum CORP | Stock-Energy | 1.39% | -0.16% | +1.02% | |
| 8 | COHR | Coherent CORP | Stock-Tech | 1.39% | +0.30% | -9.25% | |
| 9 | APH | Amphenol Corp-cl A | Stock-Tech | 1.35% | +0.22% | +0.41% | |
| 10 | VRT | Vertiv Holdings Co-a | Stock-Industrials | 1.35% | +0.16% | -0.39% | |
| 11 | DVA | Davita Inc | Stock-Healthcare | 1.33% | +1.33% | NEW | |
| 12 | RBC | RBC Bearings Inc | Stock-Industrials | 1.30% | +0.01% | +0.17% | |
| 13 | SCHE | Schwab Emrg Mrkts Eqty ETF | ETF-Other | 1.28% | -0.18% | -5.85% | |
| 14 | AEP | American Electric Power | Stock-Utilities | 1.28% | +1.28% | NEW | |
| 15 | WDC | Western Digital CORP | Stock-Tech | 1.26% | +0.23% | -39.11% | |
| 16 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.25% | +0.03% | -2.39% | |
| 17 | TT | Trane Technologies plc | Stock-Industrials | 1.22% | -0.01% | -0.38% | |
| 18 | FTI | TechnipFMC plc | Stock-Energy | 1.21% | -0.26% | +1.04% | |
| 19 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 1.20% | -0.03% | +3.86% | |
| 20 | MNST | Monster Beverage CORP | Stock-Consumer Staples | 1.16% | +0.14% | +1.51% | |
| 21 | SCHZ | Schwab US Aggregate Bond ETF | ETF-Other | 1.15% | -0.17% | +2.91% | |
| 22 | AER | AerCap Holdings N.V. | Stock-Industrials | 1.07% | -0.11% | +1.16% | |
| 23 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 1.07% | -0.05% | +5.32% | |
| 24 | TRV | Travelers Cos Inc/the | Stock-Financials | 1.07% | -0.03% | +1.19% | |
| 25 | EWC | Ishares Msci Canada ETF | ETF-Other | 1.06% | -0.04% | +8.13% | |
| 26 | CBOE | Cboe Global Markets Inc | Stock-Financials | 0.95% | -0.02% | +33.77% | |
| 27 | HAS | Hasbro Inc | Stock-Consumer Disc | 0.93% | -0.30% | +1.14% | |
| 28 | FHN | First Horizon CORP | Stock-Financials | 0.92% | -0.18% | -12.48% | |
| 29 | TPR | Tapestry Inc | Stock-Consumer Disc | 0.92% | +0.32% | +73.32% | |
| 30 | BMY | Bristol-myers Squibb Co | Stock-Healthcare | 0.91% | +0.25% | +70.27% | |
| 31 | ATO | Atmos Energy CORP | Stock-Utilities | 0.89% | -0.22% | +1.42% | |
| 32 | THC | Tenet Healthcare CORP | Stock-Healthcare | 0.89% | -0.15% | +1.05% | |
| 33 | TOTL | Ss Doubleline Tr Tact ETF | ETF-Other | 0.86% | -0.09% | +7.21% | |
| 34 | EXPE | Expedia Group Inc | Stock-Consumer Disc | 0.85% | -0.26% | -18.85% | |
| 35 | NEM | Newmont CORP | Stock-Materials | 0.84% | -0.42% | -8.66% | |
| 36 | NLY | Annaly Capital Management In | Stock-Real Estate | 0.84% | -0.09% | +1.13% | |
| 37 | MS | Morgan Stanley | Stock-Financials | 0.83% | +0.07% | +1.62% | |
| 38 | AFRM | Affirm Holdings Inc | Stock-Financials | 0.81% | +0.27% | -0.62% | |
| 39 | AA | Alcoa CORP | Stock-Materials | 0.80% | -0.38% | +1.44% | |
| 40 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.78% | +0.07% | +13.25% | |
| 41 | AMAT | Applied Materials Inc | Stock-Tech | 0.78% | +0.29% | -11.55% | |
| 42 | FIX | Comfort Systems USA Inc | Stock-Industrials | 0.75% | +0.13% | -1.06% | |
| 43 | SIRI | Sirius Xm Holdings Inc | Stock-Comm Services | 0.71% | +0.06% | +0.56% | |
| 44 | ADM | Archer-daniels-midland Co | Stock-Consumer Staples | 0.63% | +0.63% | NEW | |
| 45 | EXEL | Exelixis Inc | Stock-Healthcare | 0.63% | +0.63% | NEW | |
| 46 | CRWD | Crowdstrike Holdings Inc - A | Stock-Tech | 0.62% | +0.24% | — | |
| 47 | ROKU | Roku Inc | Stock-Comm Services | 0.61% | +0.61% | NEW | |
| 48 | VTWO | Vanguard Russell 2000 ETF | ETF-Small Cap | 0.57% | +0.06% | +7.14% | |
| 49 | ALL | Allstate CORP | Stock-Financials | 0.55% | — | +3.31% | |
| 50 | PHYS | Sprott Physical Gold Trust | Stock-Other | 0.54% | -0.16% | +5.93% |
1–50 of 200
Portfolio Performance
Performance for Q3 2026
+4.1%
Performance Last 4 Quarters
+24.5%
- Stdev
- +12.7%
- Beta
- +0.8
- Alpha
- +2.2%
- Max Drawdown
- -6.4%
- Annualized Perf
- +19%
- Batting Avg vs S&P
- +36.1%
- Sortino
- +2.68
- Stutzer
- +0.41
- Treynor
- +0.23
- Sterling
- +1.2
- Calmar
- +2.97
- Information Ratio
- -0.22
- Tracking Error
- +7.8%
- Stdev Down
- +6.8%
- Winning Months %
- +66.7%
- Losing Months %
- +33.3%
- Best 12 Months
- +33.9%
- Worst 12 Months
- +3.1%
- Efficiency Ratio
- +0.57
- Sharpe
- +1.43
- Stdev Sectors
- +5.8%
- Skewness
- -0.38
- Kurtosis
- -0.41
- Upside Potential
- +4.27
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q2 | 225 | $444.2M | 39 | ||
| 2026 Q1 | 211 | $377.4M | 42 | ||
| 2025 Q4 | 201 | $368.6M | 37 | ||
| 2025 Q3 | 193 | $366.4M | 67 | ||
| 2025 Q2 | 205 | $358.1M | 0 | ||
| 2025 Q1 | 197 | $330.2M | 100 | ||
| 2024 Q4 | 143 | $296.3M | 0 | ||
| 2024 Q3 | 142 | $307.5M | 0 | ||
| 2024 Q2 | 142 | $285.7M | 0 | ||
| 2024 Q1 | 144 | $289.0M | 0 | ||
| 2023 Q4 | 145 | $269.8M | 0 | ||
| 2023 Q3 | 146 | $221.3M | 0 | ||
| 2023 Q2 | 147 | $251.2M | 0 | ||
| 2023 Q1 | 157 | $240.7M | 0 | ||
| 2022 Q4 | 150 | $236.5M | 0 | ||
| 2022 Q3 | 148 | $217.8M | 0 | ||
| 2022 Q2 | 171 | $233.5M | 0 | ||
| 2022 Q1 | 165 | $278.6M | 0 | ||
| 2021 Q4 | 162 | $289.9M | 0 | ||
| 2021 Q3 | 157 | $265.5M | 0 | ||
| 2021 Q2 | 153 | $263.9M | 100 | ||
| 2021 Q1 | 153 | $249.5M | 40 | ||
| 2020 Q4 | 157 | $238.6M | 51 | ||
| 2020 Q3 | 155 | $212.5M | 27 | ||
| 2020 Q2 | 157 | $209.8M | 89 | ||
| 2020 Q1 | 149 | $186.3M | 89 | ||
| 2019 Q4 | 156 | $240.3M | 65 | ||
| 2019 Q3 | 148 | $229.6M | 53 | ||
| 2019 Q2 | 176 | $252.8M | 47 | ||
| 2019 Q1 | 206 | $276.2M | 70 | ||
| 2018 Q4 | 212 | $231.5M | 77 | ||
| 2018 Q3 | 167 | $255.8M | — |
Holding changes this quarter
Wakefield Asset Management LLLP's most significant position changes for 2026-06-30: New buy: Davita Inc (DVA); New buy: American Electric Power (AEP); Sold out: Consolidated Edison Inc (ED); Sold out: Gilead Sciences Inc (GILD); Sold out: Celsius Holdings Inc (CELH).
Showing top 200 changes by size (of 250 total)
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | DVA | Davita Inc | +1.3% | NEW | New buy |
| 2 | AEP | American Electric Power | +1.3% | NEW | New buy |
| 3 | ADM | Archer-daniels-midland Co | +0.6% | NEW | New buy |
| 4 | EXEL | Exelixis Inc | +0.6% | NEW | New buy |
| 5 | ROKU | Roku Inc | +0.6% | NEW | New buy |
| 6 | KDP | Keurig Dr Pepper Inc | +0.5% | NEW | New buy |
| 7 | TENB | Tenable Holdings Inc | +0.5% | NEW | New buy |
| 8 | LRCX | Lam Research CORP | +0.4% | -20.36% | Trim |
| 9 | NUW | Nuveen Amt-free Muni Val | +0.4% | NEW | New buy |
| 10 | ARCB | Arcbest CORP | +0.4% | NEW | New buy |
| 11 | FULT | Fulton Financial CORP | +0.3% | NEW | New buy |
| 12 | TPR | Tapestry Inc | +0.3% | +73.32% | Add |
| 13 | FIVE | Five Below | +0.3% | NEW | New buy |
| 14 | OLLI | Ollie's Bargain Outlet Holdi | +0.3% | NEW | New buy |
| 15 | FHB | First Hawaiian Inc | +0.3% | NEW | New buy |
| 16 | AMN | Amn Healthcare Services Inc | +0.3% | NEW | New buy |
| 17 | WAFD | Wafd Inc | +0.3% | NEW | New buy |
| 18 | COHR | Coherent CORP | +0.3% | -9.25% | Trim |
| 19 | VOO | Vanguard S&P 500 ETF | +0.3% | NEW | New buy |
| 20 | AMAT | Applied Materials Inc | +0.3% | -11.55% | Trim |
| 21 | AFRM | Affirm Holdings Inc | +0.3% | -0.62% | Trim |
| 22 | PLTD | Dire Dly Pltr Bea 1x Etf-usd | +0.3% | NEW | New buy |
| 23 | BMY | Bristol-myers Squibb Co | +0.3% | +70.27% | Add |
| 24 | CRWD | Crowdstrike Holdings Inc - A | +0.2% | — | Unchanged |
| 25 | WDC | Western Digital CORP | +0.2% | -39.11% | Trim |
| 26 | APH | Amphenol Corp-cl A | +0.2% | +0.41% | Add |
| 27 | EVN | Eaton Vance Muni Inc Tr | +0.2% | NEW | New buy |
| 28 | MMU | Western Asset Managed Munici | +0.2% | NEW | New buy |
| 29 | VRT | Vertiv Holdings Co-a | +0.2% | -0.39% | Trim |
| 30 | PAY | Paymentus Holdings Inc-a | +0.2% | +120.68% | Add |
| 31 | SNX | TD Synnex CORP | +0.2% | NEW | New buy |
| 32 | SARK | Tradr 1x Short Innov Dly-usd | +0.2% | NEW | New buy |
| 33 | JBHT | Hunt (jb) Transprt Svcs Inc | +0.2% | NEW | New buy |
| 34 | XLK | Ss Technology Select Sector | +0.2% | NEW | New buy |
| 35 | ICHR | Ichor Holdings, Ltd. | +0.2% | -29.94% | Trim |
| 36 | MNST | Monster Beverage CORP | +0.1% | +1.51% | Add |
| 37 | TSLS | Direxion Daily Tsla Bear 1x | +0.1% | +211.30% | Add |
| 38 | FIX | Comfort Systems USA Inc | +0.1% | -1.06% | Trim |
| 39 | VCYT | Veracyte Inc | +0.1% | +1.62% | Add |
| 40 | DDOG | Datadog Inc - Class A | +0.1% | — | Unchanged |
| 41 | BE | Bloom Energy Corp- A | +0.1% | — | Unchanged |
| 42 | FDS | Factset Research Systems Inc | +0.1% | NEW | New buy |
| 43 | ZION | Zions Bancorp NA | +0.1% | NEW | New buy |
| 44 | VTRS | Viatris Inc | +0.1% | NEW | New buy |
| 45 | WY | Weyerhaeuser Co | +0.1% | NEW | New buy |
| 46 | LLY | Eli Lilly & Co | +0.1% | NEW | New buy |
| 47 | CRS | Carpenter Technology | +0.1% | +1.46% | Add |
| 48 | EVER | Everquote Inc - Class A | +0.1% | +1.38% | Add |
| 49 | CI | THE Cigna Group | +0.1% | NEW | New buy |
| 50 | NWPX | Nwpx Infrastructure Inc | +0.1% | -23.79% | Trim |
1–50 of 200
Filing History
FAQ
What is Wakefield Asset Management LLLP and what type of investor is it?
Wakefield Asset Management LLLP is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $444.2M, spread across 225 disclosed positions.
What are Wakefield Asset Management LLLP's largest equity positions?
Based on the latest 13F filing, Wakefield Asset Management LLLP's top holdings by market value are:
1. Ishares Msci Eafe Growth ETF (EFG) — $19.5M (4.4%)
2. Ishares Msci Eafe Value ETF (EFV) — $19.4M (4.4%)
3. Ishares Core Msci Emerging (IEMG) — $12.8M (2.9%)
4. Lam Research CORP (LRCX) — $7.1M (1.6%)
5. Nvidia CORP (NVDA) — $7.1M (1.6%)
What changes did Wakefield Asset Management LLLP make in its most recent portfolio filing?
In the latest reported quarter, Wakefield Asset Management LLLP made 181 notable position adjustments: 39 new positions were initiated, 82 existing holdings were added to, 35 positions were partially reduced, and 25 were completely exited. The largest of these moves: New buy: Davita Inc (DVA); New buy: American Electric Power (AEP); Sold out: Consolidated Edison Inc (ED); Sold out: Gilead Sciences Inc (GILD); Sold out: Celsius Holdings Inc (CELH)
What sectors does Wakefield Asset Management LLLP focus on?
Wakefield Asset Management LLLP is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 21.7%
• Industrials: 15.6%
• Financials: 14.7%
• Health Care: 10.8%
• Consumer Discretionary: 8.6%
• Energy: 6.9%
Investment Profile
Wakefield Asset Management LLLP returned an annualized 19.0% over the trailing 36 months — outperforming the S&P 500 by 2.2 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.80 (less volatile than the market) and a 36% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active.
Its turnover score has risen from 0 to 39 over the past 4 quarters — a shift toward more active trading.
It has added to its EFG position over the past two quarters (+$3.9M, now $19.5M), while trimming META over the same stretch (-$3.6M, still holding $1.6M).
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Developer Access
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