Wakefield Asset Management LLLP — Q4 2019 13F Holdings

Name: Wakefield Asset Management LLLP — 13F Holdings, Q4 2019
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001600435

Total reported value

$377.4M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	PXF	Invesco Rafi Developed Marke	ETF-Other	5.92%	—	+2.84%
2	VMBS	Vanguard Mortgage-backed Sec	ETF-Other	5.88%	—	+11.16%
3	SH1USD	Proshares Short S&p500	ETF-Other	3.76%	—	—
4	SCHE	Schwab Emrg Mrkts Eqty ETF	ETF-Other	3.36%	—	-0.14%
5	EFV	Ishares Msci Eafe Value ETF	ETF-Other	2.46%	—	-0.98%
6	SCHZ	Schwab US Aggregate Bond ETF	ETF-Other	2.22%	—	+21.00%
7	EFG	Ishares Msci Eafe Growth ETF	ETF-Other	1.97%	—	-1.38%
8	SCHX	Schwab US Large-cap ETF	ETF-Other	1.91%	—	+0.58%
9	XWIAX	Western Asset Infl-link Sec	Stock-Other	1.58%	—	+1.43%
10	WIW	Western Asst Infl-lnk Opp	Stock-Other	1.57%	—	+0.77%
11	BND	Vanguard Total Bond Market	ETF-Other	1.50%	—	+0.20%
12	GLD	Spdr Gold Shares	ETF-Commodities	1.42%	—	+1.27%
13	TGT	Target CORP	Stock-Consumer Disc	1.31%	—	-8.49%
14	BMY	Bristol-myers Squibb Co	Stock-Healthcare	1.20%	+0.66%	NEW
15	UTXZ	United Tech CORP	Stock-Other	1.15%	—	-6.85%
16	ARNCCHF	Arconic INC	Stock-Other	1.11%	—	-12.27%
17	QRVO	Qorvo INC	Stock-Tech	1.09%	—	—
18	ALL	Allstate CORP	Stock-Financials	1.09%	—	-6.83%
19	GRMN	Garmin Ltd.	Stock-Tech	1.09%	—	+552.19%
20	PLD	Prologis INC	Stock-Real Estate	1.09%	—	—
21	SO	Southern Co/the	Stock-Utilities	1.08%	—	—
22	AME	Ametek INC	Stock-Industrials	1.07%	—	-13.42%
23	NOC	Northrop Grumman CORP	Stock-Industrials	1.06%	—	—
24	CCI	Crown Castle INC	Stock-Real Estate	1.06%	—	-6.39%
25	DHI	Dr Horton INC	Stock-Consumer Disc	1.04%	—	-7.32%
26	AFL	Aflac INC	Stock-Financials	1.02%	—	—
27	FNF	Fidelity National Financial	Stock-Financials	1.02%	—	—
28	✓	ETF Managers Tr	Stock-Other	1.02%	—	—
29	FISV	Fiserv INC	Stock-Other	1.02%	—	-7.12%
30	PG	Procter & Gamble Co/the	Stock-Consumer Staples	1.01%	—	+97.37%
31	CMG	Chipotle Mexican Grill INC	Stock-Consumer Disc	1.01%	—	+57.05%
32	PSX	Phillips 66	Stock-Energy	1.01%	—	-16.31%
33	LEG	Leggett & Platt INC	Stock-Consumer Disc	1.00%	—	—
34	TROW	T Rowe Price Group INC	Stock-Financials	0.99%	—	-11.15%
35	KSUEUR	Kansas City Southern	Stock-Other	0.98%	—	—
36	HFCUSD	Hollyfrontier CORP	Stock-Other	0.95%	—	—
37	SPOT	Spotify Technology S.A.	Stock-Comm Services	0.94%	—	—
38	BAX	Baxter International INC	Stock-Healthcare	0.93%	—	-8.29%
39	OSVEUR	Vaneck Vectors Oil Services	ETF-Other	0.92%	—	—
40	CHTR	Charter Communications Inc-a	Stock-Comm Services	0.92%	—	—
41	KEYS	Keysight Technologies In	Stock-Tech	0.92%	—	-19.20%
42	✓	Delaware Investments	Stock-Other	0.91%	—	+1.73%
43	SCHF	Schwab Intl Equity ETF	ETF-Other	0.85%	—	+0.40%
44	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	0.80%	—	-1.38%
45	IHF	Ishares U.s. Healthcare Prov	ETF-Other	0.78%	—	-0.59%
46	AES	Aes CORP	Stock-Utilities	0.72%	-1.12%	EXIT
47	AFB	Allianceberstein Ntl Muni	Stock-Other	0.70%	—	+2.72%
48	KTF	Dws Municipal Income Trust	Stock-Other	0.66%	—	+1.81%
49	FMN	Federated Herm Prem Muni INC	Stock-Other	0.66%	—	+94.72%
50	VFL	Abrdn National Municipal INC	Stock-Other	0.66%	—	+1.76%

1–50 of 156

Holding changes this quarter

Position changes disclosed by Wakefield Asset Management LLLP for the quarter ending Q4 2019, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	GRMN	Garmin Ltd.	+0.9%	+552.19%	Add
2	NWL	Newell Brands INC	+0.5%	+505.41%	Add
3	PG	Procter & Gamble Co/the	+0.5%	+97.37%	Add
4	VMBS	Vanguard Mortgage-backed Sec	+0.3%	+11.16%	Add
5	CMG	Chipotle Mexican Grill INC	+0.3%	+57.05%	Add
6	PXF	Invesco Rafi Developed Marke	+0.3%	+2.84%	Add
7	SCHZ	Schwab US Aggregate Bond ETF	+0.3%	+21.00%	Add
8	RL	Ralph Lauren CORP	-0.8%	-87.96%	Trim
9	MINT	Pimco Enhanced Short Maturit	-2%	-79.36%	Trim
10	SH1USD	Proshares Short S&p500	—	NEW	New buy
11	JPST	Jpmorgan Ultra-short Income	—	EXIT	Sold out
12	PSQUSD	Proshares Short Qqq	—	EXIT	Sold out
13	AGG	Ishares Core U.s. Aggregate	—	EXIT	Sold out
14	OKE	Oneok INC	—	EXIT	Sold out
15	LMT	Lockheed Martin CORP	—	EXIT	Sold out
16	ADP	Automatic Data Processing	—	EXIT	Sold out
17	ALLY	Ally Financial INC	—	EXIT	Sold out
18	EL	Estee Lauder Companies-cl A	—	EXIT	Sold out
19	QRVO	Qorvo INC	—	NEW	New buy
20	PLD	Prologis INC	—	NEW	New buy
21	ACGL	Arch Capital Group Ltd.	—	EXIT	Sold out
22	SO	Southern Co/the	—	NEW	New buy
23	FTI	TechnipFMC plc	—	EXIT	Sold out
24	NOC	Northrop Grumman CORP	—	NEW	New buy
25	DAL	Delta Air Lines INC	—	EXIT	Sold out
26	MSI	Motorola Solutions INC	—	EXIT	Sold out
27	AFL	Aflac INC	—	NEW	New buy
28	FNF	Fidelity National Financial	—	NEW	New buy
29	✓	ETF Managers Tr	—	NEW	New buy
30	PGR	Progressive CORP	—	EXIT	Sold out
31	LEG	Leggett & Platt INC	—	NEW	New buy
32	KSUEUR	Kansas City Southern	—	NEW	New buy
33	HFCUSD	Hollyfrontier CORP	—	NEW	New buy
34	SPOT	Spotify Technology S.A.	—	NEW	New buy
35	OSVEUR	Vaneck Vectors Oil Services	—	NEW	New buy
36	CHTR	Charter Communications Inc-a	—	NEW	New buy
37	IR	Ingersoll-rand PLC	—	EXIT	Sold out
38	GIS	General Mills INC	—	EXIT	Sold out
39	HLT	Hilton Worldwide Holdings In	—	EXIT	Sold out
40	AMLPUSD	Alerian Mlp ETF	—	NEW	New buy
41	ALLE	Allegion plc	—	NEW	New buy
42	USMV	Ishares Msci USA Min Vol Fac	—	NEW	New buy
43	WCGEUR	Wellcare Health Plans INC	—	NEW	New buy
44	GOOGL	Alphabet Inc-cl A	—	EXIT	Sold out
45	KEL	Kellanova	—	NEW	New buy
46	AMJEUR	Jpmorgan Alerian Mlp Index	—	EXIT	Sold out
47	HAS	Hasbro INC	—	EXIT	Sold out
48	SBUX	Starbucks CORP	—	EXIT	Sold out
49	TWTRUSD	Twitter INC	—	EXIT	Sold out
50	ELV	Elevance Health INC	—	EXIT	Sold out