Wakefield Asset Management LLLP — Q3 2020 13F Holdings

Name: Wakefield Asset Management LLLP — 13F Holdings, Q3 2020
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001600435

Total reported value

$377.4M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	EFG	Ishares Msci Eafe Growth ETF	ETF-Other	5.80%	—	-2.12%
2	EFV	Ishares Msci Eafe Value ETF	ETF-Other	5.51%	—	-2.03%
3	IEMG	Ishares Core Msci Emerging	ETF-Emerging Markets	3.02%	—	-2.23%
4	VMBS	Vanguard Mortgage-backed Sec	ETF-Other	2.81%	—	-0.82%
5	SCHZ	Schwab US Aggregate Bond ETF	ETF-Other	2.63%	—	+19.00%
6	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	1.92%	—	-7.35%
7	WIW	Western Asst Infl-lnk Opp	Stock-Other	1.71%	—	-2.34%
8	SCHE	Schwab Emrg Mrkts Eqty ETF	ETF-Other	1.58%	—	-2.32%
9	NVDA	Nvidia CORP	Stock-Tech	1.31%	—	-35.00%
10	XWIAX	Western Asset Infl-link Sec	Stock-Other	1.30%	—	-27.96%
11	DHI	Dr Horton INC	Stock-Consumer Disc	1.29%	—	-12.39%
12	PSQUSD	Proshares Short Qqq	ETF-Other	1.26%	—	+0.10%
13	WDAY	Workday Inc-class A	Stock-Tech	1.25%	—	-2.85%
14	UPS	United Parcel Service-cl B	Stock-Industrials	1.24%	—	—
15	PG	Procter & Gamble Co/the	Stock-Consumer Staples	1.23%	—	-5.17%
16	CLX	Clorox Company	Stock-Consumer Staples	1.22%	—	-2.22%
17	ATVIEUR	Activision Blizzard INC	Stock-Comm Services	1.22%	—	-1.89%
18	BKIEUR	Black Knight INC	Stock-Other	1.21%	—	-1.25%
19	EBAY	Ebay INC	Stock-Consumer Disc	1.19%	—	-6.58%
20	PGR	Progressive CORP	Stock-Financials	1.17%	—	-2.31%
21	PLD	Prologis INC	Stock-Real Estate	1.17%	—	—
22	DTE	Dte Energy Company	Stock-Utilities	1.17%	—	—
23	FMC	Fmc CORP	Stock-Materials	1.16%	—	-2.01%
24	EWC	Ishares Msci Canada ETF	ETF-Other	1.15%	—	-2.08%
25	EXR	Extra Space Storage INC	Stock-Real Estate	1.15%	—	-1.61%
26	IEFA	Ishares Core Msci Eafe ETF	ETF-Other	1.15%	—	-1.69%
27	DGX	Quest Diagnostics INC	Stock-Healthcare	1.14%	—	-2.01%
28	GEN	Gen Digital INC	Stock-Tech	1.13%	—	-1.10%
29	DT	Dynatrace INC	Stock-Tech	1.13%	—	-4.00%
30	BMY	Bristol-myers Squibb Co	Stock-Healthcare	1.12%	+0.66%	NEW
31	DVA	Davita INC	Stock-Healthcare	1.11%	—	-1.02%
32	DG	Dollar General CORP	Stock-Consumer Staples	1.11%	—	-2.75%
33	LMT	Lockheed Martin CORP	Stock-Industrials	1.09%	—	-0.66%
34	ABBV	Abbvie INC	Stock-Healthcare	1.07%	—	-2.06%
35	MKTX	Marketaxess Holdings INC	Stock-Financials	1.06%	—	-2.19%
36	SRE	Sempra	Stock-Utilities	1.05%	—	-1.15%
37	AZO	Autozone INC	Stock-Consumer Disc	1.05%	—	-3.03%
38	CMA	Comerica INC	Stock-Other	1.01%	—	—
39	ALL	Allstate CORP	Stock-Financials	1.01%	—	-1.76%
40	✓	Delaware Investments	Stock-Other	1.00%	—	-3.05%
41	HRB	H&r Block INC	Stock-Consumer Disc	1.00%	—	-0.66%
42	SLB	Slb LTD	Stock-Energy	0.91%	—	—
43	FTNT	Fortinet INC	Stock-Tech	0.88%	—	-2.33%
44	AFB	Allianceberstein Ntl Muni	Stock-Other	0.82%	—	-3.40%
45	FMN	Federated Herm Prem Muni INC	Stock-Other	0.81%	—	-2.93%
46	XMUSX	Blackrock Muniholdings Quali	Stock-Other	0.80%	—	-3.51%
47	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	0.77%	—	-6.97%
48	KTF	Dws Municipal Income Trust	Stock-Other	0.76%	—	-3.44%
49	XPMAX	Pioneer Municipal High INC	Stock-Other	0.75%	—	-3.51%
50	QQQ	Invesco Qqq Trust Series 1	ETF-Tech	0.72%	—	—

1–50 of 155

Holding changes this quarter

Position changes disclosed by Wakefield Asset Management LLLP for the quarter ending Q3 2020, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SCHZ	Schwab US Aggregate Bond ETF	+0.4%	+19.00%	Add
2	EFG	Ishares Msci Eafe Growth ETF	+0.3%	-2.12%	Trim
3	IEMG	Ishares Core Msci Emerging	+0.2%	-2.23%	Trim
4	DHI	Dr Horton INC	+0.2%	-12.39%	Trim
5	BKIEUR	Black Knight INC	+0.2%	-1.25%	Trim
6	PSQUSD	Proshares Short Qqq	-0.2%	+0.10%	Add
7	SPWH	Sportsman's Warehouse Holdin	-0.2%	-43.46%	Trim
8	DVN	Devon Energy CORP	-0.5%	-49.00%	Trim
9	XWIAX	Western Asset Infl-link Sec	-0.5%	-27.96%	Trim
10	CCI	Crown Castle INC	—	EXIT	Sold out
11	UPS	United Parcel Service-cl B	—	NEW	New buy
12	PLD	Prologis INC	—	NEW	New buy
13	DTE	Dte Energy Company	—	NEW	New buy
14	KMI	Kinder Morgan INC	—	EXIT	Sold out
15	CMA	Comerica INC	—	NEW	New buy
16	CBOE	Cboe Global Markets INC	—	EXIT	Sold out
17	SLB	Slb LTD	—	NEW	New buy
18	DUK	Duke Energy CORP	—	EXIT	Sold out
19	KSUEUR	Kansas City Southern	—	EXIT	Sold out
20	CXOEUR	Concho Resources INC	—	NEW	New buy
21	FE	Firstenergy CORP	—	EXIT	Sold out
22	ALK	Alaska Air Group INC	—	EXIT	Sold out
23	CEVA	Ceva INC	—	EXIT	Sold out
24	WSC	Willscot Holdings CORP	—	NEW	New buy
25	SAILEUR	Sailpoint Technologies Holdi	—	EXIT	Sold out
26	BWIN	Baldwin Insurance Group Inc/	—	EXIT	Sold out
27	ASTE	Astec Industries INC	—	NEW	New buy
28	VSTOEUR	Vista Outdoor INC	—	NEW	New buy
29	FBCUSD	Flagstar Bancorp INC	—	NEW	New buy
30	TPICQ	Tpi Composites INC	—	EXIT	Sold out
31	BKU	Bankunited INC	—	NEW	New buy
32	NAVI	Navient CORP	—	NEW	New buy
33	FLOWUSD	Spx Flow INC	—	NEW	New buy
34	PDCOEUR	Patterson Cos INC	—	NEW	New buy
35	ARCB	Arcbest CORP	—	NEW	New buy
36	CHMI	Cherry Hill Mortgage Investm	—	NEW	New buy
37	UPBD	Upbound Group INC	—	NEW	New buy
38	NPTNEUR	Neophotonics CORP	—	EXIT	Sold out
39	KFRC	Kforce INC	—	NEW	New buy
40	CVSA	Covista INC	—	EXIT	Sold out
41	KMT	Kennametal INC	—	EXIT	Sold out
42	SUPN	Supernus Pharmaceuticals INC	—	EXIT	Sold out
43	ALEX	Alexander & Baldwin INC	—	EXIT	Sold out
44	MINIEUR	Mobile Mini INC	—	EXIT	Sold out
45	AEIS	Advanced Energy Industries	—	NEW	New buy
46	HWAYEUR	Tivity Health INC	—	NEW	New buy
47	AELUSD	American Equity Invt Life Hl	—	EXIT	Sold out
48	HTGC	Hercules Capital INC	—	EXIT	Sold out
49	GATX	Gatx CORP	—	EXIT	Sold out
50	WW6	Ww International INC	—	EXIT	Sold out