Wakefield Asset Management LLLP — Q1 2020 13F Holdings

Name: Wakefield Asset Management LLLP — 13F Holdings, Q1 2020
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001600435

Total reported value

$377.4M

← Back to latest quarter

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	PXF	Invesco Rafi Developed Marke	ETF-Other	5.49%	—	+0.63%
2	SCHE	Schwab Emrg Mrkts Eqty ETF	ETF-Other	4.01%	—	+22.36%
3	VMBS	Vanguard Mortgage-backed Sec	ETF-Other	3.73%	—	-52.04%
4	EFV	Ishares Msci Eafe Value ETF	ETF-Other	3.14%	—	+38.68%
5	EFG	Ishares Msci Eafe Growth ETF	ETF-Other	3.06%	—	+46.14%
6	SCHZ	Schwab US Aggregate Bond ETF	ETF-Other	2.79%	—	-4.13%
7	XWIAX	Western Asset Infl-link Sec	Stock-Other	1.94%	—	+9.92%
8	WIW	Western Asst Infl-lnk Opp	Stock-Other	1.85%	—	+9.87%
9	SCHX	Schwab US Large-cap ETF	ETF-Other	1.67%	—	-14.76%
10	KMI	Kinder Morgan INC	Stock-Energy	1.47%	—	—
11	BMY	Bristol-myers Squibb Co	Stock-Healthcare	1.43%	+0.66%	NEW
12	CCI	Crown Castle INC	Stock-Real Estate	1.38%	—	-0.22%
13	NOC	Northrop Grumman CORP	Stock-Industrials	1.34%	—	+11.41%
14	EXR	Extra Space Storage INC	Stock-Real Estate	1.29%	—	—
15	CAH	Cardinal Health INC	Stock-Healthcare	1.29%	—	—
16	GEN	Gen Digital INC	Stock-Tech	1.25%	—	—
17	✓	Delaware Investments	Stock-Other	1.25%	—	+19.66%
18	ALL	Allstate CORP	Stock-Financials	1.24%	—	+8.13%
19	DUK	Duke Energy CORP	Stock-Utilities	1.22%	—	—
20	NVDA	Nvidia CORP	Stock-Tech	1.22%	—	—
21	GRMN	Garmin Ltd.	Stock-Tech	1.20%	—	+10.82%
22	CHTR	Charter Communications Inc-a	Stock-Comm Services	1.18%	—	+9.73%
23	ABBV	Abbvie INC	Stock-Healthcare	1.17%	—	+998.65%
24	SPGI	S&p Global INC	Stock-Financials	1.16%	—	—
25	FMC	Fmc CORP	Stock-Materials	1.13%	—	—
26	KSUEUR	Kansas City Southern	Stock-Other	1.12%	—	+7.56%
27	LIN	Linde plc	Stock-Materials	1.10%	—	—
28	CLX	Clorox Company	Stock-Consumer Staples	1.06%	—	—
29	CBOE	Cboe Global Markets INC	Stock-Financials	1.06%	—	—
30	KEYS	Keysight Technologies In	Stock-Tech	1.06%	—	+9.42%
31	CMG	Chipotle Mexican Grill INC	Stock-Consumer Disc	1.05%	—	+3.03%
32	PG	Procter & Gamble Co/the	Stock-Consumer Staples	1.05%	—	-9.22%
33	STT	State Street CORP	Stock-Financials	1.04%	—	—
34	COST	Costco Wholesale CORP	Stock-Consumer Staples	1.03%	—	—
35	SCHF	Schwab Intl Equity ETF	ETF-Other	1.02%	—	+21.86%
36	AMAT	Applied Materials INC	Stock-Tech	0.99%	+0.49%	NEW
37	MHD	BlackRock MuniHoldings Fund, Inc.	Stock-Other	0.98%	—	+20.49%
38	AFB	Allianceberstein Ntl Muni	Stock-Other	0.97%	—	+17.80%
39	AZO	Autozone INC	Stock-Consumer Disc	0.96%	—	+111.89%
40	DISH	Dish Network Corp-a	Stock-Other	0.96%	—	—
41	KTF	Dws Municipal Income Trust	Stock-Other	0.96%	—	+18.49%
42	XMUSX	Blackrock Muniholdings Quali	Stock-Other	0.95%	—	+20.42%
43	FMN	Federated Herm Prem Muni INC	Stock-Other	0.94%	—	+20.39%
44	VFL	Abrdn National Municipal INC	Stock-Other	0.93%	—	+19.49%
45	XPMAX	Pioneer Municipal High INC	Stock-Other	0.91%	—	+20.04%
46	DHI	Dr Horton INC	Stock-Consumer Disc	0.82%	—	-5.05%
47	FNF	Fidelity National Financial	Stock-Financials	0.80%	—	+10.77%
48	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	0.79%	—	+731.05%
49	DVA	Davita INC	Stock-Healthcare	0.74%	—	—
50	CVX	Chevron CORP	Stock-Energy	0.73%	—	—

1–50 of 149

Holding changes this quarter

Position changes disclosed by Wakefield Asset Management LLLP for the quarter ending Q1 2020, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	ABBV	Abbvie INC	+1.1%	+998.65%	Add
2	SCHX	Schwab US Large-cap ETF	-0.2%	-14.76%	Trim
3	PXF	Invesco Rafi Developed Marke	-0.4%	+0.63%	Add
4	GLD	Spdr Gold Shares	-1.3%	-94.19%	Trim
5	VMBS	Vanguard Mortgage-backed Sec	-2.2%	-52.04%	Trim
6	SH1USD	Proshares Short S&p500	—	EXIT	Sold out
7	BND	Vanguard Total Bond Market	—	EXIT	Sold out
8	TGT	Target CORP	—	EXIT	Sold out
9	UTXZ	United Tech CORP	—	EXIT	Sold out
10	KMI	Kinder Morgan INC	—	NEW	New buy
11	ARNCCHF	Arconic INC	—	EXIT	Sold out
12	QRVO	Qorvo INC	—	EXIT	Sold out
13	PLD	Prologis INC	—	EXIT	Sold out
14	SO	Southern Co/the	—	EXIT	Sold out
15	AME	Ametek INC	—	EXIT	Sold out
16	AFL	Aflac INC	—	EXIT	Sold out
17	✓	ETF Managers Tr	—	EXIT	Sold out
18	FISV	Fiserv INC	—	EXIT	Sold out
19	PSX	Phillips 66	—	EXIT	Sold out
20	EXR	Extra Space Storage INC	—	NEW	New buy
21	CAH	Cardinal Health INC	—	NEW	New buy
22	LEG	Leggett & Platt INC	—	EXIT	Sold out
23	TROW	T Rowe Price Group INC	—	EXIT	Sold out
24	GEN	Gen Digital INC	—	NEW	New buy
25	DUK	Duke Energy CORP	—	NEW	New buy
26	HFCUSD	Hollyfrontier CORP	—	EXIT	Sold out
27	NVDA	Nvidia CORP	—	NEW	New buy
28	SPOT	Spotify Technology S.A.	—	EXIT	Sold out
29	BAX	Baxter International INC	—	EXIT	Sold out
30	OSVEUR	Vaneck Vectors Oil Services	—	EXIT	Sold out
31	SPGI	S&p Global INC	—	NEW	New buy
32	FMC	Fmc CORP	—	NEW	New buy
33	LIN	Linde plc	—	NEW	New buy
34	CLX	Clorox Company	—	NEW	New buy
35	CBOE	Cboe Global Markets INC	—	NEW	New buy
36	STT	State Street CORP	—	NEW	New buy
37	IJR	Ishares Core S&p Small-cap E	—	EXIT	Sold out
38	COST	Costco Wholesale CORP	—	NEW	New buy
39	IHF	Ishares U.s. Healthcare Prov	—	EXIT	Sold out
40	AMAT	Applied Materials INC	—	NEW	New buy
41	DISH	Dish Network Corp-a	—	NEW	New buy
42	VNM	Vaneck Vietnam ETF	—	EXIT	Sold out
43	ALLE	Allegion plc	—	EXIT	Sold out
44	AMLPUSD	Alerian Mlp ETF	—	EXIT	Sold out
45	USMV	Ishares Msci USA Min Vol Fac	—	EXIT	Sold out
46	WCGEUR	Wellcare Health Plans INC	—	EXIT	Sold out
47	DVA	Davita INC	—	NEW	New buy
48	KEL	Kellanova	—	EXIT	Sold out
49	CVX	Chevron CORP	—	NEW	New buy
50	PFF	Ishares Preferred & Income S	—	NEW	New buy