CIK: 0002110878
Total reported value
$189.5M
Reporting period: 2026-03-31 · Number of holdings: 32
Steffes Financial, Ltd. disclosed 32 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $189.5M and a quarterly turnover rate of 7.5%.
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Steffes Financial, Ltd.'s disclosed holdings carry a Herfindahl concentration index of 0.178 — mathematically equivalent to about 6 equally-sized positions, well below its 32 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.20), with a handful of outsized bets alongside many smaller positions.
Recent activity leans toward adding more aggressively to already-large existing positions than to newly initiated ones (a 4.4 percentage-point tilt) — a pattern consistent with a momentum-following approach.
Sector classification currently covers about 6% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add VEA
+13.0% $2.5M
Trim ITOT
-0.8% -$2.9M
Add VXUS
+215.5% $1.1M
Trim VOO
+1.7% -$1.4M
Trim AAPL
-15.7% -$831.2K
Trim GOOGL
-20.8% -$701.3K
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 29.53% | -1.21% | -0.77% | |
| 2 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 22.69% | -0.48% | +1.71% | |
| 3 | SCHG | Schwab US Large-cap Growth | ETF-Other | 12.56% | -0.09% | +10.05% | |
| 4 | VOOG | Vanguard S&p 500 Growth ETF | ETF-Large Cap & Growth | 11.06% | +0.07% | +8.57% | |
| 5 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 9.67% | +1.42% | +12.96% | |
| 6 | CGDV | Cap Group Dividend Value | ETF-Other | 3.03% | — | +1.41% | |
| 7 | AAPL | Apple INC | Stock-Tech | 1.62% | -0.42% | -15.69% | |
| 8 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 1.49% | — | -4.30% | |
| 9 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.99% | -0.36% | -20.76% | |
| 10 | VB | Vanguard Small-cap ETF | ETF-Other | 0.91% | +0.01% | -1.24% | |
| 11 | VXUS | Vanguard Total Intl Stock | ETF-Other | 0.87% | +0.60% | +215.50% | |
| 12 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.73% | -0.34% | -26.00% | |
| 13 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.61% | -0.05% | — | |
| 14 | VCRB | Vanguard Core Bond ETF | ETF-Other | 0.54% | +0.54% | NEW | |
| 15 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 0.41% | -0.13% | -26.35% | |
| 16 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 0.34% | -0.09% | -29.60% | |
| 17 | NVDA | Nvidia CORP | Stock-Tech | 0.31% | -0.07% | -11.83% | |
| 18 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.29% | -0.01% | +0.06% | |
| 19 | VCIT | Vanguard Int-term Corporate | ETF-Corp Bonds | 0.28% | +0.28% | NEW | |
| 20 | PFE | Pfizer INC | Stock-Healthcare | 0.27% | +0.03% | +1.63% | |
| 21 | LIN | Linde plc | Stock-Materials | 0.22% | +0.03% | — | |
| 22 | MSFT | Microsoft CORP | Stock-Tech | 0.22% | -0.06% | +0.36% | |
| 23 | SCHB | Schwab US Broad Market ETF | ETF-Other | 0.20% | -0.01% | +0.31% | |
| 24 | TSLA | Tesla INC | Stock-Consumer Disc | 0.16% | -0.03% | — | |
| 25 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.15% | +0.02% | — | |
| 26 | WMT | Walmart INC | Stock-Consumer Staples | 0.14% | +0.02% | +0.09% | |
| 27 | GLD | Spdr Gold Shares | ETF-Commodities | 0.13% | +0.13% | NEW | |
| 28 | VGSH | Vanguard Short-term Treasury | ETF-Gov Bonds | 0.13% | +0.13% | NEW | |
| 29 | MGK | Vanguard Mega Cap Growth ETF | ETF-Other | 0.12% | -0.02% | +0.32% | |
| 30 | OKE | Oneok INC | Stock-Energy | 0.12% | +0.12% | NEW | |
| 31 | XLG | Invesco S&p 500 Top 50 ETF | ETF-Large Cap & Growth | 0.11% | -0.01% | +0.03% | |
| 32 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.11% | -0.03% | -25.48% |
Performance for Q3 2026
+3.5%
Performance Last 4 Quarters
+8.8%
Based on 5 months of available history
Steffes Financial, Ltd.'s most significant position changes for 2026-03-31: New buy: Vanguard Core Bond ETF (VCRB); New buy: Vanguard Int-term Corporate (VCIT); New buy: Spdr Gold Shares (GLD); New buy: Vanguard Short-term Treasury (VGSH); New buy: Oneok INC (OKE).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | VEA | Vanguard Ftse Developed ETF | +1.4% | +12.96% | Add |
| 2 | VXUS | Vanguard Total Intl Stock | +0.6% | +215.50% | Add |
| 3 | VOOG | Vanguard S&p 500 Growth ETF | +0.1% | +8.57% | Add |
| 4 | PFE | Pfizer INC | 0% | +1.63% | Add |
| 5 | LIN | Linde plc | 0% | — | Unchanged |
| 6 | COST | Costco Wholesale CORP | 0% | — | Unchanged |
| 7 | WMT | Walmart INC | 0% | +0.09% | Add |
| 8 | VB | Vanguard Small-cap ETF | 0% | -1.24% | Trim |
| 9 | CGDV | Cap Group Dividend Value | — | +1.41% | Add |
| 10 | VYM | Vanguard High Dvd Yield ETF | — | -4.30% | Trim |
| 11 | VTI | Vanguard Total Stock Mkt ETF | 0% | +0.06% | Add |
| 12 | XLG | Invesco S&p 500 Top 50 ETF | 0% | +0.03% | Add |
| 13 | SCHB | Schwab US Broad Market ETF | 0% | +0.31% | Add |
| 14 | MGK | Vanguard Mega Cap Growth ETF | 0% | +0.32% | Add |
| 15 | TSLA | Tesla INC | 0% | — | Unchanged |
| 16 | IJR | Ishares Core S&p Small-cap E | 0% | -25.48% | Trim |
| 17 | GOOG | Alphabet Inc-cl C | -0.1% | — | Unchanged |
| 18 | MSFT | Microsoft CORP | -0.1% | +0.36% | Add |
| 19 | NVDA | Nvidia CORP | -0.1% | -11.83% | Trim |
| 20 | SCHG | Schwab US Large-cap Growth | -0.1% | +10.05% | Add |
| 21 | SCHD | Schwab US Dvd Equity ETF | -0.1% | -29.60% | Trim |
| 22 | IJH | Ishares Core S&p Midcap ETF | -0.1% | -26.35% | Trim |
| 23 | AMZN | Amazon.com INC | -0.3% | -26.00% | Trim |
| 24 | GOOGL | Alphabet Inc-cl A | -0.4% | -20.76% | Trim |
| 25 | AAPL | Apple INC | -0.4% | -15.69% | Trim |
| 26 | VOO | Vanguard S&p 500 ETF | -0.5% | +1.71% | Add |
| 27 | ITOT | Ishares Core S&p Total U.s. | -1.2% | -0.77% | Trim |
| 28 | VCRB | Vanguard Core Bond ETF | — | NEW | New buy |
| 29 | VCIT | Vanguard Int-term Corporate | — | NEW | New buy |
| 30 | GLD | Spdr Gold Shares | — | NEW | New buy |
| 31 | VGSH | Vanguard Short-term Treasury | — | NEW | New buy |
| 32 | OKE | Oneok INC | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-15 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-17 | 13F-HR | View on EDGAR |
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