SF
Steffes Financial, Ltd. — 13F Filing & Top Stock Positions (Q2 2026)
Steffes Financial, Ltd.CIK: 0002110878
Momentum followerSector-focusedQuality / disciplined sizing
Total reported value
$231.6M
Reporting period: 2026-06-30 · Number of holdings: 36
Steffes Financial, Ltd. disclosed 36 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $231.6M and a quarterly turnover rate of 20.2%.
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Personality snowflake
- Concentration
- 67.75
- Portfolio Stability
- 20.15
- Momentum
- 100
- Sector conviction
- 86.38
- Diversification
- 72
- Sizing Uniformity
- 77.1
Steffes Financial, Ltd.'s disclosed holdings carry a Herfindahl concentration index of 0.169 — mathematically equivalent to about 6 equally-sized positions, well below its 36 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.29), with a handful of outsized bets alongside many smaller positions.
Recent activity leans toward adding more aggressively to already-large existing positions than to newly initiated ones (a 4.3 percentage-point tilt) — a pattern consistent with a momentum-following approach.
Sector classification currently covers about 5% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim ITOT
+2.4% $10.1M
Add VCRB
+231.6% $2.4M
Trim VOO
+3.4% $8.1M
Trim SCHG
+1.9% $4.4M
Add VXUS
+44.1% $987.6K
New buy AVGE
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 28.53% | -1.00% | +2.40% | |
| 2 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 22.06% | -0.63% | +3.41% | |
| 3 | SCHG | Schwab US Large-cap Growth | ETF-Other | 12.17% | -0.39% | +1.87% | |
| 4 | VOOG | Vanguard S&p 500 Growth ETF | ETF-Large Cap & Growth | 11.25% | +0.19% | +513.33% | |
| 5 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 9.83% | +0.16% | +11.82% | |
| 6 | CGDV | Cap Group Dividend Value | ETF-Other | 3.12% | +0.09% | +8.80% | |
| 7 | AAPL | Apple Inc | Stock-Tech | 1.66% | +0.04% | +9.79% | |
| 8 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 1.55% | +0.06% | +19.20% | |
| 9 | VCRB | Vanguard Core Bond ETF | ETF-Other | 1.46% | +0.92% | +231.63% | |
| 10 | VXUS | Vanguard Total Intl Stock | ETF-Other | 1.14% | +0.27% | +44.06% | |
| 11 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.01% | +0.02% | -0.15% | |
| 12 | VB | Vanguard Small-cap ETF | ETF-Other | 0.99% | +0.08% | +14.80% | |
| 13 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.70% | -0.03% | +3.24% | |
| 14 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.64% | +0.03% | +4.69% | |
| 15 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 0.37% | -0.04% | -4.68% | |
| 16 | NVDA | Nvidia CORP | Stock-Tech | 0.32% | +0.01% | +7.84% | |
| 17 | VCIT | Vanguard Int-term Corporate | ETF-Corp Bonds | 0.31% | +0.03% | +35.89% | |
| 18 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 0.29% | -0.05% | -0.49% | |
| 19 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.27% | -0.02% | -2.11% | |
| 20 | AVGE | Avantis All Eqty Mrkts ETF | ETF-Other | 0.24% | +0.24% | NEW | |
| 21 | MSFT | Microsoft CORP | Stock-Tech | 0.20% | -0.02% | +12.07% | |
| 22 | PFE | Pfizer Inc | Stock-Healthcare | 0.19% | -0.08% | +1.63% | |
| 23 | SCHB | Schwab US Broad Market ETF | ETF-Other | 0.19% | -0.01% | +0.84% | |
| 24 | LIN | Linde plc | Stock-Materials | 0.19% | -0.03% | — | |
| 25 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.16% | +0.16% | NEW | |
| 26 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.15% | -0.01% | +3.38% | |
| 27 | MGK | Vanguard Mega Cap Growth ETF | ETF-Other | 0.12% | — | +400.00% | |
| 28 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.11% | -0.04% | — | |
| 29 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.11% | — | +2.79% | |
| 30 | AVEM | Avantis Emerging Markets Eq | ETF-Emerging Markets | 0.11% | +0.11% | NEW | |
| 31 | WMT | Walmart Inc | Stock-Consumer Staples | 0.11% | -0.03% | +0.42% | |
| 32 | VGSH | Vanguard Short-term Treasury | ETF-Gov Bonds | 0.10% | -0.03% | — | |
| 33 | XLG | Invesco S&p 500 Top 50 ETF | ETF-Large Cap & Growth | 0.10% | -0.01% | — | |
| 34 | OKE | Oneok Inc | Stock-Energy | 0.09% | -0.03% | — | |
| 35 | GLD | Spdr Gold Shares | ETF-Commodities | 0.09% | -0.04% | — | |
| 36 | VOT | Vanguard Mid-cap Growth ETF | ETF-Other | 0.09% | +0.09% | NEW |
Portfolio Performance
Performance for Q3 2026
+1.9%
Performance Last 4 Quarters
+12.5%
- Stdev
- +19.5%
- Beta
- +1.05
- Alpha
- -0.5%
- Max Drawdown
- -1.3%
- Annualized Perf
- +26.6%
- Batting Avg vs S&P
- +50%
- Sortino
- +3.26
- Stutzer
- +0.42
- Treynor
- +0.24
- Sterling
- —
- Calmar
- +20.1
- Information Ratio
- +0.51
- Tracking Error
- +1.3%
- Stdev Down
- +7.8%
- Winning Months %
- +66.7%
- Losing Months %
- +33.3%
- Best 12 Months
- —
- Worst 12 Months
- —
- Efficiency Ratio
- +0.48
- Sharpe
- +1.3
- Stdev Sectors
- +14.4%
- Skewness
- +0.3
- Kurtosis
- -0.8
- Upside Potential
- +4.97
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Steffes Financial, Ltd.'s most significant position changes for 2026-06-30: New buy: Avantis All Eqty Mrkts ETF (AVGE); New buy: Ishares Core S&p 500 ETF (IVV); New buy: Avantis Emerging Markets Eq (AVEM); New buy: Vanguard Mid-cap Growth ETF (VOT); Add: Ishares Core S&p Total U.s. (ITOT) — shares +2.40%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | VCRB | Vanguard Core Bond ETF | +0.9% | +231.63% | Add |
| 2 | VXUS | Vanguard Total Intl Stock | +0.3% | +44.06% | Add |
| 3 | AVGE | Avantis All Eqty Mrkts ETF | +0.2% | NEW | New buy |
| 4 | VOOG | Vanguard S&p 500 Growth ETF | +0.2% | +513.33% | Add |
| 5 | VEA | Vanguard Ftse Developed ETF | +0.2% | +11.82% | Add |
| 6 | IVV | Ishares Core S&p 500 ETF | +0.2% | NEW | New buy |
| 7 | AVEM | Avantis Emerging Markets Eq | +0.1% | NEW | New buy |
| 8 | CGDV | Cap Group Dividend Value | +0.1% | +8.80% | Add |
| 9 | VOT | Vanguard Mid-cap Growth ETF | +0.1% | NEW | New buy |
| 10 | VB | Vanguard Small-cap ETF | +0.1% | +14.80% | Add |
| 11 | VYM | Vanguard High Dvd Yield ETF | +0.1% | +19.20% | Add |
| 12 | AAPL | Apple Inc | 0% | +9.79% | Add |
| 13 | GOOG | Alphabet Inc-cl C | 0% | +4.69% | Add |
| 14 | VCIT | Vanguard Int-term Corporate | 0% | +35.89% | Add |
| 15 | GOOGL | Alphabet Inc-cl A | 0% | -0.15% | Trim |
| 16 | NVDA | Nvidia CORP | 0% | +7.84% | Add |
| 17 | IJR | Ishares Core S&p Small-cap E | — | +2.79% | Add |
| 18 | MGK | Vanguard Mega Cap Growth ETF | — | +400.00% | Add |
| 19 | SCHB | Schwab US Broad Market ETF | 0% | +0.84% | Add |
| 20 | TSLA | Tesla Inc | 0% | +3.38% | Add |
| 21 | XLG | Invesco S&p 500 Top 50 ETF | 0% | — | Unchanged |
| 22 | VTI | Vanguard Total Stock Mkt ETF | 0% | -2.11% | Trim |
| 23 | MSFT | Microsoft CORP | 0% | +12.07% | Add |
| 24 | AMZN | Amazon.com Inc | 0% | +3.24% | Add |
| 25 | WMT | Walmart Inc | 0% | +0.42% | Add |
| 26 | LIN | Linde plc | 0% | — | Unchanged |
| 27 | OKE | Oneok Inc | 0% | — | Unchanged |
| 28 | VGSH | Vanguard Short-term Treasury | 0% | — | Unchanged |
| 29 | IJH | Ishares Core S&p Midcap ETF | 0% | -4.68% | Trim |
| 30 | GLD | Spdr Gold Shares | 0% | — | Unchanged |
| 31 | COST | Costco Wholesale CORP | 0% | — | Unchanged |
| 32 | SCHD | Schwab US Dvd Equity ETF | -0.1% | -0.49% | Trim |
| 33 | PFE | Pfizer Inc | -0.1% | +1.63% | Add |
| 34 | SCHG | Schwab US Large-cap Growth | -0.4% | +1.87% | Add |
| 35 | VOO | Vanguard S&p 500 ETF | -0.6% | +3.41% | Add |
| 36 | ITOT | Ishares Core S&p Total U.s. | -1% | +2.40% | Add |
💡
Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Filing History
FAQ
What is Steffes Financial, Ltd. and what type of investor is it?
Steffes Financial, Ltd. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $231.6M, spread across 36 disclosed positions.
What are Steffes Financial, Ltd.'s largest equity positions?
Based on the latest 13F filing, Steffes Financial, Ltd.'s top holdings by market value are:
1. Ishares Core S&p Total U.s. (ITOT) — $66.1M (28.5%)
2. Vanguard S&p 500 ETF (VOO) — $51.1M (22.1%)
3. Schwab US Large-cap Growth (SCHG) — $28.2M (12.2%)
4. Vanguard S&p 500 Growth ETF (VOOG) — $26.1M (11.3%)
5. Vanguard Ftse Developed ETF (VEA) — $22.8M (9.8%)
What changes did Steffes Financial, Ltd. make in its most recent portfolio filing?
In the latest reported quarter, Steffes Financial, Ltd. made 30 notable position adjustments: 4 new positions were initiated, 22 existing holdings were added to, 4 positions were partially reduced, and 0 were completely exited. The largest of these moves: New buy: Avantis All Eqty Mrkts ETF (AVGE); New buy: Ishares Core S&p 500 ETF (IVV); New buy: Avantis Emerging Markets Eq (AVEM); New buy: Vanguard Mid-cap Growth ETF (VOT); Add: Ishares Core S&p Total U.s. (ITOT) — shares +2.40%
What sectors does Steffes Financial, Ltd. focus on?
Steffes Financial, Ltd. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 40.6%
• Communication Services: 30.6%
• Consumer Discretionary: 15.8%
• Consumer Staples: 4.0%
• Health Care: 3.6%
• Materials: 3.6%
Investment Profile
Steffes Financial, Ltd. returned an annualized 26.6% over the trailing 6 months — underperforming the S&P 500 by 0.5 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 1.05 (roughly in line with the market) and a 50% quarterly batting average against the index.
Its portfolio is concentrated and moderately active, with 40.6% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 0 to 20 over the past 2 quarters — a shift toward more active trading.
It has added to its VEA position for two straight quarters, increasing it by $7.0M to reach $22.8M.
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Developer Access
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REST API
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