CIK: 0001122470
Total reported value
$178.8M
Reporting period: 2019-09-30 · Number of holdings: 74
BIEGEL & WALLER LLC disclosed 74 holdings in its latest 13F filing for the period ending 2019-09-30, with total reported value of $178.8M and a quarterly turnover rate of 18.3%.
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Biegel & Waller LLC's disclosed holdings carry a Herfindahl concentration index of 0.057 — mathematically equivalent to about 18 equally-sized positions, well below its 74 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.80), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 16% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim EEMV
-30.0% -$6.1M
Add IUSV
+60.8% $3.3M
Add IEMG
+62.3% $2.3M
Add ITOT
-0.4% $68.0K
Trim 2362120D
+0.0% -$2.6M
Trim DAL
-27.7% -$2.1M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 13.30% | +1.18% | -0.37% | |
| 2 | IXUS | Ishares Core Intl Stock ETF | ETF-Other | 9.24% | +0.68% | +0.14% | |
| 3 | EEM | Ishares Msci Emerging Market | ETF-Emerging Markets | 8.16% | +0.28% | -0.59% | |
| 4 | EEMV | Ishares Msci Emg Mkt Min Vol | ETF-Other | 7.18% | -2.49% | -30.05% | |
| 5 | SCZ | Ishares Msci Eafe Small-cap | ETF-Other | 6.10% | — | -0.01% | |
| 6 | 2362120D | Sinclair Broadcast Group LLC | Stock-Other | 5.64% | -0.83% | +0.00% | |
| 7 | IUSV | Ishares Core S&p U.s. Value | ETF-Other | 4.74% | +2.10% | +60.80% | |
| 8 | C | Citigroup INC | Stock-Financials | 3.73% | +0.26% | -0.58% | |
| 9 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 3.71% | — | -0.02% | |
| 10 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 3.67% | +1.50% | +62.35% | |
| 11 | IDV | Ishares International Select | ETF-Other | 3.61% | -0.05% | -9.81% | |
| 12 | T | At&t INC | Stock-Comm Services | 3.56% | +0.69% | +0.44% | |
| 13 | DAL | Delta Air Lines INC | Stock-Industrials | 3.18% | -0.78% | -27.67% | |
| 14 | IR | Ingersoll-rand PLC | Stock-Industrials | 1.65% | +0.08% | -1.23% | |
| 15 | DGRO | Ishares Core Dividend Growth | ETF-Other | 1.62% | — | -1.83% | |
| 16 | IWD | Ishares Russell 1000 Value E | ETF-Other | 1.59% | +0.16% | +0.84% | |
| 17 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 1.57% | — | -0.22% | |
| 18 | CTLTEUR | Catalent INC | Stock-Other | 1.19% | -0.04% | — | |
| 19 | HD | Home Depot INC | Stock-Consumer Disc | 0.93% | +0.16% | -1.05% | |
| 20 | AAPL | Apple INC | Stock-Tech | 0.87% | +0.21% | +6.26% | |
| 21 | HBMD | Howard Bancorp INC | Stock-Other | 0.84% | +0.13% | -1.15% | |
| 22 | MSFT | Microsoft CORP | Stock-Tech | 0.83% | +0.17% | +10.57% | |
| 23 | MAR | Marriott International -cl A | Stock-Consumer Disc | 0.78% | -0.05% | -3.10% | |
| 24 | EFAV | Ishares Msci Eafe Min Vol Fa | ETF-Other | 0.78% | +0.09% | +2.54% | |
| 25 | LMT | Lockheed Martin CORP | Stock-Industrials | 0.72% | +0.15% | +6.55% | |
| 26 | BA | Boeing Co/the | Stock-Industrials | 0.69% | +0.09% | +0.37% | |
| 27 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.62% | — | -1.94% | |
| 28 | ALLE | Allegion plc | Stock-Industrials | 0.58% | +0.02% | — | |
| 29 | CINF | Cincinnati Financial CORP | Stock-Financials | 0.49% | +0.09% | — | |
| 30 | UNH | Unitedhealth Group INC | Stock-Healthcare | 0.45% | — | +1.51% | |
| 31 | AVY | Avery Dennison CORP | Stock-Consumer Disc | 0.40% | — | +1.23% | |
| 32 | UTXZ | United Tech CORP | Stock-Other | 0.35% | +0.06% | +5.75% | |
| 33 | CMA | Comerica INC | Stock-Other | 0.34% | — | — | |
| 34 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.31% | — | +7.17% | |
| 35 | DIS | Walt Disney Co/the | Stock-Comm Services | 0.30% | — | +9.22% | |
| 36 | CVX | Chevron CORP | Stock-Energy | 0.29% | — | +6.95% | |
| 37 | SDA | Sealed Air CORP | Stock-Consumer Disc | 0.29% | — | — | |
| 38 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.28% | — | +10.61% | |
| 39 | ORCL | Oracle CORP | Stock-Tech | 0.26% | -0.01% | -9.16% | |
| 40 | BAC | Bank Of America CORP | Stock-Financials | 0.25% | — | +1.62% | |
| 41 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.24% | — | +3.90% | |
| 42 | IWF | Ishares Russell 1000 Growth | ETF-Other | 0.23% | — | -2.95% | |
| 43 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.22% | +0.06% | +13.99% | |
| 44 | AMT | American Tower CORP | Stock-Real Estate | 0.21% | +0.04% | +2.94% | |
| 45 | NVR | Nvr INC | Stock-Consumer Disc | 0.21% | — | — | |
| 46 | CSCO | Cisco Systems INC | Stock-Tech | 0.21% | -0.09% | -30.86% | |
| 47 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 0.20% | — | +5.40% | |
| 48 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.20% | — | — | |
| 49 | ACWI | Ishares Msci Acwi ETF | ETF-Other | 0.19% | — | — | |
| 50 | V | Visa Inc-class A Shares | Stock-Financials | 0.18% | — | +11.28% |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2019-09-30 | 74 | $178.8M | 18 | |
| 2019-06-30 | 80 | $195.6M | 12 | |
| 2019-03-31 | 77 | $194.5M | 23 | |
| 2018-12-31 | 73 | $169.2M | 54 | |
| 2018-09-30 | 75 | $173.3M | 11 | |
| 2018-06-30 | 71 | $160.6M | 15 | |
| 2018-03-31 | 57 | $157.5M | 20 | |
| 2017-12-31 | 59 | $172.2M | 21 | |
| 2017-09-30 | 56 | $159.0M | 18 | |
| 2017-06-30 | 57 | $163.8M | 18 | |
| 2017-03-31 | 50 | $144.9M | 11 | |
| 2016-12-31 | 56 | $143.3M | 0 |
Biegel & Waller LLC's most significant position changes for 2019-09-30: Sold out: Ishares US Pharmaceuticals E (IHE); Sold out: Dupont De Nemours INC (6D8); Sold out: Dow INC (DOW); Sold out: Corteva INC (CTVA); Sold out: Red Hat INC (RHT1EUR).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | IUSV | Ishares Core S&p U.s. Value | +2.1% | +60.80% | Add |
| 2 | IEMG | Ishares Core Msci Emerging | +1.5% | +62.35% | Add |
| 3 | ITOT | Ishares Core S&p Total U.s. | +1.2% | -0.37% | Trim |
| 4 | T | At&t INC | +0.7% | +0.44% | Add |
| 5 | IXUS | Ishares Core Intl Stock ETF | +0.7% | +0.14% | Add |
| 6 | EEM | Ishares Msci Emerging Market | +0.3% | -0.59% | Trim |
| 7 | C | Citigroup INC | +0.3% | -0.58% | Trim |
| 8 | AAPL | Apple INC | +0.2% | +6.26% | Add |
| 9 | MSFT | Microsoft CORP | +0.2% | +10.57% | Add |
| 10 | HD | Home Depot INC | +0.2% | -1.05% | Trim |
| 11 | IWD | Ishares Russell 1000 Value E | +0.2% | +0.84% | Add |
| 12 | LMT | Lockheed Martin CORP | +0.2% | +6.55% | Add |
| 13 | HBMD | Howard Bancorp INC | +0.1% | -1.15% | Trim |
| 14 | CINF | Cincinnati Financial CORP | +0.1% | — | Unchanged |
| 15 | BA | Boeing Co/the | +0.1% | +0.37% | Add |
| 16 | EFAV | Ishares Msci Eafe Min Vol Fa | +0.1% | +2.54% | Add |
| 17 | IR | Ingersoll-rand PLC | +0.1% | -1.23% | Trim |
| 18 | JPM | Jpmorgan Chase & Co | +0.1% | +13.99% | Add |
| 19 | UTXZ | United Tech CORP | +0.1% | +5.75% | Add |
| 20 | BMY | Bristol-myers Squibb Co | 0% | +10.42% | Add |
| 21 | EQIX | Equinix INC | 0% | — | Unchanged |
| 22 | AMT | American Tower CORP | 0% | +2.94% | Add |
| 23 | ALLE | Allegion plc | 0% | — | Unchanged |
| 24 | UNH | Unitedhealth Group INC | — | +1.51% | Add |
| 25 | CMA | Comerica INC | — | — | Unchanged |
| 26 | ORCL | Oracle CORP | 0% | -9.16% | Trim |
| 27 | AEP | American Electric Power Company, Inc. | 0% | -1.26% | Trim |
| 28 | FMS | Fresenius Medical Care-adr | 0% | — | Unchanged |
| 29 | AAL | American Airlines Group INC | 0% | — | Unchanged |
| 30 | CTLTEUR | Catalent INC | 0% | — | Unchanged |
| 31 | NFLX | Netflix INC | 0% | +3.89% | Add |
| 32 | SGNLEUR | Miragen Therapeutics INC | 0% | — | Unchanged |
| 33 | IDV | Ishares International Select | -0.1% | -9.81% | Trim |
| 34 | MAR | Marriott International -cl A | -0.1% | -3.10% | Trim |
| 35 | CSCO | Cisco Systems INC | -0.1% | -30.86% | Trim |
| 36 | DAL | Delta Air Lines INC | -0.8% | -27.67% | Trim |
| 37 | 2362120D | Sinclair Broadcast Group LLC | -0.8% | +0.00% | Add |
| 38 | EEMV | Ishares Msci Emg Mkt Min Vol | -2.5% | -30.05% | Trim |
| 39 | IHE | Ishares US Pharmaceuticals E | — | EXIT | Sold out |
| 40 | 6D8 | Dupont De Nemours INC | — | EXIT | Sold out |
| 41 | DOW | Dow INC | — | EXIT | Sold out |
| 42 | CTVA | Corteva INC | — | EXIT | Sold out |
| 43 | RHT1EUR | Red Hat INC | — | EXIT | Sold out |
| 44 | FIDI | Fidelity Intl Hi Div ETF | — | EXIT | Sold out |
| 45 | VZ | Verizon Communications INC | — | NEW | New buy |
| 46 | AXSM | Axsome Therapeutics INC | — | EXIT | Sold out |
| 47 | TXN | Texas Instruments INC | — | NEW | New buy |
| 48 | EPD | Enterprise Products Partners | — | NEW | New buy |
| 49 | TXRH | Texas Roadhouse INC | — | EXIT | Sold out |
| 50 | BYD | Boyd Gaming CORP | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2019-09-30 | 2019-10-15 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-07-23 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-05-01 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-01-31 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-10-12 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-08-08 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-04-11 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-02-09 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-11-03 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-08-08 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-05-12 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-02-15 | 13F-HR | View on EDGAR |
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