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Biegel & Waller LLC Historical SEC 13F Holdings & Archive (Q3 2019)
Biegel & Waller LLCCIK: 0001122470
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$178.8M
Reporting period: 2019-09-30 · Number of holdings: 74
BIEGEL & WALLER LLC disclosed 74 holdings in its latest 13F filing for the period ending 2019-09-30, with total reported value of $178.8M and a quarterly turnover rate of 18.3%.
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Personality snowflake
- Concentration
- 22.74
- Portfolio Stability
- 18.28
- Momentum
- 100
- Sector conviction
- 61.87
- Diversification
- 100
- Sizing Uniformity
- 81.97
Biegel & Waller LLC's disclosed holdings carry a Herfindahl concentration index of 0.057 — mathematically equivalent to about 18 equally-sized positions, well below its 74 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.80), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 16% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim EEMV
-30.0% -$6.1M
Add IUSV
+60.8% $3.3M
Add IEMG
+62.3% $2.3M
Add ITOT
-0.4% $68.0K
Trim 2362120D
+0.0% -$2.6M
Trim DAL
-27.7% -$2.1M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 13.30% | +1.18% | -0.37% | |
| 2 | IXUS | Ishares Core Intl Stock ETF | ETF-Other | 9.24% | +0.68% | +0.14% | |
| 3 | EEM | Ishares Msci Emerging Market | ETF-Emerging Markets | 8.16% | +0.28% | -0.59% | |
| 4 | EEMV | Ishares Msci Emg Mkt Min Vol | ETF-Other | 7.18% | -2.49% | -30.05% | |
| 5 | SCZ | Ishares Msci Eafe Small-cap | ETF-Other | 6.10% | — | -0.01% | |
| 6 | 2362120D | Sinclair Broadcast Group LLC | Stock-Other | 5.64% | -0.83% | +0.00% | |
| 7 | IUSV | Ishares Core S&p U.s. Value | ETF-Other | 4.74% | +2.10% | +60.80% | |
| 8 | C | Citigroup Inc | Stock-Financials | 3.73% | +0.26% | -0.58% | |
| 9 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 3.71% | — | -0.02% | |
| 10 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 3.67% | +1.50% | +62.35% | |
| 11 | IDV | Ishares International Select | ETF-Other | 3.61% | -0.05% | -9.81% | |
| 12 | T | At&t Inc | Stock-Comm Services | 3.56% | +0.69% | +0.44% | |
| 13 | DAL | Delta Air Lines Inc | Stock-Industrials | 3.18% | -0.78% | -27.67% | |
| 14 | IR | Ingersoll Rand Inc. | Stock-Industrials | 1.65% | +0.08% | -1.23% | |
| 15 | DGRO | Ishares Core Dividend Growth | ETF-Other | 1.62% | — | -1.83% | |
| 16 | IWD | Ishares Russell 1000 Value E | ETF-Other | 1.59% | +0.16% | +0.84% | |
| 17 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 1.57% | — | -0.22% | |
| 18 | CTLTEUR | Catalent Inc | Stock-Other | 1.19% | -0.04% | — | |
| 19 | HD | Home Depot Inc | Stock-Consumer Disc | 0.93% | +0.16% | -1.05% | |
| 20 | AAPL | Apple Inc | Stock-Tech | 0.87% | +0.21% | +6.26% | |
| 21 | HBMD | Howard Bancorp Inc | Stock-Other | 0.84% | +0.13% | -1.15% | |
| 22 | MSFT | Microsoft CORP | Stock-Tech | 0.83% | +0.17% | +10.57% | |
| 23 | MAR | Marriott International -cl A | Stock-Consumer Disc | 0.78% | -0.05% | -3.10% | |
| 24 | EFAV | Ishares Msci Eafe Min Vol Fa | ETF-Other | 0.78% | +0.09% | +2.54% | |
| 25 | LMT | Lockheed Martin CORP | Stock-Industrials | 0.72% | +0.15% | +6.55% | |
| 26 | BA | Boeing Co/the | Stock-Industrials | 0.69% | +0.09% | +0.37% | |
| 27 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.62% | — | -1.94% | |
| 28 | ALLE | Allegion plc | Stock-Industrials | 0.58% | +0.02% | — | |
| 29 | CINF | Cincinnati Financial CORP | Stock-Financials | 0.49% | +0.09% | — | |
| 30 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 0.45% | — | +1.51% | |
| 31 | AVY | Avery Dennison CORP | Stock-Consumer Disc | 0.40% | — | +1.23% | |
| 32 | UTXZ | United Tech CORP | Stock-Other | 0.35% | +0.06% | +5.75% | |
| 33 | CMA | Comerica Inc | Stock-Other | 0.34% | — | — | |
| 34 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.31% | — | +7.17% | |
| 35 | DIS | Walt Disney Co/the | Stock-Comm Services | 0.30% | — | +9.22% | |
| 36 | CVX | Chevron CORP | Stock-Energy | 0.29% | — | +6.95% | |
| 37 | SDA | Sealed Air CORP | Stock-Consumer Disc | 0.29% | — | — | |
| 38 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.28% | — | +10.61% | |
| 39 | ORCL | Oracle CORP | Stock-Tech | 0.26% | -0.01% | -9.16% | |
| 40 | BAC | Bank Of America CORP | Stock-Financials | 0.25% | — | +1.62% | |
| 41 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.24% | — | +3.90% | |
| 42 | IWF | Ishares Russell 1000 Growth | ETF-Other | 0.23% | — | -2.95% | |
| 43 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.22% | +0.06% | +13.99% | |
| 44 | AMT | American Tower CORP | Stock-Real Estate | 0.21% | +0.04% | +2.94% | |
| 45 | NVR | Nvr Inc | Stock-Consumer Disc | 0.21% | — | — | |
| 46 | CSCO | Cisco Systems Inc | Stock-Tech | 0.21% | -0.09% | -30.86% | |
| 47 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 0.20% | — | +5.40% | |
| 48 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.20% | — | — | |
| 49 | ACWI | Ishares Msci Acwi ETF | ETF-Other | 0.19% | — | — | |
| 50 | V | Visa Inc-class A Shares | Stock-Financials | 0.18% | — | +11.28% |
1–50 of 74
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Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Biegel & Waller LLC's most significant position changes for 2019-09-30: Sold out: Ishares US Pharmaceuticals E (IHE); Sold out: Dupont De Nemours Inc (6D8); Sold out: Dow Inc (DOW); Sold out: Corteva Inc (CTVA); Sold out: Red Hat Inc (RHT1EUR).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | IUSV | Ishares Core S&p U.s. Value | +2.1% | +60.80% | Add |
| 2 | IEMG | Ishares Core Msci Emerging | +1.5% | +62.35% | Add |
| 3 | ITOT | Ishares Core S&p Total U.s. | +1.2% | -0.37% | Trim |
| 4 | T | At&t Inc | +0.7% | +0.44% | Add |
| 5 | IXUS | Ishares Core Intl Stock ETF | +0.7% | +0.14% | Add |
| 6 | EEM | Ishares Msci Emerging Market | +0.3% | -0.59% | Trim |
| 7 | C | Citigroup Inc | +0.3% | -0.58% | Trim |
| 8 | AAPL | Apple Inc | +0.2% | +6.26% | Add |
| 9 | MSFT | Microsoft CORP | +0.2% | +10.57% | Add |
| 10 | HD | Home Depot Inc | +0.2% | -1.05% | Trim |
| 11 | IWD | Ishares Russell 1000 Value E | +0.2% | +0.84% | Add |
| 12 | LMT | Lockheed Martin CORP | +0.2% | +6.55% | Add |
| 13 | HBMD | Howard Bancorp Inc | +0.1% | -1.15% | Trim |
| 14 | CINF | Cincinnati Financial CORP | +0.1% | — | Unchanged |
| 15 | BA | Boeing Co/the | +0.1% | +0.37% | Add |
| 16 | EFAV | Ishares Msci Eafe Min Vol Fa | +0.1% | +2.54% | Add |
| 17 | IR | Ingersoll Rand Inc. | +0.1% | -1.23% | Trim |
| 18 | JPM | Jpmorgan Chase & Co | +0.1% | +13.99% | Add |
| 19 | UTXZ | United Tech CORP | +0.1% | +5.75% | Add |
| 20 | BMY | Bristol-myers Squibb Co | 0% | +10.42% | Add |
| 21 | EQIX | Equinix Inc | 0% | — | Unchanged |
| 22 | AMT | American Tower CORP | 0% | +2.94% | Add |
| 23 | ALLE | Allegion plc | 0% | — | Unchanged |
| 24 | UNH | Unitedhealth Group Inc | — | +1.51% | Add |
| 25 | CMA | Comerica Inc | — | — | Unchanged |
| 26 | ORCL | Oracle CORP | 0% | -9.16% | Trim |
| 27 | AEP | American Electric Power Company, Inc. | 0% | -1.26% | Trim |
| 28 | FMS | Fresenius Medical Care-adr | 0% | — | Unchanged |
| 29 | AAL | American Airlines Group Inc | 0% | — | Unchanged |
| 30 | CTLTEUR | Catalent Inc | 0% | — | Unchanged |
| 31 | NFLX | Netflix Inc | 0% | +3.89% | Add |
| 32 | SGNLEUR | Miragen Therapeutics Inc | 0% | — | Unchanged |
| 33 | IDV | Ishares International Select | -0.1% | -9.81% | Trim |
| 34 | MAR | Marriott International -cl A | -0.1% | -3.10% | Trim |
| 35 | CSCO | Cisco Systems Inc | -0.1% | -30.86% | Trim |
| 36 | DAL | Delta Air Lines Inc | -0.8% | -27.67% | Trim |
| 37 | 2362120D | Sinclair Broadcast Group LLC | -0.8% | +0.00% | Add |
| 38 | EEMV | Ishares Msci Emg Mkt Min Vol | -2.5% | -30.05% | Trim |
| 39 | IHE | Ishares US Pharmaceuticals E | — | EXIT | Sold out |
| 40 | 6D8 | Dupont De Nemours Inc | — | EXIT | Sold out |
| 41 | DOW | Dow Inc | — | EXIT | Sold out |
| 42 | CTVA | Corteva Inc | — | EXIT | Sold out |
| 43 | RHT1EUR | Red Hat Inc | — | EXIT | Sold out |
| 44 | FIDI | Fidelity Intl Hi Div ETF | — | EXIT | Sold out |
| 45 | VZ | Verizon Communications Inc | — | NEW | New buy |
| 46 | AXSM | Axsome Therapeutics Inc | — | EXIT | Sold out |
| 47 | TXN | Texas Instruments Inc | — | NEW | New buy |
| 48 | EPD | Enterprise Products Partners | — | NEW | New buy |
| 49 | TXRH | Texas Roadhouse Inc | — | EXIT | Sold out |
| 50 | BYD | Boyd Gaming CORP | — | EXIT | Sold out |
Filing History
FAQ
What is Biegel & Waller LLC and what type of investor is it?
Biegel & Waller LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2019-09-30), the firm manages a tracked equity portfolio valued at approximately $178.8M, spread across 74 disclosed positions.
What are Biegel & Waller LLC's largest equity positions?
Based on the latest 13F filing, Biegel & Waller LLC's top holdings by market value are:
1. Ishares Core S&p Total U.s. (ITOT) — $23.8M (13.3%)
2. Ishares Core Intl Stock ETF (IXUS) — $16.5M (9.2%)
3. Ishares Msci Emerging Market (EEM) — $14.6M (8.2%)
4. Ishares Msci Emg Mkt Min Vol (EEMV) — $12.8M (7.2%)
5. Ishares Msci Eafe Small-cap (SCZ) — $10.9M (6.1%)
What changes did Biegel & Waller LLC make in its most recent portfolio filing?
In the latest reported quarter, Biegel & Waller LLC made 42 notable position adjustments: 3 new positions were initiated, 17 existing holdings were added to, 13 positions were partially reduced, and 9 were completely exited. The largest of these moves: Sold out: Ishares US Pharmaceuticals E (IHE); Sold out: Dupont De Nemours Inc (6D8); Sold out: Dow Inc (DOW); Sold out: Corteva Inc (CTVA); Sold out: Red Hat Inc (RHT1EUR)
What sectors does Biegel & Waller LLC focus on?
Biegel & Waller LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Financials: 28.7%
• Communication Services: 27.9%
• Information Technology: 15.3%
• Consumer Discretionary: 10.1%
• Industrials: 8.9%
• Health Care: 6.5%
Investment Profile
Biegel & Waller LLC's portfolio is broadly diversified and long-term-holding.
It has added to its IUSV position over the past two quarters (+$3.3M, now $8.5M), while trimming EEMV over the same stretch (-$7.7M, still holding $12.8M).
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